PEGYLATED LIPIDS

Abstract
Compounds are provided having the following Formula (I):
Description
BACKGROUND
Technical Field

The present disclosure generally relates to novel pegylated lipid compounds that can be used in combination with other lipid components, such as cationic lipids, neutral lipids, and cholesterol, to form lipid nanoparticles to facilitate the intracellular delivery of therapeutic nucleic acids (e.g., oligonucleotides, messenger RNA) both in vitro and in vivo.


Description of the Related Art

There are many challenges associated with the delivery of nucleic acids to affect a desired response in a biological system. Nucleic acid-based therapeutics have enormous potential but there remains a need for more effective delivery of nucleic acids to appropriate sites within a cell or organism to realize this potential. Therapeutic nucleic acids include, e.g., messenger RNA (mRNA), antisense oligonucleotides, ribozymes, DNAzymes, plasmids, immune stimulating nucleic acids, antagomir, antimir, mimic, supermir, and aptamers. Some nucleic acids, such as mRNA or plasmids, can be used to effect expression of specific cellular products as would be useful in the treatment of, for example, diseases related to a deficiency of a protein or enzyme. The therapeutic applications of translatable nucleotide delivery are extremely broad as constructs can be synthesized to produce any chosen protein sequence, whether indigenous to the system. The expression products of the nucleic acid can augment existing levels of protein, replace missing or non-functional versions of a protein, or introduce a new protein and associated functionality in a cell or organism.


Some nucleic acids, such as miRNA inhibitors, can be used to effect expression of specific cellular products that are regulated by miRNA as would be useful in the treatment of, for example, diseases related to deficiency of protein or enzyme. The therapeutic applications of miRNA inhibition are extremely broad as constructs can be synthesized to inhibit one or more miRNA that would in turn regulate the expression of mRNA products. The inhibition of endogenous miRNA can augment its downstream target endogenous protein expression and restore proper function in a cell or organism as a means to treat disease associated to a specific miRNA or a group of miRNA.


Other nucleic acids can down-regulate intracellular levels of specific mRNA and, as a result, down-regulate the synthesis of the corresponding proteins through processes such as RNA interference (RNAi) or complementary binding of antisense RNA. The therapeutic applications of antisense oligonucleotide and RNAi are also extremely broad, since oligonucleotide constructs can be synthesized with any nucleotide sequence directed against a target mRNA. Targets may include mRNAs from normal cells, mRNAs associated with disease-states, such as cancer, and mRNAs of infectious agents, such as viruses. To date, antisense oligonucleotide constructs have shown the ability to specifically down-regulate target proteins through degradation of the cognate mRNA in both in vitro and in vivo models. In addition, antisense oligonucleotide constructs are currently being evaluated in clinical studies.


However, two problems currently face using oligonucleotides in therapeutic contexts. First, free RNAs are susceptible to nuclease digestion in plasma. Second, free RNAs have limited ability to gain access to the intracellular compartment where the relevant translation machinery resides. Lipid nanoparticles formed from components, such as cationic lipids, neutral lipids, cholesterol, PEG, PEGylated lipids, and oligonucleotides have been used to block degradation of the RNAs in plasma and facilitate the cellular uptake of the oligonucleotides.


There remains a need for improved pegylated lipids and lipid nanoparticles for the delivery of oligonucleotides. Preferably, these lipid nanoparticles would provide optimal drug to lipid ratios, protect the nucleic acid from degradation and clearance in serum, be suitable for systemic delivery, and provide intracellular delivery of the nucleic acid. In addition, these lipid-nucleic acid particles should be well-tolerated and provide an adequate therapeutic index, such that patient treatment at an effective dose of the nucleic acid is not associated with unacceptable toxicity and/or risk to the patient. The present disclosure provides these and related advantages.


BRIEF SUMMARY

In brief, the present disclosure provides pegylated lipid compounds, including stereoisomers, pharmaceutically acceptable salts, and tautomers thereof, which can be used alone or in combination with other lipid components such as cationic lipids, neutral lipids, charged lipids, steroids (including for example, all sterols) and/or their analogs, and/or other polymer conjugated lipids to form lipid nanoparticles for the delivery of therapeutic agents. In some instances, the lipid nanoparticles are used to deliver nucleic acids such as antisense and/or messenger RNA. Methods for use of such lipid nanoparticles for treatment of various diseases or conditions, such as those caused by infectious entities and/or insufficiency of a protein, are also provided.


In one embodiment, compounds having the following structure of Formula (I) are provided:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein R1, R2, R3, m, and n are as defined herein.


Pharmaceutical compositions comprising one or more of the foregoing compounds of Formula (I) and a therapeutic agent are also provided. In some embodiments, the pharmaceutical compositions further comprise one or more components selected from cationic lipids, neutral lipids, charged lipids, steroids, and further polymer conjugated lipids. Such compositions are useful for formation of lipid nanoparticles for the delivery of the therapeutic agent.


In other embodiments, the present disclosure provides a method for administering a therapeutic agent to a patient in need thereof, the method comprising preparing a composition of lipid nanoparticles comprising the compound of Formula (I) and a therapeutic agent and delivering the composition to the patient. Such methods are useful for inducing expression of a protein in a subject, for example for expressing an antigen for purposes of vaccination or a gene editing protein.


These and other aspects of the disclosure will be apparent upon reference to the following detailed description.





BRIEF DESCRIPTION OF THE DRAWINGS

In the figures, identical reference numbers identify similar elements or acts. The sizes and relative positions of elements in the figures are not necessarily drawn to scale. For example, the shapes of various elements and angles are not drawn to scale and some of these elements are enlarged and positioned to improve figure legibility. Further, the particular shapes of the elements as drawn, are not intended to convey any information regarding the actual shape of the particular elements and have been solely selected for ease of recognition in the figures.



FIG. 1 shows luciferase expression (ng luciferase/g liver) over time (hours) for various concentrations of compound I-5.





DETAILED DESCRIPTION

In the following description, certain specific details are set forth to provide a thorough understanding of various embodiments of the disclosure. However, one skilled in the art will understand that the embodiments of the disclosure may be practiced without these details.


The present disclosure is based, in part, upon the discovery of novel pegylated lipids that provide advantages when used in lipid nanoparticles for the in vivo delivery of an active or therapeutic agent such as a nucleic acid into a cell of a mammal. In particular, embodiments of the present disclosure provide nucleic acid-lipid nanoparticle compositions comprising one or more of the novel pegylated lipids described herein that provide increased activity of the nucleic acid and improved tolerability of the compositions in vivo, resulting in a significant increase in the therapeutic index as compared to nucleic acid-lipid nanoparticle compositions previously described.


In certain embodiments, the present disclosure provides novel pegylated lipids that enable the formulation of improved compositions for the in vitro and in vivo delivery of mRNA and/or other oligonucleotides. In some embodiments, these improved lipid nanoparticle compositions are useful for expression of protein encoded by mRNA. In other embodiments, these improved lipid nanoparticles compositions are useful for upregulation of endogenous protein expression by delivering miRNA inhibitors targeting one specific miRNA or a group of miRNA regulating one target mRNA or several mRNA. In other embodiments, these improved lipid nanoparticle compositions are useful for down-regulating (e.g., silencing) the protein levels and/or mRNA levels of target genes. In some other embodiments, the lipid nanoparticles are also useful for delivery of mRNA and plasmids for expression of transgenes. In yet other embodiments, the lipid nanoparticle compositions are useful for inducing a pharmacological effect resulting from expression of a protein, e.g., increased production of red blood cells through the delivery of a suitable erythropoietin mRNA, or protection against infection through delivery of mRNA encoding for a suitable antibody.


The lipid nanoparticles and compositions of the present disclosure may be used for a variety of purposes, including the delivery of encapsulated or associated (e.g., complexed) therapeutic agents such as nucleic acids to cells, both in vitro and in vivo. Accordingly, embodiments of the present disclosure provide methods of treating or preventing diseases or disorders in a subject in need thereof by contacting the subject with a lipid nanoparticle that encapsulates or is associated with a suitable therapeutic agent, wherein the lipid nanoparticle comprises one or more of the novel pegylated lipids described herein.


As described herein, embodiments of the lipid nanoparticles of the present disclosure are particularly useful for the delivery of nucleic acids, including, e.g., mRNA, antisense oligonucleotide, plasmid DNA, microRNA (miRNA), miRNA inhibitors (antagomirs/antimirs), messenger-RNA-interfering complementary RNA (micRNA), DNA, multivalent RNA, dicer substrate RNA, complementary DNA (cDNA), etc. Therefore, the lipid nanoparticles and compositions of the present disclosure may be used to induce expression of a desired protein both in vitro and in vivo by contacting cells with a lipid nanoparticle comprising one or more novel pegylated lipids described herein, wherein the lipid nanoparticle encapsulates or is associated with a nucleic acid that is expressed to produce the desired protein (e.g., a messenger RNA or plasmid encoding the desired protein). Alternatively, the lipid nanoparticles and compositions of the present disclosure may be used to decrease the expression of target genes and proteins both in vitro and in vivo by contacting cells with a lipid nanoparticle comprising one or more novel pegylated lipids described herein, wherein the lipid nanoparticle encapsulates or is associated with a nucleic acid that reduces target gene expression (e.g., an antisense oligonucleotide or small interfering RNA (siRNA)). The lipid nanoparticles and compositions of the present disclosure may also be used for co-delivery of different nucleic acids (e.g., mRNA and plasmid DNA) separately or in combination, such as may be useful to provide an effect requiring co-localization of different nucleic acids (e.g., mRNA encoding for a suitable gene modifying enzyme and DNA segment(s) for incorporation into the host genome).


Nucleic acids for use with this disclosure may be prepared according to any available technique. For mRNA, the primary methodology of preparation is, but not limited to, enzymatic synthesis (also termed in vitro transcription) which currently represents the most efficient method to produce long sequence-specific mRNA. In vitro transcription describes a process of template-directed synthesis of RNA molecules from an engineered DNA template comprised of an upstream bacteriophage promoter sequence (e.g., including but not limited to that from the T7, T3, and SP6 coliphage) linked to a downstream sequence encoding the gene of interest. Template DNA can be prepared for in vitro transcription from a number of sources with appropriate techniques which are well known in the art including, but not limited to, plasmid DNA and polymerase chain reaction amplification (see Linpinsel, J. L and Conn, G. L., General protocols for preparation of plasmid DNA template and Bowman, J. C., Azizi, B., Lenz, T. K., Ray, P., and Williams, L. D. in RNA in vitro transcription and RNA purification by denaturing PAGE in Recombinant and in vitro RNA syntheses Methods v. 941 Conn G. L. (ed), New York, N.Y. Humana Press, 2012).


Transcription of the RNA occurs in vitro using the linearized DNA template in the presence of the corresponding RNA polymerase and adenosine, guanosine, uridine, and cytidine ribonucleoside triphosphates (rNTPs) under conditions that support polymerase activity while minimizing potential degradation of the resultant mRNA transcripts. In vitro transcription can be performed using a variety of commercially available kits including, but not limited to RiboMax Large Scale RNA Production System (Promega), MegaScript Transcription kits (Life Technologies) as well as with commercially available reagents including RNA polymerases and rNTPs. The methodology for in vitro transcription of mRNA is well known in the art. (see, e.g., Losick, R., 1972, In vitro transcription, Ann Rev Biochem v.41 409-46; Kamakaka, R. T. and Kraus, W. L. 2001. In Vitro Transcription. Current Protocols in Cell Biology. 2:11.6:11.6.1-11.6.17; Beckert, B. And Masquida, B., (2010) Synthesis of RNA by In Vitro Transcription in RNA in Methods in Molecular Biology v. 703 (Neilson, H. Ed), New York, N.Y. Humana Press, 2010; Brunelle, J. L. and Green, R., 2013, Chapter Five—In vitro transcription from plasmid or PCR-amplified DNA, Methods in Enzymology v. 530, 101-114; all of which are incorporated herein by reference).


The desired in vitro transcribed mRNA is then purified from the undesired components of the transcription or associated reactions (including unincorporated rNTPs, protein enzyme, salts, short RNA oligos etc.). Techniques for the isolation of the mRNA transcripts are well known in the art. Well known procedures include phenol/chloroform extraction or precipitation with either alcohol (ethanol, isopropanol) in the presence of monovalent cations or lithium chloride. Additional, non-limiting examples of purification procedures which can be used include size exclusion chromatography (Lukavsky, P. J. and Puglisi, J. D., 2004, Large-scale preparation and purification of polyacrylamide-free RNA oligonucleotides, RNA v.10, 889-893), silica-based affinity chromatography and polyacrylamide gel electrophoresis (Bowman, J. C., Azizi, B., Lenz, T. K., Ray, P., and Williams, L. D. in RNA in vitro transcription and RNA purification by denaturing PAGE in Recombinant and in vitro RNA syntheses Methods v. 941 Conn G. L. (ed), New York, N.Y. Humana Press, 2012). Purification can be performed using a variety of commercially available kits including, but not limited to SV Total Isolation System (Promega) and In Vitro Transcription Cleanup and Concentration Kit (Norgen Biotek).


