The present invention relates to a substrate structure comprising a substrate and a plasma grown layer, the surface of the resulting substrate structure being characterized by interrelated scaling components, the scaling components comprising a roughness exponent α, a growth exponent β and a dynamic exponent z. In a further aspect, the present invention relates to a method for producing a substrate structure comprising providing a substrate in a treatment space, providing a gas mixture in the treatment space, and applying a plasma in the treatment space to deposit a layer of material on a surface of the substrate, wherein the surface of the resulting substrate structure is characterized by interrelated scaling components, the scaling components comprising a roughness exponent α, a growth exponent β and a dynamic exponent z.
Thin films on substrates which are grown using various processes may be characterized by certain characteristic parameters, such as surface roughness α. Further characteristic parameters are growth exponent β and dynamic exponent z. These three parameters are in general interrelated as z≈α/β.
The components thus formed (thin film on substrate) may be applied in various applications, such as semiconductor processing, optical coating, plasma etching, patterning, micromachining, polishing, tribology, etc.
The specific details of the growth of the thin film such as the nature of the substrate, the source material, the deposition pressure and temperature and numerous other factors have been found not to contribute to the values of the growth exponent β.
This concept is known as universality. According the universality theory there is a strict relation between growth β and roughness α exponents, depending on the surface relaxation mechanism. Those related values form so called universality classes.
According to the present invention, a substrate structure according to the preamble defined above is provided, wherein the growth exponent β has a value of less than 0.2 and the dynamic exponent z has a value of more than 6. This characterization of the surface of a substrate structure with a thin film layer was yet unknown. The combination of a very low growth exponent β ((β<0.2) and a high dynamic exponent z (z≧6) result in a yet unknown universality class. These characteristic features of the substrate structure (substrate with thin layer) may be exploited in various applications.
In a further embodiment, the dynamic exponent z has a value of about 9, e.g. 10. This allows to have layers of various thickness, without influencing other characteristic features such as surface roughness. Furthermore, in an even further embodiment, the roughness exponent α has a value of about 0.9.
The growth exponent β has a value of equal to or less than 0.1 in an even further embodiment. The value of the growth exponent can even be as small as 0.01, or even 0. This provides a substrate structure with even better properties, where the roughness of its surface is not influenced by a thickness t of the deposited thin layer. This allows the purposeful design of structures over a wide range of thickness of the substrate.
The substrate is provided with protrusions on its surface having a first height h1, and the layer is grown to a thickness t which is smaller than the first height h1 in a further embodiment. This may provide for a substrate structure with an ‘open’ surface, as a small part of the vertical wall of the protrusion remains without the added layer.
In an alternative embodiment, the substrate is provided with protrusions on its surface having a first height h1, and the layer is grown to a thickness t which is larger than the first height h1. As a result of the substrate structure characteristics, this ensures that the layer seals off any possible protrusions on the substrate (such as impurities or particles) and provides a closed surface, which is particularly advantageous when manufacturing barriers.
In a further embodiment, the protrusions comprise a pattern. This would e.g. allow to manufacture membranes having a high selectivity.
In a further aspect, a method is provided as described in the preamble above, wherein the growth exponent β has a value of less than 0.2 and the dynamic exponent z has a value of more than 6. In further embodiment, the method is further arranged to provide a substrate structure for which the various scaling components α, β and z have values in ranges as discussed above relating to various embodiments of the substrate structure.
In a further embodiment of the present method, the substrate is provided with protrusions on its surface having a first height h1. Using the present method of uni-directional deposition, this allows to grow layers on a substrate, wherein the form of the protrusions is accurately preserved.
The thickness of the layer is adapted to a maximum size of particles possibly present in the treatment space in a further embodiment, to allow formation of a complete thin layer without any openings.
In a further embodiment, the plasma is an atmospheric pressure glow discharge plasma which is generated using an AC power supply having a duty cycle of up to 100%. Such a power supply allows to provide a very uniform and stable plasma, resulting in very efficient layer depositions.
In a further embodiment, the plasma is an atmospheric pressure glow discharge plasma which is generated comprising an oxygen concentration from 6% to 21% in the treatment space.
