Advanced electronic functions such as photonic device bias control, modulation, amplification, data serialization and de-serialization, framing, routing, and other functions are typically deployed on silicon integrated circuits. A key reason for this is the presence of a global infrastructure for the design and fabrication of silicon integrate circuits that enables the production of devices having very advanced functions and performance at market-enabling costs. Silicon has not been useful for light emission or optical amplification due to its indirect energy bandgap. This deficiency has prevented the fabrication of monolithically integrated opto-electronic integrated circuits on silicon.
Compound semiconductors such as indium phosphide, gallium arsenide, and related ternary and quaternary materials have been extremely important for optical communications, and in particular light emitting devices and photodiodes because of their direct energy bandgap. At the same time, integration of advanced electrical functions on these materials has been limited to niche, high-performance applications due to the much higher cost of fabricating devices and circuits in these materials.
Thus, there is a need in the art for improved methods and systems related to composite integration of silicon and compound semiconductor devices.
Embodiments of the present invention relate to optical systems and methods and systems for template assisted bonding of semiconductor wafers, also referred to as substrates. As described herein, embodiments of the present invention relate to a method and system for performing template assisted bonding using one or more pedestals. More particularly, embodiments of the present invention relate to methods and apparatus for wafer-scale bonding of photonic devices to SOI wafers including CMOS devices. Embodiments of the present invention have wider applicability than this example and also include applications for heterogeneous growth of semiconductor materials or integration of III-V materials for high-speed devices on silicon.
According to an embodiment of the present invention, a method of fabricating a composite semiconductor structure is provided. The method includes providing a first substrate comprising a first material and having a first surface and forming a plurality of pedestals extending to a predetermined height in a direction normal to the first surface. The method also includes attaching a plurality of elements comprising a second material to each of the plurality of pedestals, providing a second substrate having one or more structures disposed thereon, and aligning the first substrate and the second substrate. The method further includes joining the first substrate and the second substrate to form the composite substrate structure and removing at least a portion of the first substrate from the composite substrate structure.
According to another embodiment of the present invention, a method of fabricating a composite semiconductor structure is provided. The method includes providing an SOI substrate including a plurality of silicon-based devices and providing a plurality of photonic dies, each photonic die including one or more photonics devices. The method also includes providing an assembly substrate having a plurality of pedestals extending to a predetermined height from the assembly substrate and mounting each of the plurality of photonic dies on one of the plurality of pedestals. The method further includes aligning the SOI substrate and the assembly substrate and joining the SOI substrate and the assembly substrate to form the composite substrate structure.
According to yet another embodiment of the present invention, a method of fabricating a composite semiconductor structure is provided. The method includes providing a first substrate comprising a first material and having a first surface and forming a plurality of pedestals extending to a predetermined height in a direction normal to the first surface. The method also includes attaching a plurality of elements comprising a second material to each of the pedestals and providing a second substrate having one or more optical structures disposed thereon. The method further includes aligning the first substrate and the second substrate, joining the first substrate and the second substrate to form the composite substrate structure, and removing at least a portion of the first substrate from the composite substrate structure.
According to an embodiment of the present invention, methods that enable wafer-scale processing in silicon photonics are provided. As an example, according to an embodiment of the present invention, a method of fabricating a composite semiconductor structure is provided. The method includes providing an SOI substrate including a plurality of silicon-based devices, providing a compound semiconductor substrate including a plurality of photonic or other devices such as high-speed transistors, and dicing or otherwise forming the compound semiconductor substrate to provide a plurality of photonic dies. Each die includes one or more of the plurality of photonic or electronic devices. The method also includes providing an assembly substrate, mounting the plurality of compound semiconductor dies on predetermined portions of the assembly substrate, aligning the SOI substrate and the assembly substrate, joining the SOI substrate and the assembly substrate to form a composite substrate structure, and removing at least a portion of the assembly substrate from the composite substrate structure.
According to another embodiment of the present invention, a method of growing a compound semiconductor structure on a silicon-based substrate is provided. The method includes providing an SOI base wafer having a bonding surface, providing a seed wafer, and dicing the seed wafer to provide a plurality of seed dies. The method also includes providing a template wafer, mounting the plurality of seed dies on the template wafer, and bonding the template wafer to the SOI base wafer. The plurality of seed dies are joined to the bonding surface of the SOI base wafer. The method further includes removing at least a portion of the template wafer, exposing at least a portion of a surface of the plurality of seed dies, and growing the compound semiconductor structure on the exposed seed dies.
According to a particular embodiment of the present invention, a method of fabricating a composite semiconductor structure is provided. The method includes providing an SOI substrate including a plurality of silicon-based devices and providing a compound semiconductor substrate including a plurality of photonic devices. The method also includes dicing the compound semiconductor substrate to provide a plurality of photonic dies. Each die includes one or more of the plurality of photonics devices. The method further includes providing an assembly substrate, mounting the plurality of photonic dies on predetermined portions of the assembly substrate, aligning the SOI substrate and the assembly substrate, joining the SOI substrate and the assembly substrate to form a composite substrate structure, and removing at least a portion of the assembly substrate from the composite substrate structure.
Numerous benefits are achieved using the present invention over conventional techniques. For example, in an embodiment according to the present invention, the use of a template wafer allows more expensive III-V materials to be used sparingly, for example, only where required to implement a specific device function. Thus, the cost structure of the finished product is improved by embodiments described herein by minimizing the quantity of III-V or other materials needed. Additionally, multiple levels of optical interconnects can be formed in a photonic integrated circuit according to some embodiments by routing optical signals in patterned regions of the template wafer that remain after an anneal process is employed to create a split plane. The attach and split process described herein may be employed a single time or multiple times.
