The invention generally relates to ventilation systems for maintaining patients on artificial mechanical ventilation, and relates in particular to systems for providing ventilation to patients suffering from acute respiratory distress syndrome and acute lung injury.
Current mechanical ventilators are operable in active or passive modes. With active modes, an effort by the patient triggers the delivery of a breath. With passive modes, only the ventilator is active and it delivers the breath at a pre-set breathing rate (frequency), volume per breath (tidal volume (VT)) and waveform. The most common active mode is referred to as volume support. With volume support, a pre-set flow wave shape (e.g., sinusoidal, step or ramp) is delivered via a ventilator pressure source during inspiration. Ventilator controlled solenoid valves then enable the patient to passively expire to the atmosphere. The primary goal of all waveforms is to maintain blood gas levels (O2 and CO2) to sustain normoxia and nomocapnia. Because ventilation via pressure produced at the mouth is not natural, another requirement is that the ventilator not produce excessive pressure at the airway opening. This can lead to barotrauma (intralung airway damage), which in turn can cause respiratory distress.
It is generally desirable to estimate the degree of airway obstruction or constriction, the distribution of constriction in the airways, and the relative stiffness and viscosity of the lung tissues. Although the mechanical status of a patient's lungs may be inferred from estimates of total respiratory or pulmonary resistance (R) and elastance (E) at a given frequency, tidal volume, or mean airway pressure, such estimates do not permit inference on the level or distribution of obstructions in the airways, or the relative stiffness or viscance of the lung or respiratory tissue. The resistance and elastance will be frequency dependent, however, in a heterogeneous respiratory system, and the frequency dependence of R and E may be derived from input impedance (Z), the complex ratio of pressure to flow during external forcing as a function of frequency.
U.S. Pat. No. 6,435,182 discloses systems and methods for providing a complex ventilator waveform (referred to therein as an Enhanced Ventilator Waveform) that includes a plurality of frequency components, for example, between about 0.1 Hz and about 8.0 Hz. The assessment of a heterogeneous system may be made by examining the resistance R and elastance E at several frequencies surrounding normal breathing rates. The behavior of the R and E spectra over this frequency range are very distinct for particular forms and degrees of lung disease. Such information is helpful in a) determining the severity of any lung disease that is present and its response to therapy and the mechanical ventilation itself; b) determining the pressures necessary at the airway opening to deliver a desired volume; and c) determining the likelihood of success in weaning the patient from the ventilator.
The determination the optimal pressure that is necessary at the airway opening, or positive end expiratory pressure (PEEP) however, is sometimes difficult, particularly for patients suffering from acute respiratory distress syndrome and acute lung injury. Acute respiratory distress syndrome (ARDS) and acute lung injury (ALI) are characterized by heterogeneous regional alveolar flooding and/or collapse of lung tissue. This results in hypoxemic respiratory failure necessitating the use of mechanical ventilation to sustain life. Due to the heterogeneous distribution of the disease, ventilation and gas exchange are severely compromised, and the extremes of mechanical stress imposed by controlled ventilation may propagate and exacerbate the lung injury.
The pressure (P) may be determined by the relationship P=RQ+EΔV where Q is air flow at the airway opening and ΔV is the change in volume. A pressure versus volume (P-V) graph may then be developed for a particular frequency, and the PEEP may then be set to the lower knee of a P-V curve as shown at 10 in
In some respiratory systems, however, there may be no clear lower knee or even upper knee, as the P-V graph may be, for example, fairly linear throughout the full range. Moreover, because the P-V graph is dependent on frequency, it is difficult to know the optimal PEEP value for any particular heterogeneous system. For example,
The optimal way to set positive end expiratory pressure and tidal volume (VT) remains uncertain notwithstanding the goals of maximizing lung recruitment while minimizing overdistension of the lung. As discussed above, one method employs the contours of the inspiratory static pressure volume curve to set the upper and lower pressure bounds for mechanical ventilation. The shape of the static P-V curve lends little insight however, into the distribution of disease or the degree of recruitment during continuous ventilation. No single point or feature of the P-V curve, therefore, will provide an optimal setting in certain heterogeneous conditions. Another approach to assess regional aeration in the lung is to employ computed tomography. Computed tomography (CT) has emerged as a useful tool to assess heterogeneity of airway and parenchymal disease, and is the current gold standard for assessing the impact of PEEP on the distribution of aeration in ARDS. The use of CT clinically at the bedside, however, is currently impractical. Furthermore, the static distribution of aeration determined by CT scans at a given PEEP may not be sufficient for predicting how mechanical ventilation impacts lung function, because mechanical ventilation is a dynamic, cyclic process.
