This invention relates to a photonic integrated circuit and a method for designing the photonic integrated circuit, and more specifically, a photonic integrated circuit having thermal conductors arranged with photonic components.
Photonic integrated circuits (PICs) contain multiple optical devices including laser diodes and optical filtering components. Optical filtering components such as Mach-Zhender interferometers (MZIs) and arrayed waveguide routers (AWGRs) are very sensitive to fabrication process variations.
One of the main challenge is to align the wavelengths of lasers and optical filters, since fabrication process variations cause wavelength variations. In general, the wavelengths of lasers are better controlled than those of optical filters. The issue of optical filters, such as MZIs and AWGRs, is that the widths of the waveguides cannot be fabricated precisely enough according to the design, which causes variations of the transmittance wavelength spectra of the filters and resulting mismatches between the transmittance wavelength spectra and the operating wavelengths of lasers.
Due to specifics, scale and precision of manufacturing the photonic integrated circuits, it is difficult to control the widths of the waveguide precisely. However, due to the dimensions of waveguides, even a minor variation of the width can be significant in relative terms. For example, variations for width of 1.4 microns of the waveguide can be variation of 5% of the width of the waveguide, which causes significant wavelength shift from design.
Number of methods addresses this problem by manually and statically tuning the fabricated waveguides. For example, the method described in K. Watanabe et al., “Trimming of InP-based Mach-Zehnder interferometer filling side cladding of high-mesa waveguide with resin,” Electronic Letters, vol. 47, p. 1245, 2011, uses trimming to tune the wavelength of a Mach-Zehnder interferometer, using material with different refractive index surrounding the waveguide to change the effective refractive index in one of the waveguide. This method, however, requires measurement of wavelength characteristics of each interferometer, and trimming each device one by one, adding packaging cost and time. Accordingly, there is a need to reduce dependencies of the wavelength characteristics of an interferometer on the precision of the fabrication process.
Embodiments of the present disclosure relate to photonic integrated circuits (PICs) including a submount adjusting temperature distribution of the PICs and methods for designing photonic integrated circuits, where wavelengths of light sources and maximum transmission wavelengths of asymmetric interferometers in the PICs are matched in a predetermined range of wavelengths.
Some embodiments are based on recognition that a change in temperature of waveguides can lead a change in the effective refractive index. According to embodiments of the present disclosure, the variations of maximum transmission wavelengths of asymmetric interferometers in a photonic integrated circuit having optical waveguides with different lengths can be reduced by adjusting the temperature of the interferometer by disposing on a submount selected from a predesigned group of submounts with different thermal conductor configurations having different thermal properties.
Some embodiments according to the present disclosure provide a photonic integrated circuit disposed on a substrate. The photonic integrated circuit includes first and second light sources to transmit a first light beam and a second light beam via first and second waveguides; an interferometer to combine the first and second light beams from the first and second waveguides and transmit a combined signal light beam from an output port of a combined waveguide; a contact layer formed on a backside of the substrate; and a submount to contact the contact layer, wherein the submount includes a first thermal conductor corresponding to regions of the first and second light sources, a second thermal conductor corresponding to a region of the interferometer and a third thermal conductor corresponding to a part of the third waveguide.
The photonic integrated circuits (PICs) including submounts according to embodiments of the present disclosure can provide cost effective photonic integrated circuits by implementing a method for adjusting a maximum transmittance wavelength of an interferometer with an operating wavelength of a light source in a photonic integrated circuit disposed on a submount having thermal conductors thereon, includes determining the operation wavelength λo of the light source; determining a maximum transmittance wavelength λm of the interferometer having an acceptable range of wavelengths λm±Δλ, wherein Δλ is an acceptable deviation wavelength; and arranging a first thermal conductor having a first area and a second thermal conductor having a second area on the submount, wherein when λo>λm−Δλ, the first area is greater than the second area and the second area is arranged at an opposite end from the light source, wherein when the operation wavelength λo is in the acceptable range of wavelengths λm±Δλ, the first thermal conductor or the second thermal conductor is arranged to fully include an area of the integrated circuit.
According to embodiments of the present disclosure, as the operating wavelengths of light sources and the maximum transmittance wavelength of an interferometer can be matched by arranging thermal conductors of a submount included in a photonic integrated circuit, cost effective photonic integrated circuits can be provided because the yield of PIC manufacturing process is increased.