Furthermore, while reverse transcription can yield large quantities of mRNA, the products can contain several aberrant RNA impurities associated with undesired polymerase activity which may need to be removed from the full-length mRNA preparation. These include short RNAs that result from abortive transcription initiation as well as double-stranded RNA (dsRNA) generated by RNA-dependent RNA polymerase activity, RNA-primed transcription from RNA templates and self-complementary 3′ extension. It has been demonstrated that these contaminants with dsRNA structures can lead to undesired immunostimulatory activity through interaction with various innate immune sensors in eukaryotic cells that function to recognize specific nucleic acid structures and induce potent immune responses. This in turn, can dramatically reduce mRNA translation since protein synthesis is reduced during the innate cellular immune response. Therefore, additional techniques to remove these dsRNA contaminants have been developed and are known in the art including but not limited to scalable HPLC purification (see, e.g., Kariko, K., Muramatsu, H., Ludwig, J. And Weissman, D., 2011, Generating the optimal mRNA for therapy: HPLC purification eliminates immune activation and improves translation of nucleoside-modified, protein-encoding mRNA, Nucl Acid Res, v. 39 e142; Weissman, D., Pardi, N., Muramatsu, H., and Kariko, K., HPLC Purification of in vitro transcribed long RNA in Synthetic Messenger RNA and Cell Metabolism Modulation in Methods in Molecular Biology v.969 (Rabinovich, P. H. Ed), 2013). HPLC purified mRNA has been reported to be translated at much greater levels, particularly in primary cells and in vivo.


A significant variety of modifications have been described in the art which are used to alter specific properties of in vitro transcribed mRNA and improve its utility. These include but are not limited to modifications to the 5′ and 3′ termini of the mRNA. Endogenous eukaryotic mRNA typically contains a cap structure on the 5′-end of a mature molecule which plays an important role in mediating binding of the mRNA Cap Binding Protein (CBP), which is in turn responsible for enhancing mRNA stability in the cell and efficiency of mRNA translation. Therefore, highest levels of protein expression are achieved with capped mRNA transcripts. The 5′-cap contains a 5′-5′-triphosphate linkage between the 5′-most nucleotide and guanine nucleotide. The conjugated guanine nucleotide is methylated at the N7 position. Additional modifications include methylation of the ultimate and penultimate most 5′-nucleotides on the 2′-hydroxyl group.


Multiple distinct cap structures can be used to generate the 5′-cap of in vitro transcribed synthetic mRNA. 5′-capping of synthetic mRNA can be performed co-transcriptionally with chemical cap analogs (i.e., capping during in vitro transcription). For example, the Anti-Reverse Cap Analog (ARCA) cap contains a 5′-5′-triphosphate guanine-guanine linkage where one guanine contains an N7 methyl group as well as a 3′-O-methyl group. However, up to 20% of transcripts remain uncapped during this co-transcriptional process and the synthetic cap analog is not identical to the 5′-cap structure of an authentic cellular mRNA, potentially reducing translatability and cellular stability. Alternatively, synthetic mRNA molecules may also be enzymatically capped post-transcriptionally. These may generate a more authentic 5′-cap structure that more closely mimics, either structurally or functionally, the endogenous 5′-cap which have enhanced binding of cap binding proteins, increased half-life, reduced susceptibility to 5′ endonucleases and/or reduced 5′ decapping. Numerous synthetic 5′-cap analogs have been developed and are known in the art to enhance mRNA stability and translatability (see, e.g., Grudzien-Nogalska, E., Kowalska, J., Su, W., Kuhn, A. N., Slepenkov, S. V., Darynkiewicz, E., Sahin, U., Jemielity, J., and Rhoads, R. E., Synthetic mRNAs with superior translation and stability properties in Synthetic Messenger RNA and Cell Metabolism Modulation in Methods in Molecular Biology v.969 (Rabinovich, P. H. Ed), 2013).


On the 3′-terminus, a long chain of adenine nucleotides (poly-A tail) is normally added to mRNA molecules during RNA processing. Immediately after transcription, the 3′ end of the transcript is cleaved to free a 3′ hydroxyl to which poly-A polymerase adds a chain of adenine nucleotides to the RNA in a process called polyadenylation. The poly-A tail has been extensively shown to enhance both translational efficiency and stability of mRNA (see Bernstein, P. and Ross, J., 1989, Poly (A), poly (A) binding protein and the regulation of mRNA stability, Trends Bio Sci v. 14 373-377; Guhaniyogi, J. And Brewer, G., 2001, Regulation of mRNA stability in mammalian cells, Gene, v. 265, 11-23; Dreyfus, M. And Regnier, P., 2002, The poly (A) tail of mRNAs: Bodyguard in eukaryotes, scavenger in bacteria, Cell, v.111, 611-613).


Poly (A) tailing of in vitro transcribed mRNA can be achieved using various approaches including, but not limited to, cloning of a poly (T) tract into the DNA template or by post-transcriptional addition using Poly (A) polymerase. The first case allows in vitro transcription of mRNA with poly (A) tails of defined length, depending on the size of the poly (T) tract, but requires additional manipulation of the template. The latter case involves the enzymatic addition of a poly (A) tail to in vitro transcribed mRNA using poly (A) polymerase which catalyzes the incorporation of adenine residues onto the 3′-termini of RNA, requiring no additional manipulation of the DNA template, but results in mRNA with poly(A) tails of heterogenous length. 5′-capping and 3′-poly (A) tailing can be performed using a variety of commercially available kits including, but not limited to Poly (A) Polymerase Tailing kit (EpiCenter), mMESSAGE mMACHINE T7 Ultra kit and Poly (A) Tailing kit (Life Technologies) as well as with commercially available reagents, various ARCA caps, Poly (A) polymerase, etc.


In addition to 5′ cap and 3′ poly adenylation, other modifications of the in vitro transcripts have been reported to provide benefits as related to efficiency of translation and stability. It is well known in the art that pathogenic DNA and RNA can be recognized by a variety of sensors within eukaryotes and trigger potent innate immune responses. The ability to discriminate between pathogenic and self-DNA and RNA has been shown to be based, at least in part, on structure and nucleoside modifications since most nucleic acids from natural sources contain modified nucleosides. In contrast, in vitro synthesized RNA lacks these modifications, thus rendering it immunostimulatory which in turn can inhibit effective mRNA translation as outlined above. The introduction of modified nucleosides into in vitro transcribed mRNA can be used to prevent recognition and activation of RNA sensors, thus mitigating this undesired immunostimulatory activity and enhancing translation capacity (see, e.g., Kariko, K. And Weissman, D. 2007, Naturally occurring nucleoside modifications suppress the immunostimulatory activity of RNA: implication for therapeutic RNA development, Curr Opin Drug Discov Devel, v.10 523-532; Pardi, N., Muramatsu, H., Weissman, D., Kariko, K., In vitro transcription of long RNA containing modified nucleosides in Synthetic Messenger RNA and Cell Metabolism Modulation in Methods in Molecular Biology v.969 (Rabinovich, P. H. Ed), 2013); Kariko, K., Muramatsu, H., Welsh, F. A., Ludwig, J., Kato, H., Akira, S., Weissman, D., 2008, Incorporation of Pseudouridine Into mRNA Yields Superior Nonimmunogenic Vector With Increased Translational Capacity and Biological Stability, Mol Ther v.16, 1833-1840. The modified nucleosides and nucleotides used in the synthesis of modified RNAs can be prepared monitored and utilized using general methods and procedures known in the art. A large variety of nucleoside modifications are available that may be incorporated alone or in combination with other modified nucleosides to some extent into the in vitro transcribed mRNA (see, e.g., US Publication No. 2012/0251618). In vitro synthesis of nucleoside-modified mRNA has been reported to have reduced ability to activate immune sensors with a concomitant enhanced translational capacity.


Other components of mRNA which can be modified to provide benefit in terms of translatability and stability include the 5′ and 3′ untranslated regions (UTR). Optimization of the UTRs (favorable 5′ and 3′ UTRs can be obtained from cellular or viral RNAs), either both or independently, have been shown to increase mRNA stability and translational efficiency of in vitro transcribed mRNA (see, e.g., Pardi, N., Muramatsu, H., Weissman, D., Kariko, K., In vitro transcription of long RNA containing modified nucleosides in Synthetic Messenger RNA and Cell Metabolism Modulation in Methods in Molecular Biology v.969 (Rabinovich, P. H. Ed), 2013).


In addition to mRNA, other nucleic acid payloads may be used for this disclosure. For oligonucleotides, methods of preparation include but are not limited to chemical synthesis and enzymatic, chemical cleavage of a longer precursor, in vitro transcription as described above, etc.


Methods of synthesizing DNA and RNA nucleotides are widely used and well known in the art (see, e.g., Gait, M. J. (ed.) Oligonucleotide synthesis: a practical approach, Oxford [Oxfordshire], Washington, D.C.: IRL Press, 1984; and Herdewijn, P. (ed.) Oligonucleotide synthesis: methods and applications, Methods in Molecular Biology, v. 288 (Clifton, N.J.) Totowa, N.J.: Humana Press, 2005; both of which are incorporated herein by reference).


For plasmid DNA, preparation for use with this disclosure commonly utilizes but is not limited to expansion and isolation of the plasmid DNA in vitro in a liquid culture of bacteria containing the plasmid of interest. The presence of a gene in the plasmid of interest that encodes resistance to a particular antibiotic (penicillin, kanamycin, etc.) allows those bacteria containing the plasmid of interest to selective grow in antibiotic-containing cultures. Methods of isolating plasmid DNA are widely used and well known in the art (see, e.g., Heilig, J., Elbing, K. L. and Brent, R (2001) Large-Scale Preparation of Plasmid DNA. Current Protocols in Molecular Biology. 41:11:1.7:1.7.1-1.7.16; Rozkov, A., Larsson, B., Gillström, S., Björnestedt, R. and Schmidt, S. R. (2008), Large-scale production of endotoxin-free plasmids for transient expression in mammalian cell culture. Biotechnol. Bioeng., 99: 557-566; and U.S. Pat. No. 6,197,553). Plasmid isolation can be performed using a variety of commercially available kits including, but not limited to Plasmid Plus (Qiagen), GenJET plasmid MaxiPrep (Thermo) and PureYield MaxiPrep (Promega) kits as well as with commercially available reagents.


Various exemplary embodiments of the pegylated lipids of the present disclosure, lipid nanoparticles and compositions comprising the same, and their use to deliver active or therapeutic agents such as nucleic acids to modulate gene and protein expression, are described in further detail below.


As used herein, the following terms have the meanings ascribed to them unless specified otherwise.


Unless the context requires otherwise, throughout the present specification and claims, the word “comprise” and variations thereof, such as, “comprises” and “comprising” are to be construed in an open and inclusive sense, that is, as “including, but not limited to”.


Reference throughout this specification to “one embodiment” or “an embodiment” means that a particular feature, structure, or characteristic described in connection with the embodiment is included in at least one embodiment of the present disclosure. Thus, the appearances of the phrases “in one embodiment” or “in an embodiment” in various places throughout this specification are not necessarily all referring to the same embodiment. Furthermore, the features, structures, or characteristics may be combined in any suitable manner in one or more embodiments.


Unless defined otherwise, all technical and scientific terms used herein have the same meaning as is commonly understood by one of skill in the art to which this disclosure belongs. As used in the specification and claims, the singular form “a”, “an” and “the” include plural references unless the context clearly dictates otherwise.


The phrase “induce expression of a desired protein” refers to the ability of a nucleic acid to increase expression of the desired protein. To examine the extent of protein expression, a test sample (e.g., a sample of cells in culture expressing the desired protein) or a test mammal (e.g., a mammal such as a human or an animal model such as a rodent (e.g., mouse) or a non-human primate (e.g., monkey) model) is contacted with a nucleic acid (e.g., nucleic acid in combination with a lipid of the present disclosure). Expression of the desired protein in the test sample or test animal is compared to expression of the desired protein in a control sample (e.g., a sample of cells in culture expressing the desired protein) or a control mammal (e.g., a mammal such as a human or an animal model such as a rodent (e.g., mouse) or non-human primate (e.g., monkey) model) that is not contacted with or administered the nucleic acid. When the desired protein is present in a control sample or a control mammal, the expression of a desired protein in a control sample or a control mammal may be assigned a value of 1.0. In some embodiments, inducing expression of a desired protein is achieved when the ratio of desired protein expression in the test sample or the test mammal to the level of desired protein expression in the control sample or the control mammal is greater than 1, for example, about 1.1, 1.5, 2.0. 5.0 or 10.0. When a desired protein is not present in a control sample or a control mammal, inducing expression of a desired protein is achieved when any measurable level of the desired protein in the test sample or the test mammal is detected. One of ordinary skill in the art will understand appropriate assays to determine the level of protein expression in a sample, for example dot blots, northern blots, in situ hybridization, ELISA, immunoprecipitation, enzyme function, and phenotypic assays, or assays based on reporter proteins that can produce fluorescence or luminescence under appropriate conditions.


An “effective amount” or “therapeutically effective amount” of an active agent or therapeutic agent such as a therapeutic nucleic acid is an amount sufficient to produce the desired effect, e.g., an increase or inhibition of expression of a target sequence in comparison to the normal expression level detected in the absence of the nucleic acid. An increase in expression of a target sequence is achieved when any measurable level is detected in the case of an expression product that is not present in the absence of the nucleic acid. In the case where the expression product is present at some level prior to contact with the nucleic acid, an in increase in expression is achieved when the fold increase in value obtained with a nucleic acid such as mRNA relative to control is about 1.05, 1.1, 1.2, 1.3, 1.4, 1.5, 1.75, 2, 2.5, 3, 4, 5, 6, 7, 8, 9, 10, 15, 20, 25, 30, 40, 50, 75, 100, 250, 500, 750, 1000, 5000, 10000 or greater. Inhibition of expression of a target gene or target sequence is achieved when the value obtained with a nucleic acid such as antisense oligonucleotide relative to the control is about 95%, 90%, 85%, 80%, 75%, 70%, 65%, 60%, 55%, 50%, 45%, 40%, 35%, 30%, 25%, 20%, 15%, 10%, 5%, or 0%. Suitable assays for measuring expression of a target gene or target sequence include, e.g., examination of protein or RNA levels using techniques known to those of skill in the art such as dot blots, northern blots, in situ hybridization, ELISA, immunoprecipitation, enzyme function, fluorescence or luminescence of suitable reporter proteins, as well as phenotypic assays known to those of skill in the art.