In an even further aspect, the present invention relates to a substrate deposition apparatus comprising a treatment space formed between at least two electrodes, a power supply connected to the at least two electrodes, the power supply being arranged to generate an plasma in the treatment space, a gas supply for providing a gas mixture in the treatment space, wherein the surface deposition apparatus is arranged to implement the method according to any one of the method embodiments as described above.
The present invention will be discussed in more detail below, using a number of exemplary embodiments, with reference to the attached drawings, in which
a and 6b show cross sectional views of further exemplary embodiments of the substrate structure according to the present invention;
a shows a graph presenting the height-height correlation function for various embodiments of the substrate structure of the present invention, in which HMDSO has been used as precursor; and
b shows a graph presenting the height-height correlation function for various embodiments of the substrate structure of the present invention, in which TEOS has been used as precursor.
The present invention embodiments relate to layer deposition processes on a substrate film 6, using an atmospheric pressure glow discharge plasma in a treatment space of a substrate deposition apparatus 10 to deposit a thin film layer 6a on the substrate 6 to obtain a substrate structure 7, as shown in cross section in
In the treatment space 5, a mixture of gasses is introduced using gas supply device 8, including a reactive gas and a pre-cursor. It was observed that the oxygen as a reactive gas needs to be controlled in the range above 5% (e.g. 6%, 10%, 15%) up to 21% in the treatment space to make the inventive products.
The gas supply device 8 may be provided with storage, supply and mixing components as known to the skilled person. The purpose is to have the precursor decomposed in the treatment space 5 to a chemical compound or chemical element which is deposited on the substrate 6 as thin layer 6a.
In the plasma treatment apparatus 10, the electrodes 2, 3 are connected to a plasma control unit 4, which inter alia supplies electrical power to the electrodes 2, 3, i.e. functions as power supply. The plasma discharge in the treatment space 5 is controlled by special circuitry to sustain a very uniform plasma discharge at atmospheric pressure, even up to a 100% duty cycle. Both electrodes 2, 3 may have the same configuration being flat orientated (as shown in
The morphology of thin films has been investigated thoroughly and extensively, in search of ever better materials for production of various components and products. The book by M. Pellicone and Toh-Ming Lu ‘Evolution of Thin Film Morphology—Modeling and Simulations’, Springer Verlag, 2008, describes theories and models related to surface characteristics, e.g. surfaces grown as thin films 6a on substrates 6. More specifically the morphology evolution during thin film growth is discussed broadly.
It has now been found that when producing thin film layers 6a on substrates 6, using atmospheric pressure glow discharge plasma (as e.g. described in the patent application WO2009/104957 of applicant, herein incorporated by reference), surprisingly substrate structures 7 possibly may be provided having surface parameters which as of yet have not been observed in other deposition techniques. It is noted that the patent application WO2009/104957 discloses an example of providing thin film layers 6a on a substrate 6 using an APG plasma apparatus controlling the parameters g (gap distance) and d (total dielectric distance) to within specified ranges. No disclosure is made of characterizing parameters α, β and z of the substrates obtained as discussed in relation to the present invention embodiments described below. It is understood that using the techniques described in WO2009/104957, substrate structures 7 may be provided which fall within or outside the region of the parameters β and z as claimed in the present invention.
To investigate the growth mechanism of the substrate structures 7 obtained using an atmospheric pressure glow discharge deposition process, a large number of thin films 6a with varying thickness were deposited on a reference polymeric films 6, so-called APS-PEN or PET (Q65FA) under various oxygen concentration in the treatment space 5. The thickness was varied by changing the line speed of the moving webs 6. The PEN-polymer films 6 were deposited using HMDSO as precursor. Similar experiments were conducted using TEOS as a precursor and a PET (Q65FA) polymeric film 6. The polymer films 6 were deposited using HMDSO as precursor with 19, 24, 99, 142 and 310 nm thick SiO2 layers 6a (see
Subsequently, the bare polymer film 6 and the series of SiO2 films 6a were characterized on surface roughness using an atomic force microscope (AFM). The surfaces were characterized on 2×2 micron scale to investigate roughness on the submicron level.