The presently disclosed embodiments will be further explained with reference to the attached drawings. The drawings shown are not necessarily to scale, with emphasis instead generally being placed upon illustrating the principles of the present disclosed embodiments.
While the above-identified drawings set forth presently disclosed embodiments, other embodiments are also contemplated, as noted in the discussion. This disclosure presents illustrative embodiments by way of representation and not limitation. Numerous other modifications and embodiments can be devised by those skilled in the art which fall within the scope and spirit of the principles of the presently disclosed embodiments.
The following description provides exemplary embodiments only, and is not intended to limit the scope, applicability, or configuration of the disclosure. Rather, the following description of the exemplary embodiments will provide those skilled in the art with an enabling description for implementing one or more exemplary embodiments. Contemplated are various changes that may be made in the function and arrangement of elements without departing from the spirit and scope of the subject matter disclosed as set forth in the appended claims.
Various embodiments of the present invention are described hereafter with reference to the figures. It should be also noted that the figures are only intended to facilitate the description of specific embodiments of the invention. Further, size and shapes illustrated in the figures are intended to facilitate the description of embodiments, accordingly, the invention is not restricted to the size or shape as illustrated. They are not intended as an exhaustive description of the invention or as a limitation on the scope of the invention. In addition, an aspect described in conjunction with a particular embodiment of the invention is not necessarily limited to that embodiment and can be practiced in any other embodiments of the invention.
Some embodiments of the present invention are based on recognitions that the wavelength selective manipulators are sensitive to wavelength variation introduced by the fluctuation of the temperature.
The optical parts 11-21 of the photonic integrated circuit 100 may be fully or partially buried in the substrate 10 according to the manufacturing process design, and the photonic integrated circuit 100 may be covered with a predetermined passivation film (not shown). As the figures in the present disclosure are provided only for explanations of each of parts and components of the photonic integrated circuit 100, the passivation film or a buried structure of the photonic integrated circuit 100 are omitted.
The optical elements 15-18 of the Mach-Zehnder interferometer 21 may be a 2×2 coupler 15, a first signal waveguide arm 16, a second signal waveguide arm 17, and a 2×1 coupler 18. The 2×2 coupler 15 may be referred to as a first coupler 15 and the 2×1 coupler 18 may be referred to as a second coupler 18. The first coupler 15 includes two input ports and two output ports. The second coupler 18 includes two input ports and one output port. The output port 20 is coupled to an optical fiber 60 to transmit optical signals either with or without a lens. The first and second optical light sources 11 and 12 may be laser diodes (LDs or semiconductor lasers). In some cases, the first and second optical light sources 11 and 12 may be electroabsorption-modulated lasers (EMLs). The first light source 11 transmits a first light beam having a first peak wavelength λ1 from an output port of the first light source 11. The first light beam propagates through the first input waveguide 13 and is input to a first input port of the first coupler 15. The second light source 12 transmits a second light beam having a second peak wavelength λ2 from an output port of the second light source 12. The second light beam propagates through the second input waveguide 14 and is input to a second input port of the first coupler 15. The first coupler 15 splits the first light beam into a first optical signal and transmits half of the first optical signal through the first signal waveguide arm 16 to an input port of the second coupler 18, and the rest of the first optical signal through the second signal waveguide arm 17 to another input port of the second coupler 18. Further, the first coupler 15 splits the second light beam into a second optical signal and transmits half of the second optical signal through the first signal waveguide arm 16 to an input port of the second coupler 18, and the rest of the second optical signal through the second signal waveguide arm 17 to another input port of the second coupler 18. The second coupler 18 combines the first and second optical signals and transmits a combined signal from an output portion of the second coupler 18 through an output waveguide 19 (output arm 19). Further, the optical fiber 60 is coupled to the output port 20 of the second coupler 18 for transmitting the combined signal via the optical fiber 60 to an optical signal receiver (not shown). The Mach-Zehnder interferometer 21 comprises of the optical components 15-19. The length of the two waveguide arms 16 and 17 are different, and the phase relationship of the optical signals after 16 and 17 depends on the wavelength. The difference of the waveguide arms 16 and 17 determines the periodicity as well as the exact peak wavelengths of the transmittance.