The term “nucleic acid” as used herein refers to a polymer containing at least two deoxyribonucleotides or ribonucleotides in either single- or double-stranded form and includes DNA, RNA, and hybrids thereof. DNA may be in the form of antisense molecules, plasmid DNA, cDNA, PCR products, or vectors. RNA may be in the form of small hairpin RNA (shRNA), messenger RNA (mRNA), antisense RNA, miRNA, micRNA, multivalent RNA, dicer substrate RNA or viral RNA (vRNA), and combinations thereof. Nucleic acids include nucleic acids containing known nucleotide analogs or modified backbone residues or linkages, which are synthetic, naturally occurring, and non-naturally occurring, and which have similar binding properties as the reference nucleic acid. Examples of such analogs include, without limitation, phosphorothioates, phosphoramidates, methyl phosphonates, chiral-methyl phosphonates, 2′-O-methyl ribonucleotides, and peptide-nucleic acids (PNAs). Unless specifically limited, the term encompasses nucleic acids containing known analogues of natural nucleotides that have similar binding properties as the reference nucleic acid. Unless otherwise indicated, a particular nucleic acid sequence also implicitly encompasses conservatively modified variants thereof (e.g., degenerate codon substitutions), alleles, orthologs, single nucleotide polymorphisms, and complementary sequences as well as the sequence explicitly indicated. Specifically, degenerate codon substitutions may be achieved by generating sequences in which the third position of one or more selected (or all) codons is substituted with mixed-base and/or deoxyinosine residues (Batzer et al., Nucleic Acid Res., 19:5081 (1991); Ohtsuka et al., J. Biol. Chem., 260:2605-2608 (1985); Rossolini et al., Mol. Cell. Probes, 8:91-98 (1994)). “Nucleotides” contain a sugar deoxyribose (DNA) or ribose (RNA), a base, and a phosphate group. Nucleotides are linked together through the phosphate groups. “Bases” include purines and pyrimidines, which further include natural compounds adenine, thymine, guanine, cytosine, uracil, inosine, and natural analogs, and synthetic derivatives of purines and pyrimidines, which include, but are not limited to, modifications which place new reactive groups such as, but not limited to, amines, alcohols, thiols, carboxylates, and alkylhalides.


The term “gene” refers to a nucleic acid (e.g., DNA or RNA) sequence that comprises partial length or entire length coding sequences necessary to produce a polypeptide or precursor polypeptide.


The term “lipid” refers to a group of organic compounds that include, but are not limited to, esters of fatty acids and are generally characterized by being poorly soluble in water, but soluble in many organic solvents. They are usually divided into at least three classes: (1) “simple lipids,” which include fats and oils as well as waxes; (2) “compound lipids,” which include phospholipids and glycolipids; and (3) “derived lipids” such as steroids.


A “steroid” is a compound comprising the following carbon skeleton:




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Non-limiting examples of steroids include cholesterol, and the like.


A “cationic lipid” refers to a lipid capable of being positively charged. Exemplary cationic lipids include one or more amine group(s) which bear the positive charge. Preferred cationic lipids are ionizable such that they can exist in a positively charged or neutral form depending on pH. The ionization of the cationic lipid affects the surface charge of the lipid nanoparticle under different pH conditions. This charge state can influence plasma protein absorption, blood clearance and tissue distribution (Semple, S. C., et al., Adv. Drug Deliv Rev 32:3-17 (1998)) as well as the ability to form endosomolytic non-bilayer structures (Hafez, I. M., et al., Gene Ther 8:1188-1196 (2001)) critical to the intracellular delivery of nucleic acids.


The term “lipid nanoparticle” refers to particles having at least one dimension on the order of nanometers (e.g., 1-1,000 nm) which include one or more of the compounds of Formula (I) or other specified components (e.g., cholesterol, cationic lipids, neutral lipids, etc.). In some embodiments, lipid nanoparticles are included in a formulation that can be used to deliver an active agent or therapeutic agent, such as a nucleic acid (e.g., mRNA) to a target site of interest (e.g., cell, tissue, organ, tumor, and the like). In some embodiments, the lipid nanoparticles of the disclosure comprise a nucleic acid. Such lipid nanoparticles typically comprise a compound of Formula (I) and one or more components selected from cationic lipids, neutral lipids, charged lipids, steroids, and polymer conjugated lipids. In some embodiments, the active agent or therapeutic agent, such as a nucleic acid, may be encapsulated in the lipid portion of the lipid nanoparticle or an aqueous space enveloped by some or all the lipid portion of the lipid nanoparticle, thereby protecting it from enzymatic degradation or other undesirable effects induced by the mechanisms of the host organism or cells, e.g., an adverse immune response.


In various embodiments, the lipid nanoparticles have a mean diameter of from about 30 nm to about 150 nm, from about 40 nm to about 150 nm, from about 50 nm to about 150 nm, from about 60 nm to about 130 nm, from about 70 nm to about 110 nm, from about 70 nm to about 100 nm, from about 80 nm to about 100 nm, from about 90 nm to about 100 nm, from about 70 to about 90 nm, from about 80 nm to about 90 nm, from about 70 nm to about 80 nm, or about 30 nm. In some embodiments, the lipid nanoparticles have a mean diameter of about 35 nm, about 40 nm, about 45 nm, about 50 nm, about 55 nm, about 60 nm, about 65 nm, about 70 nm, about 75 nm, about 80 nm, about 85 nm, about 90 nm, about 95 nm, about 100 nm, about 105 nm, about 110 nm, about 115 nm, about 120 nm, about 125 nm, about 130 nm, about 135 nm, about 140 nm, about 145 nm, or about 150 nm, and are substantially non-toxic. In certain embodiments, nucleic acids, when present in the lipid nanoparticles, are resistant in aqueous solution to degradation with a nuclease. Lipid nanoparticles comprising nucleic acids and their method of preparation are disclosed in, e.g., U.S. Patent Publication Nos. US 2004/0142025, US 2007/0042031 and PCT Publication Nos. WO 2013/016058 and WO 2013/086373, the full disclosures of which are herein incorporated by reference in their entirety for all purposes.


The term “polymer conjugated lipid” refers to a molecule comprising both a lipid portion and a polymer portion. An example of a polymer conjugated lipid is a pegylated lipid. The term “pegylated lipid” refers to a molecule comprising both a lipid portion and a polyethylene glycol portion.


The term “neutral lipid” refers to any of several lipid species that exist either in an uncharged or neutral zwitterionic form at a selected pH. At physiological pH, such lipids include, but are not limited to, phosphotidylcholines such as 1,2-Distearoyl-sn-glycero-3-phosphocholine (DSPC), 1,2-Dipalmitoyl-sn-glycero-3-phosphocholine (DPPC), 1,2-Dimyristoyl-sn-glycero-3-phosphocholine (DMPC), 1-Palmitoyl-2-oleoyl-sn-glycero-3-phosphocholine (POPC), 1,2-dioleoyl-sn-glycero-3-phosphocholine (DOPC), phophatidylethanolamines such as 1,2-Dioleoyl-sn-glycero-3-phosphoethanolamine (DOPE), sphingomyelins (SM), ceramides, steroids such as sterols and their derivatives. Neutral lipids may be synthetic or naturally derived.


The term “charged lipid” refers to any of several lipid species that exist in either a positively charged or negatively charged form independent of the pH within a useful physiological range, e.g., pH ˜3 to pH ˜9. Charged lipids may be synthetic or naturally derived. Examples of charged lipids include phosphatidylserines, phosphatidic acids, phosphatidylglycerols, phosphatidylinositols, sterol hemisuccinates, dialkyl trimethylammonium-propanes, (e.g., DOTAP, DOTMA), dialkyl dimethylaminopropanes, ethyl phosphocholines, dimethylaminoethane carbamoyl sterols (e.g., DC-Chol).


As used herein, the term “aqueous solution” refers to a composition comprising water.


“Alkyl” refers to a straight or branched hydrocarbon chain radical consisting solely of carbon and hydrogen atoms that is saturated (i.e., contains no double and/or triple bonds), having from one to twenty-four carbon atoms (C1-C24 alkyl), one to sixteen carbon atoms (C1-C16 alkyl), one to twelve carbon atoms (C1-C12 alkyl), six to twenty-four carbon atoms (C6-C24 alkyl), one to eight carbon atoms (C1-C5 alkyl) or one to six carbon atoms (C1-C6 alkyl) and which is attached to the rest of the molecule by a single bond, e.g., methyl, ethyl, n-propyl, 1-methylethyl (iso propyl), n-butyl, n-pentyl, 1,1-dimethylethyl (t-butyl), 3-methylhexyl, 2-methylhexyl, and the like. Unless stated otherwise specifically in the specification, an alkyl group is optionally substituted.


“Alkenyl” refers to a straight or branched hydrocarbon chain radical consisting solely of carbon and hydrogen atoms that contains at least one carbon-carbon double, having from two to twenty-four carbon atoms (C2-C24 alkenyl), two to twelve carbon atoms (C2-C12 alkenyl), six to twenty-four carbon atoms (C6-C24 alkenyl), two to sixteen carbon atoms (C2-C16 alkenyl), four to twelve carbon atoms (C4-C12 alkenyl), two to eight carbon atoms (C2-C5 alkenyl), or two to six carbon atoms (C2-C6 alkenyl) and which is attached to the rest of the molecule by a single bond, e.g., ethenyl, n-propenyl, 1-methylethenyl, n-butenyl, n-pentenyl, 1,1-dimethylethenyl, 3-methylhexenyl, 2-methylhexenyl, and the like. Unless stated otherwise specifically in the specification, an alkenyl group is optionally substituted.


“Alkynyl” refers to a straight or branched hydrocarbon chain radical consisting solely of carbon and hydrogen atoms that contains at least one carbon-carbon triple bond, having from two to twenty-four carbon atoms (C2-C24 alkynyl), two to twelve carbon atoms (C2-C12 alkynyl), two to eight carbon atoms (C2-C5 alkynyl), or two to six carbon atoms (C2-C6 alkynyl) and which is attached to the rest of the molecule by a single bond, e.g., ethynyl, n-propynyl, 1-methylethynyl, n-butynyl, n-pentynyl, 1,1-dimethylethynyl, 3-methylhexynyl, 2-methylhexynyl, and the like. Unless stated otherwise specifically in the specification, an alkynyl group is optionally substituted.


“Cycloalkyl” or “carbocyclic ring” refers to a stable non aromatic monocyclic or polycyclic hydrocarbon radical consisting solely of carbon and hydrogen atoms, which may include fused or bridged ring systems, having from three to fifteen ring carbon atoms (C3-C15), from three to ten ring carbon atoms (C3-C10) or from three to eight ring carbon atoms (C3-C5), and which is saturated or unsaturated and attached to the rest of the molecule by a single bond. Monocyclic radicals include, for example, cyclopropyl, cyclobutyl, cyclopentyl, cyclohexyl, cycloheptyl, and cyclooctyl.


Polycyclic radicals include, for example, adamantyl, norbornyl, decalinyl, 7,7-dimethyl bicyclo[2.2.1]heptanyl, and the like. Unless otherwise stated specifically in the specification, a cycloalkyl group is optionally substituted.


The term “substituted” used herein means any of the above groups (e.g., alkyl, alkenyl, alkynyl, and cycloalkyl) wherein at least one hydrogen atom is replaced by a bond to a non-hydrogen atoms such as, but not limited to: a halogen atom such as F, Cl, Br, and I; oxo groups (═O); hydroxyl groups (—OH); alkoxy groups (—ORa, where Ra is C1-C12 alkyl or cycloalkyl); carboxyl groups (—OC(═O)Ra or —C(═O)ORa, where Ra is H, C1-C12 alkyl or cycloalkyl); amine groups (—NRaRb, where Ra and Rb are each independently H, C1-C12 alkyl or cycloalkyl); C1-C12 alkyl groups; and cycloalkyl groups. In some embodiments the substituent is a C1-C12 alkyl group. In other embodiments, the substituent is a cycloalkyl group. In other embodiments, the substituent is a halo group, such as fluoro. In other embodiments, the substituent is an oxo (═O) group. In other embodiments, the substituent is a hydroxyl group (—OH). In other embodiments, the substituent is an alkoxy group (—OC1-C12 alkyl). In other embodiments, the substituent is a carboxyl group (—CO2H). In other embodiments, the substituent is an amine group (—NH2).


“Optional” or “optionally” (e.g., optionally substituted) means that the subsequently described event of circumstances may or may not occur, and that the description includes instances where said event or circumstance occurs and instances in which it does not. For example, “optionally substituted alkyl” means that the alkyl radical may or may not be substituted and that the description includes both substituted alkyl radicals and alkyl radicals having no substitution. In some embodiments, “optionally substituted” means a particular radical is substituted with one or more substituents selected from the group consisting of halo (e.g., F, Cl, Br, and I), oxo (═O), hydroxyl (—OH), alkoxy (—ORa, where Ra is C1-C12 alkyl), cycloalkoxy (—ORa, where Ra is C3-C8 cycloalkyl), carboxyl (—OC(═O)Ra or —C(═O)ORa, where Ra is H, C1-C12 alkyl, or C3-C8 cycloalkyl), amine (—NRaRb, where Ra and Rb are each independently H, C1-C12 alkyl, or C3-C5 cycloalkyl), C1-C12 alkyl, and C3-C8 cycloalkyl.