Based on the general theory of scaling of surfaces roughness as described in “Evolution of Thin Film Morphology Modeling and Simulations” by Matthew Pelliccione and Toh-Ming Lu published in Springer Series in Material science the surfaces were characterized. In addition, the open source software “Gwyddion” was used to perform the specific calculation of the surface statistics.
Experimentally, one can measure three scaling exponents α, β and z from different surface statistics from the thin films 6a and bare substrate 6, as will be described in detail below.
In
The mean height h(t) is defined by: h(t)≡<h(x,t)>, where x is the lateral dimension as shown in the surface profile of
Analyzing RMS roughness w(t) as a function of the film thickness t shows that there is no growth of the surface roughness as a function of film thickness t. By plotting RMS roughness w(t) and film thickness t as a log-log plot the slope of the fit will directly yield the growth exponent β. As can be seen in the plot shown in
The correlations in lateral direction can be characterized by the Auto Correlation Function (ACF), see also chapter 2 ‘Surface Statistics’ in the book by Pelliccione et al. mentioned above. The ACF measures the correlation of surface heights separated laterally by a vector r.
R(ξ,t)≡w<2<h(x,t) h(x+r,t)>
From the bare polymer surface 6 and the substrate structures 7 having thin layer films 6a of 19 and 140 nm SiO2, the Auto Correlation Function (ACF) was determined. The result is shown in the plot of
R(ξ,t)≡e−1
ξ(t)˜t1/z
where z is the dynamic exponent. As can be seen in
Substrate structures 7 with such a high value of the dynamic exponent z exhibit an important characteristic, which can be exploited for many applications.
Also when the height h1 of the protrusion 11 is smaller than the deposited thickness t1, a closed of surface of the thin layer 6a will result, however, with exactly the same protrusion shape in the surface of the thin layer 6a (as depicted in
The third scaling factor parameter α may be derived from measurements in the following manner. The Height-Height Correlation Function (HHCF) is defined as
H(r,t)=<[h(x+r,t)−h(x,t)]2>=2w2[1−(r,t)]
In the case of a self-affine surface (see chapter 3 of the book by Pelliccione et al.) the height profile can be expressed as:
h(x) ˜ε−αh(εx)
In the case of small r the following equation can be derived
H(r,t)=<[h(x+r,t)−h(x,t)]2>˜<[(mr)α]2>˜(mr)2α
Then it follows that the height-height correlation function behaves as:
This behavior is also evident in the graphic plot for the various samples of substrate structures 7 as described above, as shown in
The well-known relationship between the scaling exponents under dynamic scaling is defined as z=α/β. Thus, to resume from the experimental substrate structures 7 it has been found that a substrate structure 7 has been provided for which the scaling parameters can be defined as: α˜0.9, β<0.1, z˜9 for HMDSO grown layers 6a, and α˜0.83, β<0.1, and z˜8 for TEOS grown layers 6a.
According the universality theory there is a strict relation between growth exponent β and roughness exponent α, depending on the surface relaxation mechanism. Those related values form so called universality classes. The below table is a reproduction from the book by Pelliccione et al., and lists a number of different universality classes.
∇
∇ ∇
∇
∇ ∇
∇ + ∇ ∇
∇ ∇ + ∇
∇ ∇ + ∇
indicates data missing or illegible when filed
The APG-CVD films 7 as described above, having as scaling parameters α˜0.9, β<0.1, z˜9 and α˜0.83, β<0.1, and z˜8, respectively, do not fall into any known universality class.
Also further embodiments fall into this yet unknown universality class, wherein the growth exponent β<0.2 and the dynamic exponent z>6. Further examples which expose advantageous characteristics relate to a substrate structure 7 where the growth exponent β<0.1, e.g. β<0.01. Other examples include but are not limited to substrate structures 7 wherein the dynamic exponent z has a value of 9 or even 10.