There remains a need, therefore, for more efficient and effective methods for guiding the optimal selection of PEEP in individual patients.
The invention provides a method for determining a peak end expiratory pressure in a mechanical ventilator system for providing respiratory assistance to a patient. In accordance with an embodiment, the method includes the steps of determining characteristic values for a plurality of frequencies at each of a plurality of peak end expiratory pressures, and selecting an optimal peak end expiratory pressure value responsive to the characteristic values.
In accordance with another embodiment, the invention provides a method that includes the steps of determining characteristic values for a plurality of frequencies at each of a plurality of peak end expiratory pressures, identifying an identified peak end expiratory pressure value for which the characteristic values are most linear for the plurality of frequencies, and selecting an optimal peak end expiratory pressure value responsive to the identified peak end expiratory pressure value.
In accordance with another embodiment, the invention provides a system a system for determining a peak end expiratory pressure in a mechanical ventilator system for providing respiratory assistance to a patient. The system includes collection means, identification means, and selection means. The collection means is for determining characteristic values for a plurality of frequencies at each of a plurality of peak end expiratory pressures. The identification means is for identifying an identified peak end expiratory pressure value for which the characteristic values are most linear for the plurality of frequencies. The selection means is for selecting an optimal peak end expiratory pressure value responsive to the identified peak end expiratory pressure value.
The following description may be further understood with reference to the accompanying drawings in which:
The drawings are shown for illustrative purposes.
It has been discovered that the frequency dependence of lung resistance and elastance reflect mechanical heterogeneities present in the lung, and that knowledge of how PEEP affects the heterogeneity of lung function should reflect the trade-off between recruitment and overdistension during dynamic ventilation.
In accordance with various embodiments, the invention provides that the frequency dependence of dynamic lung mechanics may be used in selecting PEEP. Specifically, it is hypothesized that an optimal PEEP may be identified that minimizes the frequency dependence of R and E corresponding to minimizing heterogeneity, and consequently maximizing recruitment and avoiding significant overdistension, while providing sufficient gas exchange, and reducing ventilation pressures.
Acute respiratory distress syndrome and acute lung injury are characterized by heterogeneous flooding and/or collapse of lung tissue. An important consideration in managing these diseases is to set mechanical ventilation so as to minimize the impact of disease heterogeneity on lung mechanical stress and ventilation distribution. It has been discovered that changes in lung mechanical heterogeneity with increasing positive end expiratory pressure in a subject model of acute lung injury may be detected from the frequency response of resistance and elastance. In accordance with an example described below, a saline lavage-induced model of lung injury in an animal was employed, and the impact of PEEP on recruitment and overdistension as assessed by CT, gas exchange, pulmonary hemodynamics, as well as static and dynamic lung mechanical characteristics were examined.
Whole-lung CT scans were acquired in five saline-lavaged subjects together with oxygenation, static elastance, and dynamic respiratory resistance and elastance at end-expiratory pressure levels of 7.5-20 mH2O. As end-expiratory pressure increased, CT determined alveolar recruitment significantly increased from 15-20 cmH2O but was accompanied by significant alveolar overdistension at 20 cmH2O. An optimal range of end-expiratoly pressures (15-17.5 cmH2O) was discovered where alveolar recruitment was maximized without significant overdistension. It has further been discovered that this range corresponded to the end-expiratory pressure levels that maximized oxygenation, minimized peak-to-peak ventilation pressures, and minimized indices reflective of the mechanical heterogeneity (e.g., frequency dependence of respiratory resistance and elastance). Static elastance did not show any significant pressure dependence or reveal an optimal end-expiratory pressure level. Dynamic mechanics, therefore, may be used to analyze lung mechanical heterogeneity and maximize oxygenation in this lung injury model. By monitoring dynamic respiratory resistance and elastance, ventilator settings may be tuned to optimize lung function.