In some embodiments, “optionally substituted” means substituted with one or more halo substituents. In some embodiments, “optionally substituted” means substituted with one or more oxo substituents. In some embodiments, “optionally substituted” means substituted with one or more hydroxyl (—OH) substituents. In certain embodiments, “optionally substituted” means substituted with one or more alkoxy (—OC1-C12 alkyl) substituents. In some embodiments, “optionally substituted” means substituted with one or more cycloalkoxy (—OC3-C5 cycloalkyl) substituents. In certain embodiments, “optionally substituted” means substituted with one or more carboxy (—CO2H) substituents. In some embodiments, “optionally substituted” means substituted with one or more amine (—NH2) substituents. In certain embodiments, “optionally substituted” means substituted with one or more C1-C12 alkyl substituents. In some embodiments, “optionally substituted” means substituted with one or more C3-C8 cycloalkyl substituents.


When a functional group is described as “optionally substituted,” and in turn, substituents on the functional group are also “optionally substituted” and so on, for the purposes of this disclosure, such iterations are limited to five, preferably such iterations are limited to two. In some embodiments, such iterations are limited to one. In some embodiments, such iterations are limited to zero.


This disclosure is also meant to encompass all pharmaceutically acceptable compounds of Formula (I) being isotopically labelled by having one or more atoms replaced by an atom having a different atomic mass or mass number. Examples of isotopes that can be incorporated into the disclosed compounds include isotopes of hydrogen, carbon, nitrogen, oxygen, phosphorous, fluorine, chlorine, and iodine, such as 2H, 3H, 11C, 13C, 14C, 13N, 15N, 15O, 17O, 18O, 31P, 32P, 35S, 18F, 36Cl, 123I, and 125I, respectively. These radiolabeled compounds could be useful to help determine or measure the effectiveness of the compounds, by characterizing, for example, the site or mode of action, or binding affinity to a pharmacologically important site of action. Certain isotopically labelled compounds of Formula (I), for example, those incorporating a radioactive isotope, are useful in drug and/or substrate tissue distribution studies. The radioactive isotopes tritium, i.e., 3H, and carbon-14, i.e., 14C, are particularly useful for this purpose in view of their ease of incorporation and ready means of detection.


Substitution with heavier isotopes such as deuterium, i.e., 2H, may afford certain therapeutic advantages resulting from greater metabolic stability, for example, increased in vivo half-life or reduced dosage requirements, and hence may be preferred in some circumstances.


Substitution with positron emitting isotopes, such as 11C, 18F, 15O and 13N, can be useful in Positron Emission Topography (PET) studies for examining substrate receptor occupancy. Isotopically labeled compounds of Formula (I) can generally be prepared by conventional techniques known to those skilled in the art or by processes analogous to those described in the Preparations and Examples as set out below using an appropriate isotopically labeled reagent in place of the non-labeled reagent previously employed.


This disclosure is also meant to encompass the in vivo metabolic products of the disclosed compounds. Such products may result from, for example, the oxidation, reduction, hydrolysis, amidation, esterification, and the like of the administered compound, primarily due to enzymatic processes. Accordingly, the disclosure includes compounds produced by a process comprising administering a compound of this disclosure to a mammal for a period sufficient to yield a metabolic product thereof. Such products are typically identified by administering a radiolabeled compound of the disclosure in a detectable dose to an animal, such as rat, mouse, guinea pig, monkey, or to human, allowing sufficient time for metabolism to occur, and isolating its conversion products from the urine, blood, or other biological samples.


“Stable compound” and “stable structure” are meant to indicate a compound that is sufficiently robust to survive isolation to a useful degree of purity from a reaction mixture, and formulation into an efficacious therapeutic agent.


“Mammal” includes humans and both domestic animals such as laboratory animals and household pets (e.g., cats, dogs, swine, cattle, sheep, goats, horses, rabbits), and non-domestic animals such as wildlife and the like.


“Pharmaceutically acceptable carrier, diluent or excipient” includes without limitation any adjuvant, carrier, excipient, glidant, sweetening agent, diluent, preservative, dye/colorant, flavor enhancer, surfactant, wetting agent, dispersing agent, suspending agent, stabilizer, isotonic agent, solvent, or emulsifier which has been approved by the United States Food and Drug Administration as being acceptable for use in humans or domestic animals.


“Pharmaceutically acceptable salt” includes both acid and base addition salts.


“Pharmaceutically acceptable acid addition salt” refers to those salts which retain the biological effectiveness and properties of the free bases, which are not biologically or otherwise undesirable, and which are formed with inorganic acids such as, but are not limited to, hydrochloric acid, hydrobromic acid, sulfuric acid, nitric acid, phosphoric acid and the like, and organic acids such as, but not limited to, acetic acid, 2,2-dichloroacetic acid, adipic acid, alginic acid, ascorbic acid, aspartic acid, benzenesulfonic acid, benzoic acid, 4-acetamidobenzoic acid, camphoric acid, camphor-10-sulfonic acid, capric acid, caproic acid, caprylic acid, carbonic acid, cinnamic acid, citric acid, cyclamic acid, dodecylsulfuric acid, ethane-1,2-disulfonic acid, ethanesulfonic acid, 2-hydroxyethanesulfonic acid, formic acid, fumaric acid, galactaric acid, gentisic acid, glucoheptonic acid, gluconic acid, glucuronic acid, glutamic acid, glutaric acid, 2-oxo-glutaric acid, glycerophosphoric acid, glycolic acid, hippuric acid, isobutyric acid, lactic acid, lactobionic acid, lauric acid, maleic acid, malic acid, malonic acid, mandelic acid, methanesulfonic acid, mucic acid, naphthalene-1,5-disulfonic acid, naphthalene-2-sulfonic acid, 1-hydroxy-2-naphthoic acid, nicotinic acid, oleic acid, orotic acid, oxalic acid, palmitic acid, pamoic acid, propionic acid, pyroglutamic acid, pyruvic acid, salicylic acid, 4-aminosalicylic acid, sebacic acid, stearic acid, succinic acid, tartaric acid, thiocyanic acid, p-toluenesulfonic acid, trifluoroacetic acid, undecylenic acid, and the like.


“Pharmaceutically acceptable base addition salt” refers to those salts which retain the biological effectiveness and properties of the free acids, which are not biologically or otherwise undesirable. These salts are prepared from addition of an inorganic base or an organic base to the free acid. Salts derived from inorganic bases include, but are not limited to, the sodium, potassium, lithium, ammonium, calcium, magnesium, iron, zinc, copper, manganese, aluminum salts and the like. Preferred inorganic salts are the ammonium, sodium, potassium, calcium, and magnesium salts. Salts derived from organic bases include, but are not limited to, salts of primary, secondary, and tertiary amines, substituted amines including naturally occurring substituted amines, cyclic amines and basic ion exchange resins, such as ammonia, isopropylamine, trimethylamine, diethylamine, triethylamine, tripropylamine, diethanolamine, ethanolamine, deanol, 2-dimethylaminoethanol, 2-diethylaminoethanol, dicyclohexylamine, lysine, arginine, histidine, caffeine, procaine, hydrabamine, choline, betaine, benethamine, benzathine, ethylenediamine, glucosamine, methylglucamine, theobromine, triethanolamine, tromethamine, purines, piperazine, piperidine, N-ethylpiperidine, polyamine resins and the like. Particularly preferred organic bases are isopropylamine, diethylamine, ethanolamine, trimethylamine, dicyclohexylamine, choline and caffeine.


Often crystallizations produce a solvate of the compound of the disclosure. As used herein, the term “solvate” refers to an aggregate that comprises one or more molecules of a compound of the disclosure with one or more molecules of solvent. The solvent may be water, in which case the solvate may be a hydrate. Alternatively, the solvent may be an organic solvent. Thus, the compounds of the present disclosure may exist as a hydrate, including a monohydrate, dihydrate, hemihydrate, sesquihydrate, trihydrate, tetrahydrate and the like, as well as the corresponding solvated forms. The compound of the disclosure may be true solvates, while in other cases, the compound of the disclosure may merely retain adventitious water or be a mixture of water plus some adventitious solvent.


A “pharmaceutical composition” refers to a formulation of a compound of the disclosure and a medium generally accepted in the art for the delivery of the biologically active compound to mammals, e.g., humans. Such a medium includes all pharmaceutically acceptable carriers, diluents, or excipients therefor.


“Treating” or “treatment” as used herein covers the treatment of the disease or condition of interest in a mammal, preferably a human, having the disease or condition of interest, and includes:

    • (i) preventing the disease or condition from occurring in a mammal, in particular, when such mammal is predisposed to the condition but has not yet been diagnosed as having it;
    • (ii) inhibiting the disease or condition, i.e., arresting its development;
    • (iii) relieving the disease or condition, i.e., causing regression of the disease or condition; or
    • (iv) relieving the symptoms resulting from the disease or condition, i.e., relieving pain without addressing the underlying disease or condition. As used herein, the terms “disease” and “condition” may be used interchangeably or may be different in that the malady or condition may not have a known causative agent (so that etiology has not yet been worked out) and it is therefore not yet recognized as a disease but only as an undesirable condition or syndrome, wherein a specific set of symptoms have been identified by clinicians.


The compounds of the disclosure, or their pharmaceutically acceptable salts may contain one or more asymmetric centers and may thus give rise to enantiomers, diastereomers, and other stereoisomeric forms that may be defined, in terms of absolute stereochemistry, as (R)- or (S)- or, as (D)- or (L)- for amino acids. The present disclosure is meant to include all such possible isomers, as well as their racemic and optically pure forms. Optically active (+) and (−), (R)- and (S)-, or (D)- and (L)- isomers may be prepared using chiral synthons or chiral reagents, or resolved using conventional techniques, for example, chromatography and fractional crystallization. Conventional techniques for the preparation/isolation of individual enantiomers include chiral synthesis from a suitable optically pure precursor or resolution of the racemate (or the racemate of a salt or derivative) using, for example, chiral high-pressure liquid chromatography (HPLC). When the compounds described herein contain olefinic double bonds or other centers of geometric asymmetry, and unless specified otherwise, it is intended that the compounds include both E and Z geometric isomers. Likewise, all tautomeric forms are also intended to be included.


A “stereoisomer” refers to a compound made up of the same atoms bonded by the same bonds but having different three-dimensional structures, which are not interchangeable. The present disclosure contemplates various stereoisomers and mixtures thereof and includes “enantiomers”, which refers to two stereoisomers whose molecules are non-superimposable mirror images of one another.


A “tautomer” refers to a proton shift from one atom of a molecule to another atom of the same molecule. The present disclosure includes tautomers of any said compounds.


A “plurality” means more than one. For example, a “plurality” of compounds of Formula (I) refers to two or more compounds of Formula (I) that may be the same or different.


Compounds

In an aspect, the disclosure provides novel pegylated lipid compounds which can combine with other lipid components such as cationic lipids, neutral lipids, charged lipids, steroids, and/or additional polymer conjugated lipids to form lipid nanoparticles with oligonucleotides. Without wishing to be bound by theory, it is thought that these lipid nanoparticles shield oligonucleotides from degradation in the serum and provide for effective delivery of oligonucleotides to cells in vitro and in vivo.


Accordingly, one embodiment provides a compound having a structure of Formula (I):




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R1 and R2 are each independently an unbranched or branched alkyl, alkenyl, or alkynyl containing from 4 to 24 carbon atoms;
      • R3 is H or an unbranched or branched alkyl, alkenyl, or alkynyl containing from 1 to 8 carbon atoms;
      • n is 0 or 1; and
      • m is an integer ranging from 1 to 25,
      • wherein each alkyl, alkenyl or alkynyl is optionally substituted with one or more fluoro.





In some embodiments, R3 is H or an unbranched or branched alkyl containing from 1 to 8 carbon atoms. In certain embodiments, R3 is an unbranched or branched alkyl containing from 1 to 4 carbon atoms. In some embodiments, R3 is methyl. In certain embodiments, R3 is H.


In some embodiments, R3 is an unbranched or branched alkenyl containing from 2 to 8 carbon atoms. In certain embodiments, R3 is an unbranched or branched alkenyl containing from 2 to 4 carbon atoms.


In some embodiments, R3 is an unbranched or branched alkynyl containing from 2 to 8 carbon atoms. In certain embodiments, R3 is an unbranched or branched alkynyl containing from 2 to 4 carbon atoms.


In certain embodiments, m is an integer ranging from 2 to 6. In some embodiments, the compound of Formula (I) has one of the following structures:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


One embodiment provides a composition comprising a plurality of compounds having a structure of Formula (I):




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R1 and R2 are each independently an unbranched or branched alkyl, alkenyl, or alkynyl containing from 4 to 24 carbon atoms;
      • R3 is H or an unbranched or branched alkyl, alkenyl, or alkynyl containing from 1 to 8 carbon atoms; and
      • n is 0 or 1,
      • wherein the plurality of compounds has an average value of m that is a real number ranging from 4 to 24 and each alkyl, alkenyl, or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, m spans a range that is selected such that the plurality of compounds of Formula (I) has an average molecular weight range of about 600 to about 1000 g/mol.


In some embodiments, m spans a range that is selected such that the plurality of compounds of Formula (I) has an average molecular weight range of about 80 to about 1000 g/mol, about 80 to about 900 g/mol, about 80 to about 700 g/mol, about 80 to about 600 g/mol, about 80 to about 500 g/mol, about 80 to about 400 g/mol, about 80 to about 300 g/mol, about 80 to about 200 g/mol, or about 80 to about 150 g/mol.


In some embodiments, m spans a range that is selected such that the plurality of compounds of Formula (I) has an average molecular weight range of about 100 to about 1000 g/mol, about 200 to about 1000 g/mol, about 300 to about 1000 g/mol, about 400 to about 1000 g/mol, about 500 to about 1000 g/mol, about 600 to about 1000 g/mol, about 700 to about 1000 g/mol, about 800 to about 1000 g/mol, or about 900 to about 1000 g/mol.


