III-V solar cells exhibit higher conversion efficiencies than any other technology. However, high costs related to epitaxial growth and growth substrates limit the applications of III-Vs to high value applications like space. Hydride vapor phase epitaxy (HVPE) is a promising method to reduce the epitaxy costs associated with III-V solar cell growth. Epitaxial liftoff (ELO) with substrate reuse is the industry-standard substrate cost-reduction method. ELO uses a selectively-etched sacrificial layer between the substrate and the solar cell to release the substrate for reuse. ELO is proven commercially, but its cost competitiveness for terrestrial applications is limited by low throughput and the need for a chemical mechanical polishing (CMP) step to clear insoluble etch products. Current estimates of CMP costs are $10-$25 per wafer, too high for most terrestrial applications.
We present a study of the effect of hydride vapor phase epitaxy (HVPE) growth conditions on the morphology of GaAs grown on vicinal and nominally-exact (110) GaAs substrates. We evaluate epilayer surfaces using a combination of Nomarski microscopy and atomic force microscopy (AFM). The surface morphology strongly depends on the growth conditions employed, as well as the substrate orientation. On substrates offcut 3° towards (111)A, faceting generally develops under conditions in which the growth is Ga-limited, although Ga-limited growth is not only requirement for faceting. Low growth temperatures lead to a faceted morphology, while higher growth temperatures favor smooth growth and facet-free morphology. We show that the surface morphology is kinetically-controlled, and that the tendency to facet correlates with the growth rate. 3D growth occurs on nominally-exact substrates, resulting in hillock formation, but reduction of the group V precursor partial pressure results in smooth morphology. Overall, our results are consistent with models for step-bunching-induced surface faceting that invoke a negative Ehrlich-Schwoebel step-edge barrier.
In an aspect, provided is a method comprising: a) providing a GaAs substrate having a lattice orientation of (110), (110) offset 3° towards (111)A, or (110) offset 3° towards (111)B; b) depositing one or more lattice-matched semiconducting materials on the GaAs substrate via hydroxide phase vapor epitaxy (HVPE).
In another aspect, provided is an optoelectronic device comprising: a) a GaAs substrate having a lattice orientation of (110), (110) offset 3° towards (111)A, or (110) offset 3° towards (111)B; and b) one or more semiconducting materials lattice-matched to the GaAs substrate.
The lattice-matched semiconducting materials may comprise one or more III-V semiconductors, for example, GaAs or GaInP. The step of depositing may be performed at a temperature less than or equal to 750° C., 700° C., or optionally 650° C.
The step the step of depositing the one or more lattice-matched semiconducting materials may further comprise: i) flowing a group III source into a deposition chamber at a group III partial pressure; and ii) flowing a group V source into a deposition chamber at a group V partial pressure. The group III source may comprise GaCl or InCl, for example, GaCl or InCl generated in-situ by reacting metallic Ga or In with anhydrous HCl. The group V source may comprise AsH3 or PH3. The group V partial pressure may be less than or equal to 5 times, 4 times, 3 times or 2.5 times the group III partial pressure.
The GaAs substrate may be removable via controlled spalling and the described method may further comprise removing the GaAs substrate from the lattice matched semiconducting material. Advantageously, the facile removal of the GaAs substrate may be reused.
Other objects, advantages, and novel features of the present invention will become apparent from the following detailed description of the invention when considered in conjunction with the accompanying drawings.
Disclosed herein are methods and compositions that depict the effect of hydride vapor phase epitaxy growth conditions on the morphology of GaAs epilayers grown on vicinal and nominally exact (110) GaAs substrates. Adatom incorporation kinetics at step edges are shown to control the resultant surface morphology and can be manipulated to achieve smooth surfaces.
III-V semiconductor layers grown on (110) surfaces offer a number of desirable properties compared to those grown on commonly used (100) substrates. For example, III-V quantum wells on (110) substrates are attractive for spintronics applications due to a long spin lifetimes relative to those grown on (100) substrates. Additionally, in-plane polarization anisotropy of the optical transition in quantum wells grown on (110) substrates enables fabrication of optical polarizers or modulators. These particular applications make use of the tendency for (110) GaAs growth by molecular beam epitaxy (MBE) and organometallic vapor phase epitaxy (OMVPE) to facet due to step bunching. However, other (110) device applications, including solar cells, transistors, and lasers, would benefit from smooth, facet-free growth on this orientation. Smooth epitaxy on (100)-oriented substrates is relatively straightforward within a large range of growth parameters, but those parameters do not translate to the (110) surface, often producing faceted morphology and poor optoelectronic quality when used for growth on (110) substrates. The kinetics of adatom incorporation into preexisting steps produce morphological instabilities such as step bunching, mound formation, and step meandering that occur during the step flow growth mode on vicinal surfaces. Understanding how to control the morphology of (110) growth surfaces is key to unlocking device applications on this orientation.
