The present disclosure relates to the field of spectroscopy, and, more particularly, to a device for plastic waste identification and sorting with spectroscopy and related methods.
Waste management for recycling is one of the most important needed tasks in order to save the world from the immense quantity of solid waste being disposed every day [1]. In 2012, approximately 251 million tons of solid waste was generated in the USA alone, where 13% of it was different kinds of plastics. However, out of the 87 million tons of recovered solid waste, only a total of 3% corresponded to plastics, and the remaining portion was dumped into landfills, making plastic one of the major environmental pollutants [2]. Hence, a large-scale effort is still needed in order to increase the plastic recycling outcome.
An important issue plastic recycling facilities must overcome is the accurate identification and sorting of plastic materials ingested into the facility. In fact, some plastic types may not be recyclable at the facility and could present downstream problems if they are not removed. One approach to this issue is disclosed in U.S. Pat. No. 6,313,423 to Sommer et al. This system is for sorting a plurality of waste products by polymer type. The system uses Raman spectroscopy and identification techniques to identify and sort post-consumer plastics for recycling.
Generally speaking, an electronic device is for identifying the plastic composition of an unknown plastic object. The electronic device may include a spectrometer configured to receive the unknown plastic object and generate at least one mid-infrared (MIR) reflectance spectra characteristic of the unknown plastic object, a memory configured to store a multi-spectral fingerprint library for a plurality of plastic types, and a processor coupled to the spectrometer and the memory. The processor may be configured to analyze in real-time the at least one MIR reflectance spectra characteristic of the unknown plastic object, and identify the plastic composition based upon comparing the at least one MIR reflectance spectra characteristic of the unknown plastic object to the multi-spectral fingerprint library.
In particular, the processor may be configured to identify the plastic composition when the at least one MIR reflectance spectra characteristic of the unknown plastic object matches a respective reflectance spectra characteristic in the multi-spectral fingerprint library. The electronic device may comprise an infrared source (e.g. tungsten filament source and/or a globar source) configured to irradiate the unknown plastic object.
In some embodiments, each reflectance spectra characteristic in the multi-spectral fingerprint library may comprise at least one spectral peak and at least one spectral valley associated with a particular vibrational absorption resonance. Each reflectance spectra characteristic in the multi-spectral fingerprint library may also comprise at least one standard deviation value for the at least one spectral peak and the at least one spectral valley. The processor may be configured to identify the plastic composition when the at least one MIR reflectance spectra characteristic of the unknown plastic object matches each spectral peak and spectral valley of a respective reflectance spectra characteristic in the multi-spectral fingerprint library. For example, the plurality of plastic types may comprise Polyethylene Terephthalate (PET), High Density Polyethylene (HDPE), Polyvinyl Chloride (PVC), Low Density Polyethylene (LDPE), Polypropylene (PP), Polystyrene (PS), Polycarbonate (PC), Acrylic, Nylon, Polyoxymethylene (POM), Acrylonitrile Butadiene Styrene (ABS), and Polytetrafluoroethylene (PTFE).
Another aspect is directed to a method for identifying the plastic composition of an unknown plastic object. The method may comprise operating a spectrometer to receive the unknown plastic object and generate at least one MIR reflectance spectra characteristic of the unknown plastic object, and operating a memory to store a multi-spectral fingerprint library for a plurality of plastic types. The method may comprise operating a processor coupled to the spectrometer and the memory and to analyze in real-time the at least one MIR reflectance spectra characteristic of the unknown plastic object, and identify the plastic composition based, but not limited to, upon comparing the at least one MIR reflectance spectra characteristic of the unknown plastic object to the multi-spectral fingerprint library.
The present disclosure will now be described in more details hereinafter with reference to the accompanying drawings, in which several embodiments of the present disclosure are shown. This present disclosure may, however, be embodied in many different forms and should not be construed as limited to the embodiments set forth herein. Rather, these embodiments are provided so that this disclosure will be thorough and complete, and will fully convey the scope of the present disclosure to those skilled in the art. Like numbers refer to like elements throughout, and base 100 reference numerals are used to indicate similar elements in alternative embodiments.