In some embodiments of the composition, the average value of m is a real number ranging from 14-24. In some embodiments of the composition, the average value of m is a real number ranging from 2-6.


In certain embodiments, m is an integer ranging from 14 to 24. In some embodiments, the compound of Formula (I) has one of the following structures:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


In some embodiments, R1 and R2 are each independently an unbranched or branched alkyl containing from 4 to 24 carbon atoms, and wherein each alkyl is optionally substituted with at least one fluoro. In certain embodiments, R1 and R2 are each independently an unbranched or branched alkyl containing from 8 to 22 carbon atoms, and wherein each alkyl is optionally substituted with at least one fluoro. In some embodiments, R1 and R2 are each independently an unbranched or branched alkyl containing from 8 to 14 carbon atoms, and wherein each alkyl is optionally substituted with at least one fluoro. In certain embodiments, R1 and R2 are each independently selected from the group consisting of:




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In some embodiments, the compound of Formula (I) has the following structure:




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R1 and R2 are each independently an unbranched or branched alkyl, alkenyl or alkynyl containing from 8 to 18 carbon atoms;
      • R3 is H or an unbranched or branched alkyl, alkenyl, or alkynyl containing from 1 to 8 carbon atoms; and
      • m is an integer ranging from 4 to 24,
      • wherein each alkyl, alkenyl or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, the composition comprising a plurality of compounds of Formula (I) have the following structure:




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R1 and R2 are each independently an unbranched or branched alkyl, alkenyl or alkynyl containing from 8 to 18 carbon atoms; and
      • R3 is H or an unbranched or branched alkyl, alkenyl, or alkynyl containing from 1 to 8 carbon atoms,
      • wherein the plurality of compounds has an average value of m that is a real number ranging from 4 to 24 and each alkyl, alkenyl, or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, R3 is an unbranched or branched alkyl containing from 1 to 6 carbon atoms. In certain embodiments, R3 is methyl. In some embodiments, R3 is H.


In some embodiments, the compound of Formula (I) has one of the following structures:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


In some embodiments, R1 and R2 are each independently an unbranched or branched alkyl containing from 12 to 18 carbon atoms, wherein each alkyl is optionally substituted with at least one fluoro. In certain embodiments, R1 and R2 are each independently an unbranched or branched alkyl containing from 12 to 18 carbon atoms. In certain embodiments, R1 and R2 are each independently:




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In some embodiments, the compound of Formula (I) has one of the following structures:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


In some embodiments, the compound of Formula (I) has the following:




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R1 and R2 are each independently an unbranched or branched alkyl, alkenyl or alkynyl containing from 6 to 16 carbon atoms;
      • R3 is H or an unbranched or branched alkyl, alkenyl, or alkynyl containing from 1 to 8 carbon atoms; and
      • m is an integer ranging from 2 to 6,
      • wherein each alkyl, alkenyl, or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, the compound of Formula (I) has the following:




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R1 and R2 are each independently an unbranched or branched alkyl, alkenyl or alkynyl containing from 6 to 16 carbon atoms; and
      • R3 is H or an unbranched or branched alkyl, alkenyl, or alkynyl containing from 1 to 8 carbon atoms,
      • wherein the plurality of compounds has an average value of m that is a real number ranging from 4 to 24 and each alkyl, alkenyl or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, R3 is an unbranched or branched alkyl containing from 1 to 6 carbon atoms. In certain embodiments, R3 is methyl. In some embodiments, R3 is H.


In certain embodiments, the compound of Formula (I) has one of the following structures:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


In some embodiments, R1 and R2 are each independently an unbranched or branched alkyl containing from 6 to 16 carbon atoms, wherein each alkyl is optionally substituted with at least one fluoro. In certain embodiments, R1 and R2 are each independently:




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In certain embodiments, the compound of Formula (I) has one of the following structures:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


In some embodiments, the compound of Formula (I) has a molecular weight ranging from about 230 to about 1800 g/mol (inclusive). In some embodiments, the compound of Formula (I) has a molecular weight ranging from about 500 to about 1600 g/mol (inclusive). In some embodiments, the compound of Formula (I) has a molecular weight ranging from about 800 to about 1400 g/mol (inclusive).


In some embodiments, the compound of Formula (I) has a molecular weight ranging from about 200 to about 2000, from about 300 to about 2000, from about 400 to about 2000, from about 500 to about 2000, from about 600 to about 2000, from about 700 to about 2000, from about 800 to about 2000, from about 900 to about 2000, from about 1000 to about 2000, from about 1100 to about 2000, from about 1200 to about 2000, from about 1300 to about 2000, from about 1400 to about 2000, from about 1500 to about 2000, from about 1600 to about 2000, from about 1700 to about 2000, from about 1800 to about 2000, or from about 1900 to about 2000 g/mol (all values inclusive).


In some embodiments, the compound of Formula (I) has a molecular weight ranging from about 200 to about 300, from about 200 to about 400, from about 200 to about 500, from about 200 to about 600, from about 200 to about 700, from about 200 to about 800, from about 200 to about 900, from about 200 to about 1000, from about 200 to about 1100, from about 200 to about 1200, from about 200 to about 1300, from about 200 to about 1400, from about 200 to about 1500, from about 200 to about 1600, from about 200 to about 1700, from about 200 to about 1800, or from about 200 to about 1900 g/mol (all values inclusive).


It is understood that in some embodiments the composition may exist as a mixture of compounds of Formula (I) having similar molecular weights. That is, in some embodiments, compounds of Formula (I) that are part of a composition may differ by one or more ethylene glycol units (i.e., —O—CH2—CH2—). Accordingly, some embodiments provide a composition comprising a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 230 to about 1800 g/mol (inclusive). In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 500 to about 1600 g/mol (inclusive). In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 800 to about 1400 g/mol (inclusive).


In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 200 to about 2000, from about 300 to about 2000, from about 400 to about 2000, from about 500 to about 2000, from about 600 to about 2000, from about 700 to about 2000, from about 800 to about 2000, from about 900 to about 2000, from about 1000 to about 2000, from about 1100 to about 2000, from about 1200 to about 2000, from about 1300 to about 2000, from about 1400 to about 2000, from about 1500 to about 2000, from about 1600 to about 2000, from about 1700 to about 2000, from about 1800 to about 2000, or from about 1900 to about 2000 g/mol (all values inclusive).


In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 200 to about 300, from about 200 to about 400, from about 200 to about 500, from about 200 to about 600, from about 200 to about 700, from about 200 to about 800, from about 200 to about 900, from about 200 to about 1000, from about 200 to about 1100, from about 200 to about 1200, from about 200 to about 1300, from about 200 to about 1400, from about 200 to about 1500, from about 200 to about 1600, from about 200 to about 1700, from about 200 to about 1800, or from about 200 to about 1900 g/mol (all values inclusive).


In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 550 to about 965 g/mol (inclusive). In some embodiments, t the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 590 to about 750 g/mol (inclusive). In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 630 to about 790 g/mol (inclusive). In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 710 to about 870 g/mol (inclusive). In some embodiments, the composition comprises a plurality of compounds of Formula (I), wherein the plurality of compounds has an average molecular weight ranging from about 820 to about 970 g/mol (inclusive).


In various embodiments, the compound (or plurality of compounds of the composition) or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof has one of the structures set forth in Table 1 below.











TABLE 1







Syno-


No.
Structure
nyms







I-1


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C10 3 × ethylene glycol PEG lipid





I-2


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C10 4 × ethylene glycol PEG lipid





I-3


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C12 3 × ethylene glycol PEG lipid





I-4


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C12 4 × ethylene glycol PEG lipid





I-5


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C14 3 × ethylene glycol PEG lipid





I-6


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C14 4 × ethylene glycol PEG lipid





I-7


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C14 PEG 1000





I-8


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C16 PEG 750





I-9


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C14 PEG 750





I-10


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C14 PEG (m = 19)





I-11


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C14 PEG (m = 15)





I-12


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C8 4 × ethylene glycol PEG lipid






An average number of monomer (e.g., ethylene glycol) repeat units are shown for compounds; however, since the compounds are polymers, they may exist as a composition comprising a plurality/mixture of compounds with some having more ethylene glycol units and some having less.







It is understood that any embodiment of the compounds of Formula (I), as set forth above, and any specific substituent and/or variable in the compound Formula (I), as set forth above, may be independently combined with other embodiments and/or substituents and/or variables of compounds of Formula (I) to form embodiments of the disclosure not specifically set forth herein. In addition, in the event that a list of substituents and/or variables is listed for any particular R group in a particular embodiment and/or claim, it is understood that each individual substituent and/or variable may be deleted from the particular embodiment and/or claim and that the remaining list of substituents and/or variables will be considered to be within the scope of embodiments of the disclosure.


It is understood that in the present description, combinations of substituents and/or variables of the depicted formulae are permissible only if such contributions result in stable compounds.


Embodiments of the pharmaceutical compositions of the present disclosure comprise a compound of Formula (I) as a component of a lipid nanoparticle and one or more pharmaceutically acceptable carrier, diluent, or excipient. The compound of Formula (I) is present in the composition in an amount which is effective to form a lipid nanoparticle and deliver the therapeutic agent, e.g., for treating a particular disease or condition of interest. Appropriate concentrations and dosages can be readily determined by one skilled in the art.


An embodiment provides a composition (e.g., lipid nanoparticles) comprising a compound of Formula (I) and a therapeutic agent. In some embodiments, the composition (e.g., lipid nanoparticles) further comprises one or more component selected from cationic lipids, neutral lipids, steroids, and additional polymer conjugated lipids. In some embodiments of the composition (e.g., lipid nanoparticles), the composition includes a compound of Formula (I), one or more cationic lipid, one or more neutral lipid, one or more steroid, and one or more additional polymer conjugated lipid.


In certain embodiments, the lipid nanoparticles of the present disclosure include an additional polymer conjugated lipid (i.e., in addition to one or more compounds of Formula (I)), which is a pegylated lipid. In various embodiments, the additional polymer conjugated lipid is a pegylated lipid. For example, some embodiments the lipid nanoparticles include a pegylated diacylglycerol (PEG-DAG) such as 1-(monomethoxy-polyethyleneglycol)-2,3-dimyristoylglycerol (PEG-DMG), a pegylated phosphatidylethanoloamine (PEG-PE), a PEG succinate diacylglycerol (PEG-S-DAG) such as 4-O-(2′,3′-di(tetradecanoyloxy)propyl-1-O-(ω-methoxy(polyethoxy)ethyl)butanedioate (PEG-S-DMG), a pegylated ceramide (PEG-cer), or a PEG dialkoxypropylcarbamate such as ω-methoxy(polyethoxy)ethyl-N-(2,3-di(tetradecanoxy)propyl)carbamate or 2,3-di(tetradecanoxy)propyl-N-(ω-methoxy(polyethoxy)ethyl)carbamate.


In some embodiments, the lipid nanoparticle further comprises at least one pegylated lipid having a structure of Formula (II):




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R4 and R5 are each independently a straight or branched, saturated or unsaturated alkyl, alkenyl, or alkynyl containing from 10 to 30 carbon atoms; and
      • z is an integer ranging from 30 to 60,
      • wherein each alkyl, alkenyl, or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, the lipid nanoparticle further comprises a plurality of pegylated lipids having a structure of Formula (II):




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    • or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof, wherein:
      • R4 and R5 are each independently a straight or branched, saturated or unsaturated alkyl, alkenyl, or alkynyl containing from 10 to 30 carbon atoms,
      • wherein the plurality of compounds has an average value of z that is a real number ranging from 30 to 60 and each alkyl, alkenyl, or alkynyl is optionally substituted with at least one fluoro.





In some embodiments, R4 and R5 are each independently straight, saturated alkyl chains containing from 12 to 16 carbon atoms, wherein each alkyl is optionally substituted with at least one fluoro. In certain embodiments, R4 and R5 are each independently straight, saturated alkyl chains containing from 12 to 16 carbon atoms.


In some embodiments, R4 and R5 are each independently:




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In some embodiments, wherein z is an integer ranging from 42 to 48. In some embodiments, the lipid nanoparticle comprises a plurality of pegylated lipids having the following structure:




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or a pharmaceutically acceptable salt, tautomer, hydrate, solvate, stereoisomer, or isotope thereof.


In some embodiments, the lipid nanoparticle has a molar ratio of the compounds of Formula (I) to the compounds of Formula (II) ranges from 1:10 to 10:1, or from 1:5 to 5:1, or from 1:2 to 4:1, or from 1:1.5 to 2.5:1.


Synthesis of pegylated lipids can be found in U.S. Pat. No. 9,738,593, the disclosure of which is hereby incorporated by reference.


One embodiment provides a lipid nanoparticle comprising:

    • a) a plurality of first pegylated lipids each having m ethylene glycol units, wherein m is an integer ranging from 1 to 25; and
    • b) a plurality of second pegylated lipids each having z ethylene glycol units, wherein z is an integer ranging from 30-60.


In some embodiments, for the plurality of first pegylated lipids, the average value of m is a real number ranging from about 2 to about 6. In certain embodiments, for the plurality of first pegylated lipids, the average value of m is a real number ranging from about 4 to about 14. In some embodiments, for the plurality of first pegylated lipids, the average value of m is a real number ranging from about 6 to about 20.


In some embodiments, for the plurality of second pegylated lipids, the average value of z is a real number ranging from about 40 to about 50. In certain embodiments, for the plurality of second pegylated lipids, the average value of z is a real number ranging from about 35 to about 55. In some embodiments, for the plurality of second pegylated lipids, the average value of z is a real number ranging from about 42 to about 48.


As used herein, “mol percent,” “mole percent,” or “mol %” refers to a component's molar percentage relative to the total number of mols of all components of a lipid nanoparticle excluding a therapeutic agent (i.e., total mols of cationic lipid(s), neutral lipid(s), steroid(s), and polymer conjugated lipid(s)).