Another benefit of producing devices such as solar cells on (110) substrates is that the (110) orientation promotes facile removal of devices from the parent substrate, enabling flexible devices and cost reduction via reuse of the expensive substrate. Smooth surface morphology results when mechanical processes like controlled spalling or cleavage of lateral epitaxial films for transfer (CLEFT) are applied to the (110) plane, which is the natural cleavage plane of zinc-blende III-V semiconductors. 10 This is in contrast to spalling of the more standard (100) surface, where fracture occurs along the (011) and (0-11) planes with crack propagation in the direction. The resulting facets that occur on the (100) orientation potentially require smoothing before substrate reuse, adding additional cost to the process. Inexpensive device exfoliation and substrate reuse enabled by the (110) orientation could enable more widespread use of III-V photovoltaics when paired with less expensive growth methods than those that are currently used today.
Hydride vapor phase epitaxy (HVPE) is a potential option for lower cost III-V growth. HVPE achieves high GaAs growth rates, at least 528 μm/h, which increase throughput and decrease time on tool without sacrificing material quality, leading to the potential for reduced costs of III-V based devices. There are no reports in the literature about controlling the surface morphology of III-V materials grown on (110) substrates by HVPE. Described herein are the factors that control the surface morphology of HVPE-grown GaAs on the (110) surface. We identify growth conditions for smooth GaAs and GaInP on (110) GaAs substrates offcut 3° towards either (111)A or (111)B as well as nominally-exact substrates. We find that careful choice of precursor partial pressures and growth temperatures limits the occurrence of faceting on the (110) orientation. We discuss the origin of growth instabilities such as step-bunching, faceting, and mound formation for HVPE growth on (110) substrates in the context of models that invoke Ehrlich-Schwoebel (ES) step-edge barriers.
Controlled spalling, whereby a device is rapidly exfoliated from the substrate via crystalline cleavage, offers an alternative with the promise of higher throughput and the potential to eliminate CMP.
Previous work on spalling of (100) GaAs revealed challenges related to faceting as the spall propagates along weaker {110} planes. Facets have peak to valley heights of 5 μm or more, which limits the cost effectiveness of spalling by wasting material and requiring extra processing steps, like CMP, before substrate reuse. A more elegant solution is to spall (110)-oriented GaAs devices from (110) GaAs substrates exploiting the weak and highly selective {110} GaAs cleavage planes.
Comparatively little is understood about the growth of high-performance devices on the (110) orientation relative to (100), however. 21.5% efficient (110) GaAs solar cells with AlGaAs passivation were demonstrated by organometallic vapor phase epitaxy (OMVPE), roughly equivalent to the best (100) OMVPE efficiencies of the time, but only 17% efficiency was reached in a (110) HVPE device. That HVPE device lacked heterobarrier passivation of modern III-V cell designs. In this work, we demonstrate HVPE-grown GaAs solar cells on (110) substrates with equivalent results to those grown on the standard (100) orientation.
All materials were grown by atmospheric pressure HVPE using a single chamber with growth pauses between layers to set up the chemistry for the next layer. Substrates were GaAs with one of the following orientations: on-axis (110)±0.5°, (110) offcut 3° toward (111)A (3A), or (100) offcut 6° toward (111)A (
External quantum efficiency (EQE) and reflectance were measured using calibrated photodiodes and a chopped white light source with a monochromator. Light current-density voltage (J-V) measurements were conducted using a Xe lamp and a reference cell to approximate an AM1.5G spectrum.
Initial growths revealed the optimal conditions for epitaxy on the (110) surface.
Next, we developed rear heterojunction GaAs solar cells on (110) 3A and on-axis substrates, as well as on our standard (100) 6A substrates as a control.
All growths were performed at atmospheric pressure in our dual-growth-chamber HVPE system. GaCl and InCl, formed in-situ through the reaction of anhydrous HCl over Ga and In metals, were the group III sources, while AsH3 and PH3 were the group V sources. The source temperature where the metal chlorides are formed was held at 800° C. for all experiments. Substrates were p-type (110) GaAs, with either a nominally-exact orientation or 3° offcut towards (111)A or (111)B (referred to hereafter as ‘3A’ and ‘3B’). The effect of partial pressures of group III and V precursors on surface morphology was studied by varying the flow rates of these precursors. We note that, in our HVPE reactor, the amount of active group V precursor, i.e. uncracked hydride, is largely correlated with the amount of hydrogen carrier gas used to transport the precursor to the substrate surface. That is, higher hydrogen carrier flow leads to more uncracked hydride reaching the surface that can contribute to growth. We make use of this effect in specific experiments noted below to control the group V flux, in addition to changing the total amount of hydride input to the reactor in other experiments. Samples were grown at multiple different deposition temperatures (TD), varying between 625° C. and 700° C. Lattice-matched GaAs/GaInP/GaAs structures, which enabled determination of epilayer thickness by profilometry of selectively etched steps, were employed to determine growth rate for samples grown at 650° C.