Referring initially and briefly to
Another aspect is directed to a method for identifying the plastic composition of an unknown object. The method may include operating a spectrometer 102 to receive the unknown object and generate at least one MIR reflectance spectra characteristic of the unknown object, and operating a memory 101 to store a multi-spectral fingerprint library of several plastics. The method may include operating a processor 103 to identify the plastic composition of the unknown object in real-time based upon, but not limited to, comparing the fingerprint extracted from the reflectance spectra with the multi-spectral fingerprint library.
In the polymer recycling industry, resin identification is the most important step in order to guarantee the economical worthiness of the process since cross contamination of incompatible resins can degrade the quality of the entire recycled batch. Moreover, this task may be challenging due to the large diversity of plastics present in the recovered plastic stocks from municipal waste, which mandates accurate classification before entering the recycling chain [3,4].
To identify and sort different families of plastics, techniques such as triboeletrostatic separation based on the electrostatic charge of a known plastic mixture [5-7], magnetic density [8,9], air flotation [10], automated image analysis systems to discriminate plastic bottles of a specific plastic resin [11], and some combination of these [12,13] have been developed. These methods use prior knowledge of the material's physical properties for external stimulus-based detection. Likewise, all of these methods may work well in a known material stock but may fail in a realistic scenario of blind identification of an unknown combination of plastics.
In order to tackle this crucial step in the recycling chain, accurate identification of plastics based on chemical composition is very important, as pointed out earlier. For this purpose, various methods such as FTIR spectroscopy [14,15], Raman spectroscopy [16], direct chemical element identification based on laser-induced breakdown spectroscopy [17,18], and hyperspectral imaging methods [8,19,20] have been studied. These methods have proven to be reliable in identifying unique molecular vibrational finger-prints in polymer compounds [21], especially NIR Fourier transform infrared spectroscopy (FTIR) spectroscopy for its robustness and flexibility.
FTIR spectroscopy techniques vary between different configurations such as transmission, absorption, or reflection, which is restricted by the application needs or the sample preparation method, but the underlying physics involved in the detection remain the same. In fact, by measuring reflectance spectra one can straightforwardly estimate the absorption coefficients by performing the Kramers-Kronig transformation [21-23]. The spectral domain is dictated by the dominant vibrational modes present in those spectral bands. However, unique identification is challenging due to the weaker spectral features that are further overlapped in frequency among various plastics due to similar vibrational mode overtones generated by the main functional groups. Vibrational mode overtones of the functional groups, mainly XH, XH2, and XH3, (X═C, N, O, etc.), tend to be weaker in the NIR, but their fundamental modes are stronger in the MIR domain. In addition, some resonances are only present in the MIR domain for some polymers, rendering the NIR domain useless.
Referring now additionally to
A broad spectrum of plastics was collected in order to cover the diversified plastic items widely encountered in the municipal waste: 12 plastic resins were chosen and divided in two groups. The most common plastics are generated mainly from household and end consumer products and are grouped into group 1, labeled by the society of the plastic industry with a resin identification code (RIC). This group includes PET, HDPE, PVC, LDPE, PP, PS, and PC. In the collected samples, PS is found in two phases, foam (PS-f) and solid (PS-s), which showed clear distinction in their reflectance spectra. Another group of plastics are those that are encountered in more specialized applications but also contribute to the overall plastic waste and are grouped into group 2. These plastics are acrylic, nylon, Polyoxymethylene (POM i.e. Acetal), ABS, and PTFE.
The reflectance spectra were acquired using a microscope-coupled FTIR spectrometer (Hyperion 1000-Vertex 80, as available from Bruker Optics, Inc. of Billerica, Mass.). The NIR reflectance spectra were measured using a tungsten filament source in combination with calcium fluoride beam splitter. The MIR reflectance spectra were measured with a glow bar thermal source paired with a potassium bromide beam splitter. In both configurations, a nitrogen cooled mercury cadmium telluride (MCT) detector and a 0.4 NA Cassegrain objective lens were used. The background reference was taken with respect to a gold mirror. The spectrometer spectral resolution was 4 cm−1, and the reflectance spectra were averaged 128 times. Such spectrometer resolution maps to wavelength resolution (Δλ=λ2Δν, where λ is the wavelength of interest, Δν is the spectrometer resolution in wavenumbers, and Δλ is the corresponding resolution in wavelength) of 0.04 nm at 1 μm, 10 nm at 5 μm, and 40 nm at 10 μm, which are enough to resolve such broad vibrational resonances.