The uni-directional film deposition as described above, where the value of the dynamic exponent is very high (z≧6) can be utilized for example for a deposition process to obtain a substrate structure 7 in the form of a super barrier films in the case the substrate 6 is very smooth and does not contain any particles or features. Moreover the uni-directional film deposition can also be utilized to obtain substrate structures 7 which act as highly selective membranes. An even further application of the embodiments of the present substrate structure 7 may be found in the patterning of an inorganic layer by depositing a film on a substrate 6 containing photoresist patterns, e.g. the protrusions 11 as shown in
The substrates 6 used in this illustrative description has a thickness smaller than the gap distance g between the at least two opposing electrodes 2, 3 and may range from 20 μm to 800 μm, for example 50 μm or 100 μm or 200 μm and can be selected from: SiO2 wafers, glasses ceramics, plastics and the like. By this method and apparatus layers of a chemical compound or chemical element can be deposited on substrates having a relatively low Tg, meaning that also common plastics, like polyethylene (PE), polypropylene (PP), Triacetylcellulose, PEN, PET, polycarbonate (PC) and the like can be provided with a deposition layer. Other substrates 6, 7 which can be chosen are for example UV stable polymer films such as ETFE or PTFE (from the group of fluorinated polymers) or silicone polymer foils. These polymers may even be reinforced by glass fibre to improve impact resistance.
The substrates provided with the deposition according to the present invention can be used in a wide range of applications like wafer manufacturing, they can be used as barrier for plastics or applications where a conductive layer on an isolator is required and the like. The present invention embodiments can be used advantageously for producing substrates having properties suitable for applications in e.g. OLED devices, or more general for substrates in the form of films or foils which are usable for protecting against deterioration by water and/or oxygen and having smooth properties e.g. barrier films in the field of flexible PV-cells.
In general, the gas mixture applied for providing the present embodiments of substrate structures 7 includes a reactive gas and a precursor. Although oxygen as a reactive gas has many advantages also other reactive gases might be used like for example hydrogen, carbon dioxide, ammonia, oxides of nitrogen, and the like.
The formation of a glow discharge plasma may be stimulated by controlling the displacement current (dynamic matching) using the plasma control unit 4 connected to the electrodes 2, 3, leading to a uniform activation of the surface of substrate in the treatment space 5. The plasma control unit 4 e.g. comprises a power supply and associated control circuitry as described in the pending international patent application PCT/NL2006/050209, and European patent applications EP-A-1381257, EP-A-1626613 of applicant, which are herein incorporated by reference.
Further the deposition may be stimulated by using heated substrate as described in WO2008/147184 of applicant, which is herein incorporated by reference. All illustrative examples have been prepared having a polymer 6 substrate temperature of 90° C.
In the present method precursors can be can be selected from (but are not limited to): W(CO)6, Ni(CO)4, Mo(CO)6, Co2(CO)8, Rh4(CO)12, Re2(CO)10, Cr(CO)6, or Ru3(CO)12, Bis(dimethylamino)dimethylsilane (BDMADM S), Tantalum Ethoxide (Ta(OC2H5)5), Tetra Dimethyl amino Titanium (or TDMAT) SiH4 CH4, B2H6 or BCl3, WF6, TiCl4, GeH4, Ge2H6Si2H6 (GeH3)3SiH, (GeH3)2SiH2, hexamethyldisilo xane (HMDSO), tetramethyldisilo xane (TMDSO), 1,1,3,3,5,5 -hexamethyltrisiloxane, hexamethylcyclotetrasiloxane, octamethylcyclotetrasiloxane, decamethylcyclopentanesiloxane, tetraethoxysilane (TEOS), methyltrimethoxysilane, methyltriethoxysilane, dimethyldimethoxysilane, dimethyldiethoxysilane, trimethylethoxysilane, ethyltrimethoxysilane, ethyltriethoxysilane, n-propyltrimethoxysilane, n-propyltriethoxysilane, n-butyltrimethoxysilane, i-butyltrimethoxysilane, n-hexyltrimethoxysilane, phenyltrimethoxysilane, vinyltrimethoxysilane, vinyltriethoxysilane, amino methyltrimethylsilane, dimethyldimethylaminosilane, dimethylaminotrimethylsilane, allylaminotrimethylsilane, diethylaminodimethylsilane, 1 -trimethylsilylpyrrole , 1 -trimethylsilylpyrrolidine, isopropylaminomethyltrimethylsilane, diethylaminotrimethylsilane, anilinotrimethylsilane, 2-piperidinoethyltrimethylsilane, 3 -butylaminopropyltrimethylsilane, 3 -piperidinopropyltrimethylsilane, bis(dimethylamino)methylsilane, 1 -trimethylsilylimidazole, bis(ethylamino)dimethylsilane, bis(butylamino)dimethylsilane, 2-aminoethylaminomethyldimethylphenylsilane, 3 -(4-methylpiperazinopropyl)trimethylsilane, dimethylphenylpiperazinomethylsilane, butyldimethyl-3 -pip erazinopropylsilane, dianilinodimethylsilane, bis(dimethylamino)diphenylsilane, 1,1,3 ,3 -tetramethyldisilazane, 1,3-bis(chloromethyl)-1,1,3 ,3 -tetramethyldisilazane, hexamethyldisilazane, 1,3 - divinyl-1,1,3,3-tetramethyldisilazane, dibutyltin diacetate, aluminum isopropoxide, tris(2,4-pentadionato)aluminum, dibutyldiethoxytin, butyltin tris(2,4-pentanedionato), tetraethoxytin, methyltriethoxytin, diethyldiethoxytin, triisopropylethoxytin, ethylethoxytin, methylmethoxytin, isopropylisopropoxytin, tetrabutoxytin, diethoxytin, dimethoxytin, diisopropoxytin, dibutoxytin, dibutyryloxytin, diethyltin, tetrabutyltin, tin bis(2,4-pentanedionato), ethyltin acetoacetonato, ethoxytin (2,4-pentanedionato), dimethyltin (2,4-pentanedionato), diacetomethylacetatotin, diacetoxytin, dibutoxydiacetoxytin, diacetoxytin diacetoacetonato, tin hydride, tin dichloride, tin tetrachloride, triethoxytitanium, trimethoxytitanium, triisopropoxytitanium, tributoxytitanium, tetraethoxytitanium, tetraisopropoxytitanium, methyldimethoxytitanium, ethyltriethoxytitanium, methyltripropoxytitanium, triethyltitanium, triisopropyltitanium, tributyltitanium, tetraethyltitanium, tetraisopropyltitanium, tetrabutyltitanium, tetradimethylaminotitanium, dimethyltitanium di(2,4-pentanedionato), ethyltitanium tri(2,4-pentanedionato), titanium tris(2,4-pentanedionato), titanium tris(acetomethylacetato), triacetoxytitanium, dipropoxypropionyloxytitanium, dibutyryloxytitanium, monotitanium hydride, dititanium hydride, trichlorotitanium, tetrachlorotitanium, tetraethylsilane, tetramethylsilane, tetraisopropylsilane, tetrabutylsilane, tetraisopropoxysilane, diethylsilane di(2,4-pentanedionato), methyltriethoxysilane, ethyltriethoxysilane, silane tetrahydride, disilane hexahydride, tetrachlorosilane, methyltrichlorosilane, diethyldichlorosilane, isopropoxyaluminum, tris(2,4-pentanedionato)nickel, bis(2,4-pentanedionato)manganese, isopropoxyboron, tri-n-butoxyantimony, tri-n-butylantimony, di-n-butylbis(2,4-pentanedionato)tin, di-n-butyldiacetoxytin, di-t-butyldiacetoxytin, tetraisopropoxytin, zinc di(2,4-pentanedionate), and combinations thereof. Furthermore precursors can be used as for example described in EP-A-1351321 or EP-A-1371752. Generally the precursors are used in a concentration of 2-500 ppm e.g. around 50 ppm of the total gas composition.
Several substrates 6 (APS-PEN/PET Q65FA) have been treated (17.8 cm width and thickness 100 μm) using an excitation energy of 150 kHz with a 100% duty cycle and heat controlled rotary electrodes 2,3 with a surface temperature of 90° C.
Power supplied to the electrodes 2,3 is 500 W.
The gas composition in the treatment space comprised nitrogen and oxygen and HMDSO (1000 mg/hr). The concentration of oxygen was varied in the treatment space.
Number | Date | Country | Kind |
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0910040.5 | Jun 2009 | GB | national |
Filing Document | Filing Date | Country | Kind | 371c Date |
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PCT/GB2010/050856 | 5/25/2010 | WO | 00 | 10/31/2011 |