The study was approved by the Institutional Animal Care and Use Committee at Tufts University Cummings School of Veterinary Medicine. The subjects were used in the study were 5 female sheep having a mean weight of 48 kg±2 kg. All measurements were performed while the subject was in the prone position under general anesthesia, induced with 7 mg/kg of intravenous ketamine and 0.25 mg/kg of diazepam. Anesthesia was maintained with continuous intravenous drip of pentothal. A standard 10-mm ID endotracheal tube was inserted orotracheally under fiberoptic guidance and secured in place.
Mechanical ventilation was provided by a commercially available ventilator (the NPB840 ventilator product sold by Puritan Bennett/Tyco Healthcare of Pleasanton, Calif.). First, the subject was stabilized with tital volume (VT)=10 ml/kg, frequency (f)=16 breaths/min, positive end expiratory pressure or PEEP=5 cmH2O, and inspiratory to expiratory ratio of I:E=1:3, and fraction of inspired oxygen of fraction of inspired O2 (FIO2)=1. Tidal volume (VT) was adjusted to maintain a stable baseline end-tidal arterial partial pressure of CO2 (PaCO2) between 35 and 45 mmHg.
Following induction of general anesthesia and line placement, lung injury was induced by repetitive whole-lung saline lavage. Briefly, the subject was disconnected from the ventilation circuit and warm 0.15M NaCl (40 ml/kg bwt) was instilled by gravity into the lung via endotracheal tube. After 45s, the saline was passively drained and the endotracheal tube and trachea suctioned. This procedure was repeated every 10 m until the arterial partial pressure of O2 (PaO2) fell below 90 mmHg, and then the subjects were ventilated for one hour following the last lavage to assure stability of the model (i.e., hypoxemia, increased lung elastance).
Measures of gas exchange, hemodynamic, respiratory mechanics CT scans were taken at PEEP levels ranging from 7.5 to 20 cmH2O in steps of 2.5 randomly selected as either an increasing or decreasing titration. Before each PEEP level was set, the lung was fully recruited. After recruitment (with pressure control mode with PEEP=30 cmH2O, peak inspiratory pressure=20 cmH2O for approximately 30s), the subject was ventilated for a 10 m stabilization period with a frequency (f)=16 breaths/m, VT=10 ml/kg, inspiratory to exspiratory ratio (I:E)=1:3, and FIO2=1, at the designated level of PEEP after which hemodynamic, gas exchange, and respiratory mechanics were measuresd. A whole lung CT scan was also obtained after all other measurements were collected while maintaining a constant pressure level equal to the designated PEEP. CT scans were acquired with a PQ 5000 helical single slice scanner as sold by Picker International of Cleveland, Ohio. The settings were 120 kVp, 300 mA, 8 mm thickness, with 4-mm table movement between slices, helical pitch=1.5, 0 degree tilt for scanning.
CT image analysis was performed using the Matlab software sold by Mathworks, Inc. of Natick, Mass. For each slice, lung boundaries were delineated using a semi-automatic algorithm that employed a thresholding technique and manual evaluation of the scan to ensure the accuracy of the lung boundary, adjusting the boundary as necessary. After accounting for all the Hounsfield Units (HU) voxel values within the lung regions in all slices, the mean density (HUmean), standard deviation (HUSD), and coefficient of variation (HUCV=HUSD/HUmean) was calculated for all scans and the gas/tissue ratio was found for each voxel, from which total air, tissue volume, and combined (air+tissue) volume were calculated for the entire lung.