The reflectance of all plastic samples was collected to identify the dominant spectral features in both the NIR and MIR domains. An example of the spectral feature selection process is shown in
The reflectance spectra were measured for both group 1 and group 2 in the NIR domain. Representative spectra for group (NIR active) are shown in diagram 52 of
Moreover, the addition of colorants to the base plastic matrix further complicates the detection process. The colorant present in the plastic resin matrix influences, to some extent, the NIR spectra, especially black. In
Other factors that influence the quality of the samples include the surface roughness. From all samples characterized, those having considerable surface roughness displayed very weak reflectance with very shallow resonances almost buried into the noise level. Furthermore, the sample morphology such as PS in solid and foam phases affects the NIR spectra. While solid PS samples (marked as −s) display a distinctive set of spectral features, PS in foam phase (marked as −f) does not show any whatsoever, see
From this analysis, it can be observed that the NIR spectroscopy alone is not sufficient for the detection of the complete set of commonly used and specialized plastics with or without color additives.
The same spectroscopic measurements are performed for both groups in the MIR spectral band. Representative reflectance spectra for groups 1 and 2 are plotted in
In the NIR domain, the two phases of PS (solid and foam) could not be characterized because solid phase PS samples have spectral features, but not their foam phase counterparts. However, in the MIR domain, both PS phases could be fully characterized but not at the exact resonance features as seen in diagram 60 of
In addition, color does not show significant influence in the reflectance spectra; even black samples can be fully characterized in the MIR domain contrary to the NIR domain. For example, in diagram 61 of
From the full collection of plastics characterized, each plastic resin family had its own set of reflectance features. Due to the diversity in morphology, surface roughness, and thickness among a specific resin family, not all spectra displayed the same spectral features, because of either low reflectance (resonances into the noise level) or no resonances present (resonances associated with specific sample constituent such as fillers). Nevertheless, a set of unique spectral features is present in each plastic resin group. From those features, selected as specified in
One limitation encountered in this method is that HDPE and LDPE cannot be differentiated since their MIR and NIR spectral features are practically the same. In the next section, a blind identification of randomly selected samples from the characterized plastic batch and different plastic objects was carried out to test the validity of the method. Notice that objects matching HDPE or LDPE are identified by polyethylene (PE).
Applicant performed two sets of blind detection experiments of unknown plastics. The first experiment intends to validate the multi-spectral library to identify plastic resins used to construct it. From the collected set of characterized plastics, 12 samples were picked up randomly. They were cut and subject to no surface treatment, such as cleaning. The reflectance spectra were recorded for each sample, and their MIR spectral features were compared to the library. A successful identification is achieved when the spectral features match with all the multi-spectral library lines of a specific resin within the range of the corresponding standard deviation. All samples were successfully identified.
Twelve plastic resin groups, which are commonly encountered in municipal waste worldwide, are characterized with FTIR reflectance spectroscopy. Based on the NIR and MIR reflectance, Applicant statistically identified the unique spectral features to construct a multi-spectral library covering the IR activity of the characterized plastic resins. Plastics in group 1 are NIR active, but not those in group 2. Furthermore, in the NIR domain there is considerable variation in the reflectance spectra among individuals of the same resin but different colors and morphology, such as the solid and foam phase of PS, the difference in spectra of colored versus clear acrylic, or the lack of spectral features in black samples. Hence the NIR domain, by itself, renders useless for blind identification of samples of the whole resin collection. In the MIR, all plastic resins can be fully characterized including the NIR inactive, those with color, or those that are morphology dependent. The selected spectral features based on peaks and valleys in the reflection spectra add an extra degree of freedom to the identification process. For practical reasons the MIR domain (from 3-12 μm) is enough to identify the whole set of resins as proved in the two blind identification experiments. The only limitation encountered is that LDPE and HDPE cannot be differentiated since their spectral features are the same in both the NIR and MIR domains.