During the operations of the photonic integrated circuit 100, the light sources 11 and 12 generate heat and the heat spreads (conducts) to the submount 40 via the thermal conductor 41 and reaches the cooling device 50. As a result, temperatures at the positions where the first and second waveguide arms 16 and 17 are disposed rise beyond an ambient temperature (e.g. over a room temperature) by the heat conducting from the first and second light sources 11 and 12. At a steady state during operations, the first and second waveguide arms 16 and 17 reach a designed (predetermined) range of temperatures.
It is indicated that the operating wavelength λo of the light source is matched in a predetermined range of wavelengths λm±Δλ to avoid the loss of the signal intensity while propagating the interferometer. The light source may be a laser diode or an electroabsorption-modulated lasers (EML). For instance, when a laser diode is used as the light source, the operating wavelength λo can be a lasing wavelength of the laser diode.
As mentioned above, the operating wavelength λo of the light source is located in a predetermined range of wavelength variations λm±Δλ of the transmittance spectrum S1, matching well with the maximum transmittance wavelength λm, where Δλ is an acceptable variation wavelength obtained from a predetermined factor α(=0.0005˜0.001%) of the wavelength λm; i.e., Δλ=α×λm. For instance, when the maximum transmittance wavelength λm is designed to be 1.3 μm (1300 nm), Δλ can be 0.00065˜0.0013 μm (0.65 nm˜1.3 nm). Accordingly, when assuming that Δλ=1.3 nm, the predetermined range of wavelengths λm±Δλ can be 1.2987 μm˜1.3013 μm (1298.7 nm˜1301.3 nm). The maximum transmittance wavelength λm may be another wavelength in a range from 1.260 μm to 1.625 μm. As seen in the figure, when the operating wavelength λo positions in the predetermined range of wavelengths (wavelength variation) λm±Δλ, the transmission loss of the signal intensity via the interferometer is significantly low (reduced) while operating the photonic integrated circuit 100.
When the operating wavelength λo of the light source and the maximum transmittance wavelength λm are properly matched, a sufficient transmittance T is obtained for performing effective transmission of the signal via the interferometer. On the other hand, if the transmittance spectrum S1 shifts toward either a longer or shorter wavelength, the operating wavelength λo becomes out of the range of wavelengths λ′m±Δλ′, and a transmittance T′ at the operating wavelength λO produces a great amount of transmission loss of the signal while propagating through the interferometer.
This situation can happen when the optical properties (e.g. effective refractive index) of the materials of the interferometer changes with temperature of the materials. According to our knowledge, in some cases, a temperature dependence of the maximum transmittance wavelength λm can be approximated by ˜0.09 nm/° C. (or nm/K). This indicates that the transmittance spectrum with the maximum transmittance wavelength λm shifts toward a longer wavelength by 0.09 nm when the temperature of the interferometer rises by 1° C. (1K). It should be noted that a 0.1 nm to 0.2 nm shift of the transmittance spectrum can significantly increase the signal loss through the interferometer when the operating wavelength λo is near the edge of the predetermined range of wavelengths λm±Δλ.
For instance, some photonic integrated circuits include light sources with operating power around 100 mW and interferometers, which are arranged apart by a couple of hundred micrometers (100˜300 μm) on an identical substrate. In such case, the interferometers can be raised by a couple of degree Celsius (° C.) by the heat conducting from the light sources during operations of the light sources.
Some embodiments of the invention provide a method and a photonic integrated circuit, which allow to manage local temperatures of the photonic integrated circuit including the MZI for matching the peak wavelength of a coupler and the operation wavelength of a light source in a predetermined range without requiring extra local active temperature control units.
Simulations of temperature distributions in a photonic integrated circuit 100 are shown in
Thermal conductors with different areas are arranged at the right and left ends of the submount. Gold films with 5 μm in thickness are arranged as the materials of the thermal conductors. The submount may be a high thermal conductive material such as aluminum nitride (AlN) or Beryllium Oxide (BeO). Various arrangements of the thermal conductors are shown as arrangements (a), (b) and (c), respectively.
Arrangement (a) includes a single thermal conductor on which the light sources are disposed (left end of the submount). The area of the thermal conductor can cover the area that includes the first and second light sources (400 μm-wide, see
As the constant temperature region corresponds to the areas on which the interferometers are disposed, the temperatures of the interferometers are raised by around 2K (2° C.) from an ambient temperature (˜298K) by the heat conducting from the light sources. This effect can be applied to a photonic integrated circuit when s transmittance spectrum needs to be shifted toward a longer wavelength's transmittance spectrum.