First, we investigated the effect of the partial pressures of AsH3 (PAsH
We investigated the effect of the AsH3 carrier gas on the surface morphology of the GaAs grown on (110)3A substrate by growing the lattice matched structure (GaAs/GaInP/GaAs) with V/III ratio=5 and at Tg=650° C. by varying the H2 carrier gas flow rate through the AsH3 inlet (QH2(AsH3)) from 2500 to 3500 sccm. The AsH3 cracking rate is inversely proportional to QH2(AsH3). A previous study showed that delivery of uncracked AsH3 to the sample surface with high QH2(AsH3) flow dramatically increases growth rate. A constant total system flow of 8260 sccm was maintained by removing an equal amount of flow from another reactor port so that the total H2 flow rate and reactant dilution level in the reactor remained constant.
We then varied PGaCl under constant PAsH
We note that the growth time was two minutes for the samples in these initial series, meaning that there was a difference in the final thickness of each of the layers. We studied the effect of thickness on surface morphology by growing two samples with the same growth conditions but with different final thicknesses.
Next, we grew a series of samples with varying TD to observe the effect of that parameter on the surface morphology. We varied TD from 625° C. to 700° C. with QH2(AsH3)=3500 sccm, PGaCl=1.2×10−3 atm, and PAsH
Finally, we investigated the effect of substrate offcut on the surface morphology by comparing growths on nominally-exact, 3A, and 3B (110) GaAs substrates. The samples were grown with TD=650° C., QH
Our observations of faceting on vicinal (110) surfaces are consistent with previous studies of (110) GaAs growth by MBE and OMVPE. Faceting of (110) GaAs was characterized on vicinal (110) GaAs substrates by MBE. It was observed that step-bunching and faceting occurred at low growth temperatures but that smoother step-flow growth occurred at high temperatures, just as we find here. Growth was Ga-limited at lower temperatures and As-limited at higher temperatures, due to increasing As desorption with temperature, which led them to explain their results by proposing the existence of positive and negative E-S step-edge barriers, respectively, for As and Ga adatoms at step edges. A positive E-S barrier is the additional barrier for an adatom to diffuse across a step edge down to a lower terrace and incorporate there. A negative E-S barrier implies that adatoms approaching step edges from upper terraces preferentially incorporate at those step edges vs. those that approach from the lower terrace. Positive E-S barriers are stable against step bunching because they cause the steps that lead wider terraces to advance more slowly than steps that lead narrower terraces. Negative E-S barriers are unstable to step bunching because the wider terraces advance faster than the narrower terraces, running into them. Thus, in MBE, step bunching and faceting occur when the growth is limited by the supply of Ga atoms and growth is smooth under As-limited conditions, attributed to the presence of step-edge barriers with opposite sign for each atom. We similarly observed that faceting tended to occur under conditions in which the growth was limited by Ga supply (see
We note that positive E-S barriers are commonly cited as the cause of mound formation, so our observation of mounds in growth on nominally-exact surfaces may contradict the explanation that an inverse E-S barrier is present (although it was shown that this is not a necessary condition for the formation of mounds). Furthermore, some doubt about the plausibility of negative E-S barriers led researchers to develop models that predict similar faceting behavior in the presence of positive E-S barriers. Depending on the model, it has been shown that faceting may occur if there is an imbalance in step-catalyzed decomposition rates for precursors approaching from upper vs. lower terraces, or if there is a positive E-S barrier for precursor molecules but no barrier for their decomposed products. Faceting was also predicted to occur in the absence of any E-S barrier if there is a barrier to incorporation for adatoms approaching from lower terraces vs. upper terraces. Whether the barrier is truly positive or negative, the key is that the effective behavior approximates that of a simple negative E-S barrier to create the observed faceting. Our results clearly show that the HVPE surface morphology is kinetically-controlled, and that growth instabilities can be suppressed by careful control of the growth conditions and/or the surface misorientation. These results inform the development of HVPE-grown devices on (110) substrates at high deposition rates, even on nominally-exact orientations on which deposition was historically difficult.
We studied the growth of GaAs and lattice-matched GaInP on vicinal and nominally-exact GaAs (110) substrates by HVPE, demonstrating control over surface morphology. Surface faceting generally occurred under conditions where the growth was limited by Ga-supply. The surface morphology transitioned from faceted to smooth with increasing temperature. Faceting correlated with higher growth rate, generally occurring at rates >40 μm/h. We obtained smooth surfaces at lower growth rates on both offcut and nominally-exact-oriented (110) substrates. Surface morphology was kinetically-controlled, and the observed trends in faceting are consistent with kinetic models for adatom incorporation at step edges that invoke negative E-S barriers. The results presented here enable the development of HVPE-grown devices on (110) substrates.