An electronic device is for identifying the plastic composition of an unknown object. The electronic device comprises: a spectrometer configured to receive the unknown object and generate at least one MIR reflectance spectra characteristic of the unknown object; a memory configured to store a database comprising a plurality of plastic types and corresponding pluralities of reflectance spectra characteristics; and a processor coupled to said spectrometer and said memory and configured to identify the plastic composition of the unknown object based upon, but not limited to, comparing the at least one MIR reflectance spectra characteristic with the pluralities of reflectance spectra characteristics.
Each reflectance spectra characteristic comprises a MIR reflectance spectra characteristic. The electronic device wherein the plurality of plastic types comprises PET, HDPE, PVC, LDPE, PP, PS, PC, Acrylic, Nylon, POM, ABS, and PTFE.
A method is for identifying the plastic composition of an unknown object. The method comprises: operating a spectrometer to receive the unknown object and generate at least one MIR reflectance spectra characteristic of the unknown object; operating a memory to store a database comprising a plurality of plastic types and corresponding pluralities of reflectance spectra characteristics; and operating a processor to identify the plastic composition of the unknown object based upon, but not limited to, comparing the at least one MIR reflectance spectra characteristic with the pluralities of reflectance spectra characteristics.
Referring now additionally to
The processor 203 is configured to analyze in real-time the at least one MIR reflectance spectra characteristic of the unknown plastic object 205, and identify the plastic composition based upon, but not limited to (i.e. at least), comparing the at least one MIR reflectance spectra characteristic of the unknown plastic object to the multi-spectral fingerprint library 206. In particular, the processor 203 is configured to identify the plastic composition when the at least one MIR reflectance spectra characteristic of the unknown plastic object 205 matches a respective reflectance spectra characteristic in the multi-spectral fingerprint library 206.
In other embodiments, the processor 203 may use other tools (in addition to the MIR reflectance spectra characteristic) to identify the plastic composition of the unknown plastic object 205. For example, the processor 203 may cooperate with an image sensor (not shown) to scan for codes/symbols from the American Section of the International Association (ASTM) International Resin Identification Coding System.
In some embodiments, each reflectance spectra characteristic in the multi-spectral fingerprint library 206 comprises at least one spectral peak and at least one spectral valley associated with a particular vibrational absorption resonance (See, e.g.,
Additionally, each reflectance spectra characteristic in the multi-spectral fingerprint library 206 may comprise a MIR reflectance spectral fingerprint. In other embodiments, each reflectance spectra characteristic in the multi-spectral fingerprint library 206 includes a NIR reflectance spectral fingerprint.
For example, the plurality of plastic types may comprise one or more, all, or any subset of PET, HDPE, PVC, LDPE, PP, PS, PC, Acrylic, Nylon, POM, ABS, and PTFE. The detectable plurality of plastic types is not solely limited to the aforementioned group, but to many others with or without fillers or modifiers, which can be straightforwardly added to the library upon initial baseline characterization.
Another aspect is directed to a method for identifying the plastic composition of an unknown plastic object 205. The method may comprise operating a spectrometer 202 to receive the unknown plastic object 205 and generate at least one MIR reflectance spectra characteristic of the unknown plastic object, and operating a memory 201 to store a multi-spectral fingerprint library 206 for a plurality of plastic types. The method may comprise operating a processor 203 coupled to the spectrometer 202 and the memory 201 and to analyze in real-time the at least one MIR reflectance spectra characteristic of the unknown plastic object 205, and identify the plastic composition based upon, but not limited to, comparing the at least one MIR reflectance spectra characteristic of the unknown plastic object to the multi-spectral fingerprint library 206.
Many modifications and other embodiments of the present disclosure will come to the mind of one skilled in the art having the benefit of the teachings presented in the foregoing descriptions and the associated drawings. Therefore, it is understood that the present disclosure is not to be limited to the specific embodiments disclosed, and that modifications and embodiments are intended to be included within the scope of the appended claims.
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This application is based upon prior filed copending U.S. Application No. 62/337,390 filed May 17, 2016, the entire subject matter of which is incorporated herein by reference in its entirety.
This invention was made with government support under contract number 63019022 awarded by National Aeronautics and Space Administration. The government has certain rights in the invention.
Number | Date | Country | |
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62337390 | May 2016 | US |