The total lung volume was divided into aeration compartments based on the HU value for each voxel (non-aerated: +100<HU<−100, under-aerated: −100<HU<−500, normally aerated: −500<HU<−800, and over-aerated: −80021 HU<−1000). A value of −800 was chosen as the threshold between the normally and over-aerated tissue compartments. This value was determined using a methodology in which healthy subject CT scans were analyzed at PEEP levels 5 and 25 cmH2O for their HU distribution. Three dimensional lung volume meshes were created by masking lung boundary and aeration compartments. Significant alveolar recruitment was defined as a significant decrease in non-aerated lung volume with a corresponding increase in normally aerated lung volume (compared to the amounts present in each compartment at the lowest PEEP level of 7.5 cmH2O). Alveolar overdistension was defined as a significant increase in over-aerated lung volume when compared to that obtained at the lowest PEEP level of 7.5 cmH2O.
Regional and total static P-V curves for a single matched transverse CT slice were taken at mid-lung level. Each scan slice was divided into horizontal regions based on anatomical landmarks visible in all scans. For each region and at each PEEP level, air volume was calculated. To compare the shape of regional P-V curves within a slice, each curve was normalized by first subtracting off the air volume at the lowest PEEP level for all points and then dividing each value by the air volume at the highest PEEP level. This resulted in the regional P-V curves having a total excursion between 0 and 1 normalized air volume. Total slice P-V curves were reconstructed by summing regional air volumes at each PEEP level.
Respiratory system mechanics were monitored using an Enhanced Ventilator Waveform (EVW) with inspiratory flow profile consisting of five sinusoids ranging from 0.2 Hz to 8 Hz and expiration is passive as disclosed in U.S. Pat. No. 6,435,182, the disclosure of which is hereby incorporated by reference. A modified ventilator (the NPB840 product sold by Puritan Bennett/Tyco Healthcare of Pleasanton, Calif.) was used to deliver the EVW with the same VT and fundamental frequency throughout the experiment. Airway flow was measured with a pneumotachograph (Model 4700 sold by Hans Rudolph of Kansas City, Mo.) connected to a pressure transducer (Model LCVR, 0-2 cm H2O sold by Celesco of Chatsworth, Calif.) and trans-respiratory pressure was measured with a pressure transducer (Model LCVR, 0-50 cm H2O product sold by Celesco of Chatsworth, Calif.) placed at the distal end of the endotracheal tube. Signals were low pass filtered at 10 Hz (4 Pole Butterworth filter product sold by Frequency Devices of Haverhill, Mass.) and sampled at 50 Hz (Modes BNC-2110 and DAQCard-6062E, National Instruments Corporation, Austin, Tex.). Inspiratory segments of flow and pressure were isolated and dynamic respiratory system resistance and elastance as a function of frequency determined.
Based on the R and E spectra, the amount of recruitment and mechanical heterogeneity during ventilation period were quantified based on two key indices: 1) Elow defined as E at 0.2 Hz indicative of derecruitment and respiratory tissue stiffness as well as mechanical heterogeneity and 2) Rhet defined as the absolute difference between R at 0.2 Hz and R at 8 Hz which computational modeling studies have shown is indicative of mechanical time constant heterogeneities in the lung.
All data are presented as means±standard deviations. PEEP dependence of all variables was analyzed by one-way analysis of variance (ANOVA) for repeated measures. Between treatment differences were considered statistically significant at p<0.05. Student-Newman-Keuls analysis was used for all pair-wise comparisons.
The plurality of characteristic values (R and E) for each of the plurality of frequencies at each PEEP value may be generated by individually obtaining each value fo reach setting, or by employing the Enhanced Ventilator Waveform as discussed above. Once the characteristic values are identified, the relationships are analyzed to determine an optimal PEEP value.