In some embodiments, the concentration of the plurality of first pegylated lipids (e.g., a compound of Formula (I)) ranges from about 0.01 to about 10 mol % of the lipid nanoparticle. In certain embodiments, the concentration of the plurality of first pegylated lipids ranges from about 0.1 to about 7.5 mol % of the lipid nanoparticle. In some embodiments, the concentration of the plurality of first pegylated lipids ranges from about 0.1 to about 5.0 mol % of the lipid nanoparticle. In some embodiments, the concentration of the plurality of first pegylated lipids ranges from about 1.0 to about 5.0 mol % of the lipid nanoparticle. In certain embodiments, the concentration of the plurality of first pegylated lipids ranges from about 1.5 to about 3.0 mol % of the lipid nanoparticle. In some embodiments, the concentration of the plurality of first pegylated lipids ranges from about 2.3 to about 2.6 mol % of the lipid nanoparticle. In certain embodiments, the concentration of the plurality of first pegylated lipids is about 2.5 mol % of the lipid nanoparticle.


In some embodiments, the concentration of the plurality of second pegylated lipids (e.g., a compound of Formula (II)) ranges from about 1.0 to about 3.0 mol % of the lipid nanoparticle. In some embodiments, the concentration of the plurality of second pegylated lipids ranges from about 1.5 to about 2.3 mol % of the lipid nanoparticle. In some embodiments, the concentration of the plurality of second pegylated lipids is about 1.8 mol % of the lipid nanoparticle.


In some embodiments, the plurality of first pegylated lipids are compounds of Formula (I).


In certain embodiments, the plurality of second pegylated lipids are pegylated lipids of Formula (II).


In some embodiments, the lipid nanoparticle further comprises at least one cationic lipid.


Exemplary cationic lipids and their synthesis can be found in the following publications:

    • U.S. Pat. Nos. 9,738,593; 10,221,127; 10,166,298; 11,357,856; 11,712,481; 11,453,639;
    • US Patent Publication Nos: US 2018/0185516; US 2022/0106257;
    • PCT Publication Nos. WO 2017/117528; WO 2016/176330; WO 2018/191719; WO 2018/200943; WO 2019/036000; WO 2019/036028; WO 2019/036030; WO 2019/036008; WO 2019/089828; WO 2020/061426; WO 2020/081938; WO 2021/030701; WO 2023/114944; WO 2023/114939; WO 2023/114943, the disclosures of which are hereby incorporated by reference.


In some embodiments, the cationic lipid is present at a concentration ranging from about 35 to about 70 mol % of the lipid nanoparticle. In some embodiments, the cationic lipid is present at a concentration ranging from about 35 to about 70 mol %, from about 40 to about 60 mol %, from about 45 to about 50 mol %, from about 45 to about 49 mol %, from about 40 to about 55 mol %, or from about 46 to about 48 mol % of the lipid nanoparticle.


In some embodiments, the lipid nanoparticle further comprises a cationic lipid. In some embodiments, the lipid nanoparticle further comprises a neutral lipid. In some embodiments, the lipid nanoparticle further comprises a steroid. In some embodiments, the lipid nanoparticle comprising a compound of Formula (I) further comprises a cationic lipid, a neutral lipid, a steroid, or a combination thereof.


One embodiment provides a lipid nanoparticle comprising at least one neutral lipid. In some embodiments, the at least one neutral lipid is selected from the group consisting of 1,2-Distearoyl-sn-glycero-3-phosphocholine (DSPC), 1,2-Dipalmitoyl-sn-glycero-3-phosphocholine (DPPC), 1,2-Dimyristoyl-sn-glycero-3-phosphocholine (DMPC), 1-Palmitoyl-2-oleoyl-sn-glycero-3-phosphocholine (POPC), 1,2-dioleoyl-sn-glycero-3-phosphocholine (DOPC), 1,2-Dioleoyl-sn-glycero-3-phosphoethanolamine (DOPE), a sphingomyelin (SM), and combinations thereof. In some embodiments, the at least one neutral lipid comprises 1,2-Distearoyl-sn-glycero-3-phosphocholine (DSPC).


In some embodiments, the neutral lipid is present at a concentration ranging from about 5 to about 15 mol % of the lipid nanoparticle. In some embodiments, the steroid is present at a concentration ranging from about 7 to about 13 mol %, or from about 9 to about 11 mol %.


In certain embodiments, the lipid nanoparticle comprises at least one steroid. In certain embodiments, the at least one steroid comprises cholesterol.


In some embodiments, the steroid is present at a concentration ranging from about 39 to about 49 mol % of the lipid nanoparticle. In some embodiments, the steroid is present at a concentration ranging from about 40 to about 50 mol %, from about 41 to about 49 mol %, or from about 46 to about 44 mol %.


In some embodiments, the lipid nanoparticle further comprises at least one therapeutic agent.


In certain embodiments, the therapeutic agent comprises a nucleic acid. In some embodiments, the therapeutic agent is a nucleic acid. In certain embodiments, the nucleic acid comprises an antisense RNA, a messenger RNA, or a combination thereof. In some embodiments, the at least one therapeutic agent comprises Cas9 mRNA or ribonucleoprotein.


In certain embodiments, the lipid nanoparticle has a size of about 40 nm to about 70 nm. In some embodiments, the lipid nanoparticle has a size of about 45 nm to about 65 nm, about 50 nm to about 60 nm, about 30 nm to about 70 nm, about 35 nm to about 75 nm, about 45 nm to about 80 nm, about 25 nm to about 100 nm, about 20 nm to about 90 nm, about 15 nm to about 150 nm, or about 10 nm to about 200 nm.


One embodiment provides a pharmaceutical composition, comprising a lipid nanoparticle of the present disclosure and a pharmaceutically acceptable diluent or excipient.


In some embodiments, the lipid nanoparticle comprises from about 0.1 to about 5 mol % of a compound of Formula (I) based on the total number of moles for all components of the lipid nanoparticle. In certain embodiments, the lipid nanoparticle comprises from about 0.1 to about 10 mol %, from about 0.5 to about 5 mol %, from about 1 to about 4 mol %, from about 1.5 to about 3 mol %, from about 1.75 to about 2.75 mol %, from about 2.0 to about 2.6 mol %, or from about 2.25 to about 2.55 mol % of a compound Formula (I) based on the total number of moles for all components of the lipid nanoparticle.


In some embodiments, the lipid nanoparticle comprises from about 1.0 to about 3.0 mol % of a compound of Formula (II) based on the total number of moles for all components of the lipid nanoparticle. In certain embodiments, the lipid nanoparticle comprises from about 1.1 to about 2.5 mol %, from about 1.3 to about 2.5 mol %, from about 1.4 to about 2.0 mol %, or from about 1.65 to about 1.85 mol % of a compound of Formula (II) based on the total number of moles for all components of the lipid nanoparticle.


Administration of the compositions of the disclosure can be carried out via any of the accepted modes of administration of agents for serving similar utilities. The pharmaceutical compositions of the disclosure may be formulated into preparations in solid, semi-solid, liquid, or gaseous forms, such as tablets, capsules, powders, granules, ointments, solutions, suspensions, suppositories, injections, inhalants, gels, microspheres, and aerosols. Typical routes of administering such pharmaceutical compositions include, without limitation, oral, topical, transdermal, inhalation, parenteral, sublingual, buccal, rectal, vaginal, and intranasal. The term parenteral as used herein includes subcutaneous injections, intravenous, intramuscular, intradermal, intrasternal injection or infusion techniques. Pharmaceutical compositions of the disclosure are formulated to allow the active ingredients contained therein to be bioavailable upon administration of the composition to a patient. Compositions that will be administered to a subject or patient take the form of one or more dosage units, where for example, a tablet may be a single dosage unit, and a container of a compound of the disclosure in aerosol form may hold a plurality of dosage units. Actual methods of preparing such dosage forms are known, or will be apparent, to those skilled in this art; for example, see Remington: The Science and Practice of Pharmacy, 20th Edition (Philadelphia College of Pharmacy and Science, 2000). The composition to be administered will, in any event, contain a therapeutically effective amount of a compound of the disclosure, or a pharmaceutically acceptable salt thereof, for treatment of a disease or condition of interest in accordance with the teachings of this disclosure.


A pharmaceutical composition of the disclosure may be in the form of a solid or liquid. In one aspect, the carrier(s) are particulate, so that the compositions are, for example, in tablet or powder form. The carrier(s) may be liquid, with the compositions being, for example, an oral syrup, injectable liquid, or an aerosol, which is useful in, for example, inhalatory administration.


When intended for oral administration, the pharmaceutical composition is preferably in either solid or liquid form, where semi-solid, semi-liquid, suspension and gel forms are included within the forms considered herein as either solid or liquid.


Accordingly, one embodiment provides a method for administering a therapeutic agent to a subject, the method comprising administering an effective amount of the lipid nanoparticle of the present disclosure, or an effective amount of the pharmaceutical composition of the present disclosure, to a subject in need thereof.


One embodiment provides a method for inducing expression of a protein in a patient in need thereof, comprising administering an effective amount of the lipid nanoparticle of the present disclosure, or the pharmaceutical composition of the present disclosure to the patient, wherein the lipid nanoparticle comprises an mRNA encoding the protein.


In some embodiments, the protein is an antigen and the method is for inducing an immune response in the patient. In certain embodiments, the protein is an antigen and the method is for vaccinating the patient against a pathogen. In some embodiments, the protein is for gene editing.


As a solid composition for oral administration, the pharmaceutical composition may be formulated into a powder, granule, compressed tablet, pill, capsule, chewing gum, wafer, or the like form. Such a solid composition will typically contain one or more inert diluents or edible carriers. In addition, one or more of the following may be present: binders such as carboxymethylcellulose, ethyl cellulose, microcrystalline cellulose, gum tragacanth or gelatin; excipients such as starch, lactose or dextrins, disintegrating agents such as alginic acid, sodium alginate, Primogel, corn starch and the like; lubricants such as magnesium stearate or Sterotex; glidants such as colloidal silicon dioxide; sweetening agents such as sucrose or saccharin; a flavoring agent such as peppermint, methyl salicylate or orange flavoring; and a coloring agent.


When the pharmaceutical composition is in the form of a capsule, for example, a gelatin capsule, it may contain, in addition to materials of the above type, a liquid carrier such as polyethylene glycol or oil.


The pharmaceutical composition may be in the form of a liquid, for example, an elixir, syrup, solution, emulsion, or suspension. The liquid may be for oral administration or for delivery by injection, as two examples. When intended for oral administration, preferred composition contain, in addition to the present compounds, one or more of a sweetening agent, preservatives, dye/colorant and flavor enhancer. In a composition intended to be administered by injection, one or more of a surfactant, preservative, wetting agent, dispersing agent, suspending agent, buffer, stabilizer and isotonic agent may be included.


The liquid pharmaceutical compositions of the disclosure, whether they be solutions, suspensions or other like form, may include one or more of the following adjuvants: sterile diluents such as water for injection, saline solution, preferably physiological saline, Ringer's solution, isotonic sodium chloride, fixed oils such as synthetic mono or diglycerides which may serve as the solvent or suspending medium, polyethylene glycols, glycerin, propylene glycol or other solvents; antibacterial agents such as benzyl alcohol or methyl paraben; antioxidants such as ascorbic acid or sodium bisulfite; chelating agents such as ethylenediaminetetraacetic acid; buffers such as acetates, citrates or phosphates and agents for the adjustment of tonicity such as sodium chloride or dextrose; agents to act as cryoprotectants such as sucrose or trehalose. The parenteral preparation can be enclosed in ampoules, disposable syringes or multiple dose vials made of glass or plastic.


Physiological saline is a preferred adjuvant. An injectable pharmaceutical composition is preferably sterile.


A liquid pharmaceutical composition of the disclosure intended for either parenteral or oral administration should contain an amount of a compound of the disclosure such that a suitable dosage will be obtained.


The pharmaceutical composition of the disclosure may be intended for topical administration, in which case the carrier may suitably comprise a solution, emulsion, ointment or gel base. The base, for example, may comprise one or more of the following: petrolatum, lanolin, polyethylene glycols, bee wax, mineral oil, diluents such as water and alcohol, and emulsifiers and stabilizers. Thickening agents may be present in a pharmaceutical composition for topical administration. If intended for transdermal administration, the composition may include a transdermal patch or iontophoresis device.


The pharmaceutical composition of the disclosure may be intended for rectal administration, in the form, for example, of a suppository, which will melt in the rectum and release the drug. The composition for rectal administration may contain an oleaginous base as a suitable nonirritating excipient. Such bases include, without limitation, lanolin, cocoa butter, and polyethylene glycol.


The pharmaceutical composition of the disclosure may include various materials, which modify the physical form of a solid or liquid dosage unit. For example, the composition may include materials that form a coating shell around the active ingredients. The materials that form the coating shell are typically inert, and may be selected from, for example, sugar, shellac, and other enteric coating agents. Alternatively, the active ingredients may be encased in a gelatin capsule.


The pharmaceutical composition of the disclosure in solid or liquid form may include an agent that binds to the compound of the disclosure and thereby assists in the delivery of the compound. Suitable agents that may act in this capacity include a monoclonal or polyclonal antibody, or a protein.


The pharmaceutical composition of the disclosure may consist of dosage units that can be administered as an aerosol. The term aerosol is used to denote a variety of systems ranging from those of colloidal nature to systems consisting of pressurized packages. Delivery may be by a liquefied or compressed gas or by a suitable pump system that dispenses the active ingredients. Aerosols of compounds of the disclosure may be delivered in single phase, bi-phasic, or tri-phasic systems to deliver the active ingredient(s). Delivery of the aerosol includes the necessary container, activators, valves, sub-containers, and the like, which together may form a kit. One skilled in the art, without undue experimentation may determine preferred aerosols.