Arrangement (b) includes a 50 μm-wide thermal conductor (second thermal conductor) at the right end of the submount in addition to the first thermal conductor of
Arrangement (c) shows a case where the thermal conductor fully covers the submount. In this case, the temperature immediately drops to the right end of the submount and remains at the ambient temperature. This effect can be applied when the temperatures of the interferometers are designed to stay at the ambient temperature.
Accordingly, some embodiments of the present disclosure are based on recognitions that a photonic integrated circuit having optical components arranged on a substrate includes a submount with thermal conductors separately arranged on the submount for providing a matching between an operating wavelength of a light source and a transmittance spectrum of an interferometer. In this case, the photonic integrated circuit includes first and second light sources, respectively, configured to transmit a first light beam and a second light beam via first and second input waveguides, a first coupler configured to split the first and second light beams received from the first and second input waveguides into a first signal and a second signal and transmit the first and second signals via first and second signal waveguides, a second coupler configured to combine the first and second signals received from the first interferometer via the first and second signal waveguides and transmit a combined signal via a third waveguide, a contact metal layer formed on a backside of the substrate and a submount configured to contact the contact metal layer via the thermal conductors of the submount, wherein the thermal conductors include a first thermal conductor having a first thermal conductivity and a second conductor having a second thermal conductivity, wherein the first thermal conductivity is greater than the second thermal conductivity, and the first conductor is arranged to fully cover bottom areas of the first and second light sources.
Further, an area of the first thermal conductor is larger than an area of the second thermal conductor, and the first and second optical sources are arranged more proximity to the first thermal conductor than the second thermal conductor.
In this case, an air (air gap) is used as the second thermal conductor 42, in which the thermal conductivity of air is assumed to be around 0.002 (W/m-K). The first and third conductors 41 and 43 may be identical material. For instance, the first and third conductors 41 and 43 may be gold films, in which gold has a thermal conductivity of approximately 310 (W/m-K).
This configuration of the thermal conductors is relevant to the arrangement (b) of
According to embodiments of the present disclosure, the area of the first thermal conductor 12 can be arranged to fully include the area of the first and second light sources 11 and 12. Namely, the heat generated by the first and second light sources 11 and 12 is vertically and effectively conducted through the first thermal conductor 12 via the substrate 10 and the contact layer 30.
In some cases, the second thermal conductor 42 may be an epoxy resin having a thermal conductivity of approximately 0.35 (W/m-K), so that the second thermal conductivity is approximately three orders of magnitude less than the first thermal conductance.
In some cases, the maximum transmittance wavelength of an interferometer can be positioned at a wavelength shorter than the operating wavelength λo of a light source when the fabrication process variations caused wavelength variations of the interferometer. In this case, the operating wavelength λo does not position in the predetermined range of wavelengths λm±Δλ, which also results in significant losses of the signal intensity while the signal beam propagates through the interferometer.
The thermal conductor 41 may include at least two portions to substantially include the operating wavelengths of the light sources 11 and 12 in the predetermined range of transmittance spectra of the first and second couplers 15 and 18.
In the examples discussed above, it is assumed that the first coupler 15 and the second coupler 18 are serially aligned along the width direction W on the substrate 10 from the light sources 11 and 12 to the output port 20, as illustrated in
In some cases, it is desirable to change the arrangement of the couplers 15 and 18 and waveguide arms 16 and 17 on the substrate 10 according to the designed layout of the photonic integrated circuit 100.
By giving different temperatures to the two waveguide arms of the interferometer, the wavelength shift can be significantly increased. Let us define L1 and L2, β1 and β2, T1 and T2 as the length, propagation constant, and temperatures of the waveguide arms 1 and arm 2, respectively. The temperature T1 may be an average temperature of the waveguide arm 16 throughout the arm length L1, and the temperature T2 may be an average temperature throughout the arm length L2 of the waveguide arm 17.
The optical signal A after an ideal MZI can be expressed as,
A=[exp(jβ1L1)+exp(jβ2L2)]/2.
Since the propagation constant β can be expressed as
β=2πn/80 ,
where n is the effective refractive index, so in a linear approximation,
Δβ=2πΔn/λ.