The foregoing disclosure has been set forth merely to illustrate the invention and is not intended to be limiting. The terms and expressions which have been employed herein are used as terms of description and not of limitation, and there is no intention in the use of such terms and expressions of excluding any equivalents of the features shown and described or portions thereof, but it is recognized that various modifications are possible within the scope of the invention claimed. Thus, it should be understood that although the present invention has been specifically disclosed by preferred embodiments, exemplary embodiments and optional features, modification and variation of the concepts herein disclosed may be resorted to by those skilled in the art, and that such modifications and variations are considered to be within the scope of this invention as defined by the appended claims. The specific embodiments provided herein are examples of useful embodiments of the present invention and it will be apparent to one skilled in the art that the present invention may be carried out using a large number of variations of the devices, device components, methods steps set forth in the present description. As will be obvious to one of skill in the art, methods and devices useful for the present methods can include a large number of optional composition and processing elements and steps.
As used herein and in the appended claims, the singular forms “a”, “an”, and “the” include plural reference unless the context clearly dictates otherwise. Thus, for example, reference to “a cell” includes a plurality of such cells and equivalents thereof known to those skilled in the art. As well, the terms “a” (or “an”), “one or more” and “at least one” can be used interchangeably herein. It is also to be noted that the terms “comprising”, “including”, and “having” can be used interchangeably. The expression “of any of claims XX-YY” (wherein XX and YY refer to claim numbers) is intended to provide a multiple dependent claim in the alternative form, and in some embodiments is interchangeable with the expression “as in any one of claims XX-YY.”
When a group of substituents is disclosed herein, it is understood that all individual members of that group and all subgroups, are disclosed separately. When a Markush group or other grouping is used herein, all individual members of the group and all combinations and subcombinations possible of the group are intended to be individually included in the disclosure. For example, when a device is set forth disclosing a range of materials, device components, and/or device configurations, the description is intended to include specific reference of each combination and/or variation corresponding to the disclosed range.
Every formulation or combination of components described or exemplified herein can be used to practice the invention, unless otherwise stated.
Whenever a range is given in the specification, for example, a density range, a number range, a temperature range, a time range, or a composition or concentration range, all intermediate ranges and subranges, as well as all individual values included in the ranges given are intended to be included in the disclosure. It will be understood that any subranges or individual values in a range or subrange that are included in the description herein can be excluded from the claims herein.
All patents and publications mentioned in the specification are indicative of the levels of skill of those skilled in the art to which the invention pertains. References cited herein are incorporated by reference herein in their entirety to indicate the state of the art as of their publication or filing date and it is intended that this information can be employed herein, if needed, to exclude specific embodiments that are in the prior art. For example, when composition of matter is claimed, it should be understood that compounds known and available in the art prior to Applicant's invention, including compounds for which an enabling disclosure is provided in the references cited herein, are not intended to be included in the composition of matter claims herein.
As used herein, “comprising” is synonymous with “including,” “containing,” or “characterized by,” and is inclusive or open-ended and does not exclude additional, unrecited elements or method steps. As used herein, “consisting of” excludes any element, step, or ingredient not specified in the claim element. As used herein, “consisting essentially of” does not exclude materials or steps that do not materially affect the basic and novel characteristics of the claim. In each instance herein any of the terms “comprising”, “consisting essentially of” and “consisting of” may be replaced with either of the other two terms. The invention illustratively described herein suitably may be practiced in the absence of any element or elements, limitation or limitations which is not specifically disclosed herein.
All art-known functional equivalents, of any such materials and methods are intended to be included in this invention. The terms and expressions which have been employed are used as terms of description and not of limitation, and there is no intention that in the use of such terms and expressions of excluding any equivalents of the features shown and described or portions thereof, but it is recognized that various modifications are possible within the scope of the invention claimed. Thus, it should be understood that although the present invention has been specifically disclosed by preferred embodiments and optional features, modification and variation of the concepts herein disclosed may be resorted to by those skilled in the art, and that such modifications and variations are considered to be within the scope of this invention as defined by the appended claims.
This application claims priority to and the benefit of U.S. Provisional Patent Application No. 63/196,897 filed on Jun. 4, 2022, the contents of which are incorporated herein by reference in their entirety.
The United States Government has rights in this invention under Contract No. DE-AC36-08GO28308 between the United States Department of Energy and Alliance for Sustainable Energy, LLC, the Manager and Operator of the National Renewable Energy Laboratory.
Filing Document | Filing Date | Country | Kind |
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PCT/US2022/072775 | 6/6/2022 | WO |
Number | Date | Country | |
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63196897 | Jun 2021 | US |