For example, one technique employs selecting the PEEP value for which either R or E or both R and E are most linear. With reference to
A PEEP value may be chosen, for example, based only on R that is provided by an averaging or interpolation between the PEEP values of 15 and 20 (curves 154 and 156). An averaged PEEP value based on R might be (15+20)/2=17.5, while an interpolated value (for e.g., 2 Hz) might be for example ((2.25 cmH2O/L/s×15)+(2.00 cmH2O/L/s×20))/(2×2.125 cmH2O/L/s)=17.35 where R=2.25 at 2 Hz for PEEP=15 and R=2.00 at 2 Hz for PEEP=20.
In further embodiments, the optimal PEEP may also be the PEEP value for which either (or both) the resistance and elastance are at a minimum for one or more of the frequencies in the range of frequencies. In further embodiments, the optimal PEEP may also be the PEEP value for which either (or both) the resistance and elastance are at a minimum average value for the range of frequencies.
It has been discovered that saline lavage in subjects results in a distribution of injury that can range from a localized or diffuse. Regardless of distribution, increases in PEEP resulted in lung recruitment as well as overdistenstion. Static measures of global lung mechanics (static P-V curve or Estat do not provide insight into the PEEP dependence of regional mechanics during ventilation. From the CT analysis, a range of PEEP values was identified over which lung recruitment was maximized without inducing significant overdistension (15 to 17.5 cmH2O). Measures of dynamic lung mechanics (Elow and Rhet) also appear sensitive to the impact of PEEP on recruitment relative to overdistension and predicted the same range of optimal PEEP. This range of PEEP also maximized oxygenation and minimized peak-to-peak ventilation pressures. There exists, therefore, an optimal PEEP during saline lavage-induced lung injury at which lung function is maximized. The above findings that measures of mechanical heterogeneity corroborate the CT quantification of disease heterogeneity, reinforces the potential of a non-invasive approach to guide ventilator settings so as to minimize the negative effects of ventilator association lung injury. Moreover, global measures of static lung mechanics are inadequate for such use since they can similar for different regional distributions of injury.
Thoracic CT allows for accurate measures of the distribution pulmonary volume and thus impact of PEEP on alveolar recruitment and overdistension during lung injury. While variations in regional static lung mechanics may exist, such variations are not evident in the total P-V curve. The CT data indicates that while PEEP increases the total air volume in the injured lung, the total tissue lung tissue was unchanged, which confirms that acute changes in pulmonary blood volume were not responsible for the functional effects of PEEP. Additionally, increases in aerated lung volume occurred heterogeneously, such that significant recruitment in dependent regions was accompanied by significant overdistension in other, predominantly non-dependent, lung regions. The above investigation was performed over the whole lung and a range of (i.e., more than two) PEEP values. By assessing this in an animal model of ARDS, a large number of entire lung CT scans were acquired at many PEEP levels. This data permitted the determination an optimal range where PEEP induced significant recruitment without significant overdistension from a baseline PEEP value.
In the above example, it was assumed that the threshold between over-aerated lung and normally aerated lung occurs at −800. The threshold employed for defining the over-aerated lung compartment was based on the HU distribution found in CT scans of the same resolution taken in healthy subject lungs at TLC. Other possible cutoffs range from about −800 to about −900, however, the absolute cutoff for this compartment could vary based on the unreliability of HU as absolute numbers, CT slice thickness, and overall voxel size relative to species lung size and anatomy. The threshold of −800 appears to provide a reliable separation between over and normally aerated lung based on the size of subjects and the resolution of CT scans used in this particular example.
A significant PEEP dependence of gas exchange (i.e., PaO2), peak-to-peak ventilation pressures, and hemodynamics (i.e., MPAP, PCWP, and SV) were found. Some of these variables increased with PEEP as expected (MPAP, PCWP). An unexpected finding was that PaO2 increased with PEEP up to a level of 15 cmH2O but further increases in PEEP decreased PaO2. Previous studies relating PEEP to gas exchange during lung injury have consistently demonstrated a positive dependence of PaO2 on PEEP(11, 48). The above experiment reported a decrease in PaO2 with PEEP above 15 cmH2O. An explanation for this decrease in PaO2 at the higher PEEP levels could be related to the significant increase in over-aerated lung also found at 20 cmH2O PEEP. It has also been found that SV increased up to a PEEP of 17.5 cmH2O, beyond which it decreased. The observed increases in PVR, PCWP, and MPAP also correspond to this mechanism. In general, the data supports that an optimal PEEP that minimizes functional heterogeneity and maximizes gas exchange also minimizes deleterious effects on pulmonary hemodynamics.