The pharmaceutical compositions of the disclosure may be prepared by methodology well known in the pharmaceutical art. For example, a pharmaceutical composition intended to be administered by injection can be prepared by combining the lipid nanoparticles of the disclosure with sterile, distilled water or other carrier to form a solution. A surfactant may be added to facilitate the formation of a homogeneous solution or suspension. Surfactants are compounds that non-covalently interact with the compound of the disclosure to facilitate dissolution or homogeneous suspension of the compound in the aqueous delivery system.


The compositions of the disclosure, or their pharmaceutically acceptable salts, are administered in a therapeutically effective amount, which will vary depending upon a variety of factors including the activity of the specific therapeutic agent employed; the metabolic stability and length of action of the therapeutic agent; the age, body weight, general health, sex, and diet of the patient; the mode and time of administration; the rate of excretion; the drug combination; the severity of the particular disorder or condition; and the subject undergoing therapy.


Compositions of the disclosure may also be administered simultaneously with, prior to, or after administration of one or more other therapeutic agents. Such combination therapy includes administration of a single pharmaceutical dosage formulation of a composition of the disclosure and one or more additional active agents, as well as administration of the composition of the disclosure and each active agent in its own separate pharmaceutical dosage formulation. For example, a composition of the disclosure and the other active agent can be administered to the patient together in a single oral dosage composition such as a tablet or capsule, or each agent administered in separate oral dosage formulations. Where separate dosage formulations are used, the compounds of the disclosure and one or more additional active agents can be administered at essentially the same time, i.e., concurrently, or at separately staggered times, i.e., sequentially; combination therapy is understood to include all these regimens.


Preparation methods for the above compounds and compositions are described herein below and/or known in the art.


It will be appreciated by those skilled in the art that in the process described herein the functional groups of intermediate compounds may need to be protected by suitable protecting groups. Such functional groups include hydroxy, amino, mercapto and carboxylic acid. Suitable protecting groups for hydroxy include trialkylsilyl or diarylalkylsilyl (for example, t-butyldimethylsilyl, t-butyldiphenylsilyl or trimethylsilyl), tetrahydropyranyl, benzyl, and the like. Suitable protecting groups for amino, amidino and guanidino include t-butoxycarbonyl, benzyloxycarbonyl, and the like. Suitable protecting groups for mercapto include —C(O)—R″ (where R″ is alkyl, aryl or arylalkyl), p-methoxybenzyl, trityl and the like. Suitable protecting groups for carboxylic acid include alkyl, aryl or arylalkyl esters. Protecting groups may be added or removed in accordance with standard techniques, which are known to one skilled in the art and as described herein. The use of protecting groups is described in detail in Green, T. W. and P. G. M. Wutz, Protective Groups in Organic Synthesis (1999), 3rd Ed., Wiley. As one of skill in the art would appreciate, the protecting group may also be a polymer resin such as a Wang resin, Rink resin or a 2-chlorotrityl-chloride resin.


Furthermore, all compounds of the disclosure which exist in free base or acid form can be converted to their pharmaceutically acceptable salts by treatment with the appropriate inorganic or organic base or acid by methods known to one skilled in the art. Salts of the compounds of the disclosure can be converted to their free base or acid form by standard techniques.


The following Reaction Scheme illustrates methods to make compounds of this disclosure, i.e., compounds of Formula (I):




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wherein R1, R2, R3, m and n are as defined herein. It is understood that one skilled in the art may be able to make these compounds by similar methods or by combining other methods known to one skilled in the art. It is also understood that one skilled in the art would be able to make, in a similar manner as described below, other compounds of Formula (I) not specifically illustrated below by using the appropriate starting components and modifying the parameters of the synthesis as needed. In general, starting components may be obtained from sources such as Sigma Aldrich, Lancaster Synthesis, Inc., Maybridge, Matrix Scientific, TCI, and Fluorochem USA, etc. or synthesized according to sources known to those skilled in the art (see, e.g., Advanced Organic Chemistry: Reactions, Mechanisms, and Structure, 5th edition (Wiley, December 2000)) or prepared as described in this disclosure.


General Synthetic Procedures

The compounds of the present disclosure can be prepared according to procedures familiar to one of skill in the art. Exemplary procedures include Procedure A and B below.




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Representative compounds of Formula (I) can be prepared according to Procedure A. Briefly, an appropriate secondary amine is reacted with succinic anhydride to form acid A. Acid A is then reacted under ester forming conditions with an appropriate PEG to form a compound of Formula (I).




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Other compounds of Formula (I) are prepared according to Procedure B. According to procedure B, an appropriate PEG is reacted under amide forming conditions with an appropriate secondary amine bearing the R1 and R2 groups to form a compound of Formula (I).


Synthetic Example 1



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Synthesis of 4-(didecylamino)-4-oxobutanoic acid

A solution of N,N-didecylamine (4 g) and succinic anhydride (4 g) in pyridine (40 mL) was stirred at room temperature overnight. The solvent was removed. The residue was dissolved in dichloromethane, filtered and the solvent removed. The crude product was passed down a silica gel column using methanol in dichloromethane (0-6% methanol gradient). The purified fraction was dissolved in hexane, filtered and the solvent removed to yield 4 g of the product.




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Synthesis of Compound I-1

A solution of 4-(didecylamino)-4-oxobutanoic acid (1.05 g), monomethoxy triethyleneglycol (1.1 g), 1-ethyl-3-(3-dimethylaminopropyl)carbodiimide (EDC, 0.63 g) and 4-dimethylaminopyridine (DMAP, 0.57 g) in dichloromethane (20 mL) was stirred at room temperature overnight. The reaction mixture was washed with dilute hydrochloric acid followed by water. The organic phase was dried over anhydrous magnesium sulfate and the solvent removed. The residue was passed down a silica gel column using a 1-4% methanol in dichloromethane gradient. The purified fraction was dissolved in hexane and passed through a silica gel plug, yielding 0.87 g of product. 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.24 (dd, 2H), 3.69 (dd, 2H), 3.62-3.67 (m, 6H), 3.55 (dd, 2H), 3.37 (s, 3H), 3.27 (dd, 2H), 3.22 (dd, 2H), 2.69 (t, 2H), 2.60 (t, 2H), 1.56 (m, 2H) 1.43 (m, 2H), 1.18-1.34 (m, 28H), 0.88 (t, 3H), 0.87 (t, 3H).


Synthetic Example 2



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Synthesis of Compound I-2

A solution of 4-(didecylamino)-4-oxobutanoic acid (was prepared according to the general procedures of Synthetic Example 1, 1.0 g), monomethoxy tetraethyleneglycol (1.0 g), EDC (0.65 g) and DMAP (0.59 g) in dichloromethane (20 mL) was stirred at room temperature overnight. The reaction mixture was washed with dilute hydrochloric acid followed by water. The organic phase was dried over anhydrous magnesium sulfate and the solvent removed. The residue was passed down a silica gel column using a 1-4% methanol in dichloromethane gradient. The purified fraction was dissolved in hexane and passed through a silica gel plug, yielding 0.7 g of product. 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.24 (dd, 2H), 3.69 (dd, 2H), 3.62-3.67 (m, 10H), 3.55 (dd, 2H), 3.37 (s, 3H), 3.27 (dd, 2H), 3.22 (dd, 2H), 2.69 (t, 2H), 2.60 (t, 2H), 1.56 (m, 2H) 1.43 (m, 2H), 1.18-1.34 (m, 28H), 0.88 (t, 3H), 0.87 (t, 3H).


Synthetic Example 3



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Synthesis of 4-(didodecylamino)-4-oxobutanoic acid

A solution of N,N-didodecylamine (4.1 g) and succinic anhydride (4.1 g) in pyridine (40 mL) was stirred at room temperature overnight. The solvent was removed. The residue was dissolved in dichloromethane, filtered and the solvent removed. The crude product was passed down a silica gel column using methanol in dichloromethane (0-6% methanol gradient). The purified fraction was dissolved in hexane, filtered and the solvent removed to yield 4 g of the product.




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Synthesis of Compound I-3

A solution of 4-(didodecylamino)-4-oxobutanoic acid (1.0 g), monomethoxy triethyleneglycol (1.1 g), EDC (0.67 g) and DMAP (0.67 g) in dichloromethane (20 mL) was stirred at room temperature overnight. The reaction mixture was washed with dilute hydrochloric acid followed by water. The organic phase was dried over anhydrous magnesium sulfate and the solvent removed. The residue was passed down a silica gel column using a 1-3% methanol in dichloromethane gradient. The purified fraction was dissolved in hexane and passed through a silica gel plug, yielding 0.74 g of product. 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.24 (dd, 2H), 3.69 (dd, 2H), 3.62-3.67 (m, 6H), 3.55 (dd, 2H), 3.37 (s, 3H), 3.27 (dd, 2H), 3.22 (dd, 2H), 2.69 (t, 2H), 2.60 (t, 2H), 1.56 (m, 2H) 1.43 (m, 2H), 1.18-1.34 (m, 36H), 0.88 (t, 3H), 0.87 (t, 3H).


Synthetic Example 4



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Synthesis of Compound I-4

A solution of 4-(didodecylamino)-4-oxobutanoic acid (was prepared according to the general procedures of Synthetic Example 3, 1.05 g), monomethoxy tetraethyleneglycol (1.05 g), EDC (0.72 g) and DMAP (0.67 g) in dichloromethane (20 mL) was stirred at room temperature overnight. The reaction mixture was washed with dilute hydrochloric acid followed by water. The organic phase was dried over anhydrous magnesium sulfate and the solvent removed. The residue was passed down a silica gel column using a 1-3% methanol in dichloromethane gradient. The purified fraction was dissolved in hexane and passed through a silica gel plug, yielding 0.79 g of product. 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.24 (dd, 2H), 3.69 (dd, 2H), 3.62-3.67 (m, 10H), 3.55 (dd, 2H), 3.37 (s, 3H), 3.27 (dd, 2H), 3.22 (dd, 2H), 2.69 (t, 2H), 2.60 (t, 2H), 1.56 (m, 2H) 1.43 (m, 2H), 1.18-1.34 (m, 36H), 0.88 (t, 3H), 0.87 (t, 3H).


Synthetic Example 5



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Synthesis of 4-(ditetradecylamino)-4-oxobutanoic acid

A solution of N,N-ditetradecylamine (4.2 g) and succinic anhydride (4.3 g) in pyridine (40 mL) was warmed to dissolve reagents, and then stirred at room temperature overnight. The reaction mixture was partitioned twice between water and dichloromethane. The solvent was removed from the organic phase and the residue dried under vacuum. The residue was dissolved in dichloromethane, dried over anhydrous magnesium sulfate, filtered and the solvent removed, yielding 4.9 g of the product as an oil that crystallized on standing.




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Synthesis of Compound I-5

A solution of 4-(ditetradecylamino)-4-oxobutanoic acid (2.48 g), monomethoxy triethyleneglycol (1.65 g), EDC (1.22 g) and DMAP (0.96 g) in dichloromethane (30 mL) was stirred at room temperature overnight. The reaction mixture was washed with dilute hydrochloric acid. The organic phase was dried over anhydrous magnesium sulfate and the solvent removed. The residue was passed down a silica gel column using a 1-20% methanol in dichloromethane gradient. The purified fraction was dissolved in hexane and passed through a silica gel plug, yielding 1.5 g of product. 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.24 (dd, 2H), 3.69 (dd, 2H), 3.62-3.67 (m, 6H), 3.55 (dd, 2H), 3.37 (s, 3H), 3.27 (dd, 2H), 3.22 (dd, 2H), 2.69 (t, 2H), 2.60 (t, 2H), 1.56 (m, 2H) 1.43 (m, 2H), 1.18-1.34 (m, 44H), 0.88 (t, 6H).


Synthetic Example 6



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Synthesis of Compound I-6

A solution of 4-(ditetradecylamino)-4-oxobutanoic acid (was prepared according to the general procedures of Synthetic Example 5, 1.47 g), monomethoxy tetraethyleneglycol (2.05 g), EDC (1.30 g) and DMAP (1.00 g) in dichloromethane (30 mL) was stirred at room temperature overnight. The reaction mixture was washed with dilute hydrochloric acid. The organic phase was dried over anhydrous magnesium sulfate and the solvent removed. The residue was passed down a silica gel column using a 1-20% methanol in dichloromethane gradient. The purified fraction was dissolved in hexane and passed through a silica gel plug, yielding 1 g of product. 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.24 (dd, 2H), 3.69 (dd, 2H), 3.62-3.67 (m, 10H), 3.55 (dd, 2H), 3.37 (s, 3H), 3.27 (dd, 2H), 3.22 (dd, 2H), 2.69 (t, 2H), 2.60 (t, 2H), 1.56 (m, 2H) 1.43 (m, 2H), 1.18-1.34 (m, 44H), 0.88 (t, 6H)


Synthetic Example 7



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Synthesis of Compound I-7

A solution of MePEG-1000-COOH (2.2 g) in toluene (30 mL) was treated with carbonyldiimidazole (0.36 g) for 20 minutes. N,N-dimyristylamine (0.69 g) was added and the solution warmed until all of the reagents dissolved. The reaction was refluxed for four days. The reaction mixture was washed with water, dried aver anhydrous magnesium sulfate, filtered and the solvent removed. The residue was purified on a reverse phase column using a water/methanol gradient. The product was lyophilized from benzene, yielding the product as a white powder (1.6 g). 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.15 (s, 2H), 3.55-3.70 (m, 88H), 3.52 (dd, 2H), 3.35 (s, 3H), 3.25 (dd, 2H), 3.15 (dd, 2H), 1.50 (m, 4H), 1.17-1.31 (m, 44H), 0.85 (t, 6H).