The optical signal A depends on the relative phase of the two waveguide arms. If both waveguide arms have the same average temperature, the relative phase can be expressed as
Δβ(L2−L1),
since Δβ=Δβ1=Δβ2. In other words, only the difference of the length affects the phase difference. However, if only the waveguide arm 1 has different temperature, then the relative phase difference is Δβ L1 and it now becomes much larger.
For example, ΔL=L2−L1=50 μm is needed if 4.5 nm wavelength separation is needed for the interferometer. If we choose L1=1000 μm, and L2=950 μm, then the wavelength shift becomes 20 times larger.
According to embodiments of the present disclosure, the temperature ranges are designed so that the peak wavelengths of transmittance temperature spectra of the first and second couplers 15 and 18 are approximately matched in a designed range of wavelengths.
The thermal conductor 41 is disposed on the submount 40 so that the operating wavelengths of the first and second light sources 11 and 12 are in a predetermined wavelength range of transmittance of the first and second couplers (interferometers) 15 and 18 are set in a preset range of wavelengths.
Some embodiments of the present disclosure are recognition of the fact that the operation wavelengths of the light sources 11 and 12 vary due to heat generated from the light sources during the operations and the peak wavelength of transmittance is varied according to the heat conducting from the light sources 11 and 12. The thermal conductor 41 can be formed by different thermal conducting materials. Further, the thermal conductors 41 and 42 patterned on the submount may be Au/Sn thin film, Cu plating, aluminum nitride, or gold composite alloys.
The operating wavelengths of light sources are determined by optical measurements in step S1. The operating wavelength of a light source is determined in step S2 based on the geometric sizes of waveguides and an interferometer measured after the fabrication process of the photonic integrated circuit. When the operating wavelength λo is greater than a maximum acceptable wavelength λm+Δλ in step S3, an arrangement of first and second thermal conductors respectively having a first area and a second area is performed for the submount to be connected with the bottom of the substrate of the photonic integrated circuit. In this case, it is arranged in step S5 such that the first area includes an area of the light source(s) and is greater than the second area, and the second area is at an opposite end from the light source. When the operating wavelength λo is in an acceptable range of wavelengths λm±Δλ in step S3, the first thermal conductor or the second thermal conductor is arranged to include the area of the light source(s), the interferometer and the waveguides in the photonic integrated circuit in step S6.
In some cases, when the operating wavelength λo is shorter than the minimum acceptable wavelength λm−Δλ, the first area may be arranged to be smaller than the second area so that a thermal resistance (thermal contact resistance) of the first thermal conductor is smaller than that of the second thermal conductor. This would cause that the heat generated by the light source(s) is more accumulated at the portion of the light source(s) than the portion of the second thermal conductor on the submount. As the submount is actively cooled down with a cooling device, such as a peltier device, the temperature of the portion of the second thermal conductor can be efficiently dropped while the portion of the first thermal conductor corresponding to the light source(s) is not dropped because the thermal resistance of the first thermal conductor is smaller than that of the second thermal conductor. This thermal resistance balance between the first and second thermal conductors can make the operating wavelength λo become greater (longer) and the minimum acceptable wavelength λm−Δλ become shorter, which reduces the amount of λm−λo and can be applied for matching the operating wavelength λo and the maximum transmittance wavelength λm.
Also, the various methods or processes outlined herein may be coded as software that is executable on one or more processors that employ any one of a variety of operating systems or platforms. Additionally, such software may be written using any of a number of suitable programming languages and/or programming or scripting tools, and also may be compiled as executable machine language code or intermediate code that is executed on a framework or virtual machine. Typically, the functionality of the program modules may be combined or distributed as desired in various embodiments.
Also, the embodiments of the invention may be embodied as a method, of which an example has been provided. The acts performed as part of the method may be ordered in any suitable way. Accordingly, embodiments may be constructed in which acts are performed in an order different than illustrated, which may include performing some acts concurrently, even though shown as sequential acts in illustrative embodiments. Further, use of ordinal terms such as “first,” “second,” in the claims to modify a claim element does not by itself connote any priority, precedence, or order of one claim element over another or the temporal order in which acts of a method are performed, but are used merely as labels to distinguish one claim element having a certain name from another element having a same name (but for use of the ordinal term) to distinguish the claim elements.
Although the present disclosure has been described with reference to certain preferred embodiments, it is to be understood that various other adaptations and modifications can be made within the spirit and scope of the present disclosure. Therefore, it is the aspect of the append claims to cover all such variations and modifications as come within the true spirit and scope of the present disclosure.