Because increases in gas volume with PEEP throughout the lung is markedly dependent on disparities in regional compliances, PEEP should be set in a way that the regional distribution of lung compliance is most homogeneous, resulting in the more homogeneous ventilation distribution with minimal risk of lung injury. While the above data demonstrate that global measures of static lung mechanics do not reflect disparities in regional lung compliance, heterogeneous lung mechanics may vary substantially, making such disparities apparent. By using global measures of static mechanics to set an optimal PEEP, one could select a value that may result in further lung injury due to the distributed nature of opening and overdistension pressures. It is important to note that while the above aeration distribution analysis was based on whole lung CT, the regional P-V curves are taken in a limited sample of the lung and may not reflect whole lung regional mechanics disparities. While CT may provide information regarding the impact of ventilator settings on regional lung mechanics, it is not a clinically practical at the bedside in critically ill patients. Moreover, under dynamic cyclic conditions, the distribution of mechanical time-constants governs ventilation distribution (not local static compliances). It has been shown that the frequency dependence of R and E embodies information related to disparities in mechanical time constants in the lung, which is directly related to the distribution of compliance. Minimizing specific dynamic mechanical indices of respiratory mechanics permits predicting levels of PEEP that maximize recruitment without inducing overdistension. If disparities in regional compliance are in fact minimized at these PEEP levels, it would also be expected that this would to lead to a more homogeneous ventilation distribution, resulting in optimal gas exchange and minimum distending pressures and this was shown in the present study.
It is important to note that the saline-lavage injury we used resulted in a highly heterogeneous distribution of injury that resulted in some level of over-aeration at all PEEP levels. In this example, an objective was to confirm that increases in PEEP can lead to both recruitment as well as overdistension and further show that dynamic mechanics indices are more sensitive to these processes than are measures of static mechanics.
Measures of dynamic respiratory mechanics are more sensitive than static measures for detecting recruitment and overdistension. The assessment of frequency dependence Rrs and Ers in a patient may lead to an improved method for setting PEEP. The optimal range of PEEP as assessed by CT also corresponds to PEEP levels that resulted in the highest PaO2 levels. Oxygenation, however, may not be the best outcome measure for patients with lung injury. The lavage model is known to be a highly recruit-able lung injury model thus making it suitable to determine the relationship between PEEP, recruitment, and dynamic respiratory mechanics. Because of this choice of subject model however, the results may be more applicable to cases of neonatal RDS. Through the assessment of dynamic lung mechanics, a PEEP level may be selected that balances the tradeoff between recruitment and overdistension as assessed via CT.
The results support the notion that an optimal PEEP exists that maximizes lung function during lung injury (i.e., recruitment relative to overdistension, PaO2, peak-to-peak ventilation pressures, and mechanical heterogeneities), which may not be apparent in measures of static lung mechanics alone. Depending on the physical distribution of injury, this optimal PEEP may not be evident in global measures of static lung mechanics. The assessment of dynamic respiratory mechanics could be used to set PEEP to minimize the distribution of disease.
Those skilled in the art will appreciate that numerous modifications and variations may be made to the above disclosed embodiments without departing from the spirit and scope of the invention.
This application claims priority to U.S. Provisional Patent Application Ser. No. 60/618,823 filed Oct. 14, 2004.
This invention was developed, in part, under Contract No. BES-0076818 from the National Science Foundation. The U.S. Government has certain rights to this invention.
Number | Date | Country | |
---|---|---|---|
60618823 | Oct 2004 | US |
Number | Date | Country | |
---|---|---|---|
Parent | PCT/US05/37631 | Oct 2005 | US |
Child | 11695221 | Apr 2007 | US |