Synthetic Example 8



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Synthesis of MePEG750-COOH

A solution of monomethoxy polyethylene glycol (MW=750; 12 g) in toluene (100 mL) was refluxed in a Dean and Stark apparatus overnight to remove water. Sodium hydride (0.8 g) was added, and the solution stirred for an hour. Ethyl bromoacetate (5.3 g) was added and the reaction refluxed overnight. Methanol was slowly added to destroy excess sodium hydride. The solution was washed between dichloromethane and dilute hydrochloric acid. The solvent was removed. The residue was dissolved in a solution of sodium hydroxide (10 g) and water (100 mL) and stirred at room temperature overnight. The solution was washed with dichloromethane. The aqueous fraction was acidified with hydrochloric acid and extracted with dichloromethane (3×). Removal of the solvent yielded an oil (8 g) which was used without further purification.




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Synthesis of Compound I-8

A solution of MePEG750-COOH (1.0 g) in dichloromethane (25 mL) was treated with carbonyldiimidazole (0.2 g) for 30 minutes. N,N-dihexadecylamine (0.69 g) was added and the solution refluxed overnight. The reaction mixture was washed with water. The solvent removed from the organic fraction. The residue was purified using normal phase followed by reverse phase chromatography, yielding the product as a colorless waxy solid (0.5 g). 1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.15 (s, 2H), 3.55-3.70 (m, 60H), 3.52 (dd, 2H), 3.35 (s, 3H), 3.25 (dd, 2H), 3.15 (dd, 2H), 1.50 (m, 4H), 1.17-1.31 (m, 52H), 0.85 (t, 6H).


Synthetic Example 9



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Synthesis of Compounds I-9, I-10, and I-11

A solution of MePEG750-COOH (3.2 g) in toluene (20 mL) was treated with carbonyldiimidazole (1.0 g) for 20 minutes. N,N-dimyristylamine (1.5 g) was added and the solution warmed until all of the reagents dissolved. The reaction was refluxed for four days. The reaction mixture was washed with water, dried over anhydrous magnesium sulfate, filtered and the solvent was then removed to yield compound I-9. The product was subsequently run on a reverse phase column using a water/methanol gradient. It was then split into two fractions: a leading fraction A (compound I-10, 0.78 g) and a tailing fraction B (compound I-11, 0.5 g), both obtained as waxy solids. Integration of the PEG signals in the NMR were consistent with approximate molecular weights of 850 and 715, respectively. These differences are due to partial resolution of individual oligomers during chromatography, with higher molecular weight oligomers eluting first from the reverse phase support, followed by lower molecular weight versions.


Fraction A (Compound I-10)


1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.15 (s, 2H), 3.55-3.70 (m, ˜74H), 3.52 (dd, 2H), 3.35 (s, 3H), 3.25 (dd, 2H), 3.15 (dd, 2H), 1.50 (m, 4H), 1.17-1.31 (m, 44H), 0.85 (t, 6H).


Fraction B (Compound I-11)


1H NMR (400 MHz, CDCl3 at 7.27 ppm) δ: 4.15 (s, 2H), 3.55-3.70 (m, ˜62H), 3.52 (dd, 2H), 3.35 (s, 3H), 3.25 (dd, 2H), 3.15 (dd, 2H), 1.50 (m, 4H), 1.17-1.31 (m, 44H), 0.85 (t, 6H).


Formulation Example 1
Short Chain Peg Titration

Ionizable Lipid A, DSPC, cholesterol, PEG-Lipid A, and short chain PEG-lipid of Formula (I) (compound I-5) were solubilized in ethanol at different molar ratios.


PEG-Lipid A has the following structure:




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Ionizable Lipid A has the following structure:




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Lipid nanoparticles (LNP) are prepared at a total lipid to mRNA weight ratio of approximately 10:1 to 40:1. Briefly, the mRNA is diluted to 0.2 mg/mL in 10 to 50 mM citrate buffer, pH 4 or 10 to 25 mM acetate buffer, pH 4. Syringe pumps are used to mix the ethanolic lipid solution with the mRNA aqueous solution at a ratio of about 1:5 to 1:3 (vol/vol) with total flow rates above 15 mL/min. The ethanol is then removed, and the external buffer is replaced with PBS by dialysis. Finally, the lipid nanoparticles are filtered through a 0.2 m pore sterile filter. Lipid nanoparticle particle size was determined by quasi-elastic light scattering using a Malvern Zetasizer Nano ZS (Malvern, UK). RNA content and encapsulation were determined using specific intercalating fluorescent dyes (Quant-iT™ RiboGreen® RNA Assay Kit from Invitrogen™). The physical properties of the resulting nanoparticles are summarized in Table 2.









TABLE 2







Physical measurements of lipid nanoparticles


upon increase of PEG 2000 or short chain PEG.












Encapsulation
Intensity
Number



Lipid Nanoparticle
Efficiency
(nm)
(nm)
PDI














0.5% PEG-Lipid A
93%
118 + 11 
113 + 11
0.017


1.5% PEG-Lipid A
92%
72 + 10
65 + 9
0.017


2.0% PEG-Lipid A
91%
63 + 8 
58 + 7
0.032


2.5% PEG-Lipid A
90%
61 + 11
52 + 8
0.046


5% PEG-Lipid A
87%
54 + 18
32 + 8
0.139


1.8% PEG-Lipid A +
95%
66 + 10
59 + 8
0.026


0% compound I-5


1.8% PEG-Lipid A +
96%
65 + 10
57 + 8
0.045


2.5% compound I-5


1.8% PEG-Lipid A +
97%
63 + 9 
56 + 8
0.037


5% compound I-5


1.8% PEG-Lipid A +
97%
63 + 11
55 + 8
0.044


10% compound I-5






Each formulation includes:



47.5 mol % of Ionizable Lipid A


10 mol % DSPC


Concentrations of PEG-Lipid A and compound I-5 as indicated in the table


A given mol % of cholesterol for the remainder (i.e., such that the total mol % is equal to 100)






As shown in Table 2, titration of PEG-Lipid A from 0.5% to 5% showed a consistent drop in size from 118 nm to 54 nm along with a decrease in encapsulation efficiency while 10% PEG-Lipid A is un-formulatable (data not shown). When a base lipid nanoparticle consisting of 1.8% PEG-Lipid A was titrated with short chain PEG, we were able to maintain the same size from 2.5% to 10% short chain PEG with all achieving high encapsulation efficiency.


Biological Example 1
Short Chain Peg Lipid does not Impact the Physical Parameters of Lipid Nanoparticles while Prolonging Circulation and Maintaining Potency

Lipid nanoparticles were formulated with short chain PEG lipid at various molar ratios as described in Formulation Example 1. The physical characterization of lipid nanoparticles used for in vivo evaluation is summarized in Table 3, below. Relative activity was determined by measuring luciferase expression in the mouse liver 4 hours following administration via tail vein injection.









TABLE 3







Physical characterization of lipid nanoparticles


used for in vivo evaluation of activity.












Encapsulation
Intensity
Number



Lipid Nanoparticles
Efficiency
(nm)
(nm)
PDI














1.8% PEG-Lipid A +
99%
 65 + 10
57 + 8
0.044


0% compound I-5


1.8% PEG-Lipid A +
99%
65 + 9
59 + 8
0.028


2.5% compound I-5


1.8% PEG-Lipid A +
99%
60 + 9
54 + 7
0.056


5% compound I-5


1.8% PEG-Lipid A +
99%
60 + 9
54 + 7
0.049


10% compound I-5






Each formulation includes:



47.5 mol % of Ionizable Lipid A


10 mol % DSPC


Concentrations of PEG-Lipid A and compound I-5 as indicated in the table


A given mol % of cholesterol for the remainder (i.e., such that the total mol % is equal to 100)






Adding 2.5-10% short chain PEG lipid to the formulation has no effect on the size of the nanoparticle or encapsulation efficiency (Table 3).


Increasing concentration of compound I-5 reduced the overall expression of the reporter gene (firefly luciferase) in the liver (see, e.g., Table 4). Lipid nanoparticle systems that included compound I-5 at a concentration of 5 mol % reduced the amount of expression by ˜50% while lipid nanoparticle systems including compound I-5 at 10 mol % reduced to 20% of benchmark (lipid nanoparticle system with no compound I-5). The presence of compound I-5 at a concentration of 2.5 mol % did not impact on the liver activity suggesting that additional 2.5 mol % of compound I-5 does not inhibit the endosomal escape of the mRNA payload. However, 2.5 mol % compound I-5 changed the expression kinetic. The maximum expression was achieved at 4 hours and maintained the same level at 7 hours while the lipid nanoparticle system with no compound I-5 showed maximum expression at 7 hours. Lipid nanoparticle systems with compound I-5 at a concentration of 2.5 mol % also provided a benefit of prolonged expression since at 16 hours the same system had ˜4-fold expression in comparison to the lipid nanoparticle system with no compound I-5. Graphically, these results are also illustrated in FIG. 1.









TABLE 4







Impact of compound of Formula (I) on luciferase expression in mouse liver.









Liver












0 mol %
2.5 mol %
5 mol %
10 mol %



compound I-5
compound I-5
compound I-5
compound I-5















Time(hr)
AVG
SD
AVG
SD
AVG
SD
AVG
SD


















2
8906
3083
15852
2126
8941
4549
3475
2862


4
21266
2280
25179
4581
17286
9696
2590
948


7
34433
13584
25972
7533
14624
6174
5778
2255


16
5074
3465
19705
7115
6350
2974
4105
104











AUC
291507
323303
168477
63091









The various embodiments described above can be combined to provide further embodiments. All of the U.S. patents, U.S. patent application publications, U.S. patent applications, foreign patents, foreign patent applications and non-patent publications referred to in this specification are incorporated herein by reference, in their entirety. Aspects of the embodiments can be modified, if necessary to employ concepts of the various patents, applications, and publications to provide yet further embodiments.


These and other changes can be made to the embodiments considering the above-detailed description. In general, in the following claims, the terms used should not be construed to limit the claims to the specific embodiments disclosed in the specification and the claims but should be construed to include all possible embodiments along with the full scope of equivalents to which such claims are entitled. Accordingly, the claims are not limited by the disclosure.

Claims
  • 1. A compound having a structure of Formula (I):
  • 2. The compound of claim 1, wherein R3 is H or an unbranched or branched alkyl containing from 1 to 8 carbon atoms.
  • 3. (canceled)
  • 4. The compound of claim 1, wherein R3 is methyl or H.
  • 5. (canceled)
  • 6. The compound of claim 1, wherein m is an integer ranging from 2 to 6.
  • 7. The compound of claim 1, wherein the compound has one of the following structures:
  • 8. The compound of claim 1, wherein m is an integer ranging from 14 to 24.
  • 9. The compound of claim 1, wherein the compound has one of the following structures:
  • 10. (canceled)
  • 11. The compound of claim 1, wherein R1 and R2 are each independently an unbranched or branched alkyl containing from 8 to 22 carbon atoms, and wherein each alkyl is optionally substituted with at least one fluoro.
  • 12. (canceled)
  • 13. The compound of claim 1, wherein R1 and R2 are each independently selected from the group consisting of
  • 14. The compound of claim 1, wherein the compound has the following structure:
  • 15. The compound of claim 14, wherein R3 is an unbranched or branched alkyl containing from 1 to 6 carbon atoms.
  • 16. The compound of claim 14, wherein R3 is methyl or H.
  • 17. (canceled)
  • 18. The compound of claim 14, wherein the compound has one of the following structures:
  • 19. (canceled)
  • 20. The compound of claim 14, wherein R1 and R2 are each independently an unbranched or branched alkyl containing from 12 to 18 carbon atoms.
  • 21. The compound of claim 14, wherein R1 and R2 are each independently:
  • 22. The compound of claim 1, wherein the compound has one of the following structures:
  • 23. The compound of claim 1, has the following structure:
  • 24. The compound of claim 23, wherein R3 is an unbranched or branched alkyl containing from 1 to 6 carbon atoms.
  • 25. The compound of claim 23, wherein R3 is methyl or H.
  • 26. (canceled)
  • 27. The compound of claim 23, wherein the compound has one of the following structures:
  • 28. The compound of claim 23, wherein R1 and R2 are each independently an unbranched or branched alkyl containing from 6 to 16 carbon atoms, wherein each alkyl is optionally substituted with at least one fluoro.
  • 29. The compound of claim 23, wherein R1 and R2 are each independently:
  • 30. The compound of claim 1, wherein the compound has one of the following structures:
  • 31. A composition comprising a plurality of compounds of claim 1, wherein the plurality of compounds has an average molecular weight ranging from about 230 to about 2000 g/mol.
  • 32-33. (canceled)
  • 34. A lipid nanoparticle, comprising the compound of claim 1.
  • 35-41. (canceled)
  • 42. A lipid nanoparticle comprising: a) a plurality of first pegylated lipids each having m ethylene glycol units, wherein m is an integer ranging from 1 to 25; andb) a plurality of second pegylated lipids each having z ethylene glycol units, wherein z is an integer ranging from 30-60.
  • 43-66. (canceled)
  • 67. A method for administering a therapeutic agent to a subject, the method comprising administering an effective amount of the lipid nanoparticle of claim 34, to a subject in need thereof.
  • 68. A method for inducing expression of a protein in a patient in need thereof, comprising administering an effective amount of the lipid nanoparticle of claim 34, to the patient, wherein the lipid nanoparticle comprises an mRNA encoding the protein.
  • 69-71. (canceled)
Provisional Applications (1)
Number Date Country
63600250 Nov 2023 US