In a particular embodiment, multiple bonding processes are employed and three dimensional structures of alternating crystalline silicon with interspersed planes of III-V, II-VI, or other materials, are formed. Yet another benefit provided by embodiments of the present invention are that alignment to a silicon base wafer is performed on a wafer-scale basis. Additionally, definition of active stripes or regions may be performed on the III-V or other material after the wafer bonding process, significantly relaxing alignment tolerances.
Depending upon the embodiment, one or more of these benefits may exist. These and other benefits have been described throughout the present specification and more particularly below. Various additional objects, features and advantages of the present invention can be more fully appreciated with reference to the detailed description and accompanying drawings that follow.
According to the present invention, methods and systems related to template assisted bonding of semiconductor wafers are provided. Merely by way of example, the invention has been applied to a method of bonding III-V dies (or device regions for more complex circuits) to a substrate at a wafer level using an assembly substrate (also referred to as a template wafer). The method and apparatus is applicable to a variety of semiconductor processing applications including wafer-scale processing of photonics integrating silicon-devices and silicon circuits integrating high-speed electronic functions with compound semiconductor devices.
The inventors have determined that the commercial significance of silicon photonics will be enhanced if cost and power can be reduced relative to discrete implementations while not sacrificing performance. According to embodiments of the present invention, performance parity is achieved by integrating III-V materials onto the silicon photonic wafer as a wafer-scale process. As described more fully throughout the present specification, template-assisted bonding provides a wafer-scale processing paradigm for the composite integration of III-V materials with silicon or silicon-on-insulator that is amenable to batch processing (cassette to cassette).
Without limiting embodiments of the present invention, the following definitions are used to define processes and structures described herein:
Composite Bonding: A wafer bonding process using a combination of metal to metal, metal interface layer assisted, and/or direct semiconductor bonding to achieve a combination of the desirable characteristics of each of these techniques. Benefits provided by these techniques include, without limitation, strength for a metal to metal bond, ability to accommodate thermal expansion coefficient mismatches and surface roughness for metal interface layer assisted, and optical transparency for direct semiconductor bonding.
Composite Semiconductor-on-Insulator (C-SOI): A silicon photonic wafer that combines wafer-bonded III-V materials on a silicon-on-insulator substrate to create a composite of III-Vs, silicon, and potentially other materials. The resultant stack is referred to as a composite semiconductor-on-insulator wafer, or a C-SOI wafer or substrate.
Template-Assisted Bonding: Wafer bonding of pieces at a wafer-scale level through the intermediate step of producing a template. As described throughout the present specification, in an embodiment, an intermediate carrier (also referred to as an assembly substrate), for example, a carrier that has been prepared to include an implant region to enable a cleaner separation of the material on the template from the carrier substrate, is utilized.
A waveguide 130 formed in the device layer of the assembly substrate (described more fully throughout the present specification) is illustrated in
In one embodiment, the substrate can be removed from the standard silicon process flow (e.g., a CMOS process flow) prior to metal patterning. The lack of metal patterning enables higher temperature processing to be performed during the template assisted bonding process described herein. In this embodiment, the substrate can be returned to the fabrication facility or other suitable processing facility for completion of the standard silicon process after the template assisted bonding process.
In
In a particular embodiment, an interface assisted bond is formed between the semiconductor elements (e.g., between the layers of the SOI substrate and the III-V dies) in which an intermediate layer (e.g., InxPdy, for example, In0.7Pd0.3), provides an ohmic contact and optical quality including transparency, stress accommodation, and other benefits.
In some embodiments, the processes illustrated in
The processed SOI substrate, the attached III-V die matrix, and the device region of the assembly substrate, which can include a thin silicon layer or an oxide/silicon layer associated with the device region of the assembly substrate, as illustrated in
As an example, if the device region of assembly substrate includes a silicon layer (e.g., single crystal silicon), this silicon layer can be removed or patterned to form optical interconnects on the chip. This enables optical routing to be provided in a process that can be repeated for multiple optical levels. In embodiments in which the processed SOI substrate was removed from the fabrication facility prior to metallization processes, it is returned for those process steps to be performed.
As an alternative to the wafer splitting based on an ion implantation process as illustrated in
In an embodiment, the substrate 350 including a number of integrated optoelectronic devices as illustrated in
Utilizing the template assisted bonding process illustrated in
The method also includes preparing an assembly substrate (220). In an embodiment, a silicon substrate is oxidized, implanted, and patterned to provide mounting locations for the III-V dies discussed above (222). The assembly substrate in this embodiment includes a base region and a device region separated by a split plane defined by the peak of the implant dose (e.g., formed during a hydrogen implantation process). The patterning process can include definition of metal patterns on the template wafer that define locations where the semiconductor pieces (e.g., III-V semiconductor devices) are bonded. In some embodiments, in addition to or in place of metal patterns, targets are formed during the patterning process to provide an indication of locations at which the semiconductor pieces (e.g., III-V semiconductor devices) are directly bonded. As described more fully throughout the present specification, the device region is bonded to the processed SOI substrate and used for device fabrication and the base region is removed and potentially reused. An SOI substrate is processed (230) to provide CMOS devices, electronics, photonic elements, and the like. The SOI substrate is prepared for wafer bonding operations including surface preparation (232). The assembly substrate and the SOI substrate are aligned (240) and a wafer bonding process is performed to join the two substrates and form a composite substrate structure (242).
An anneal process is then used to split the assembly substrate at the depth at which the peak of the implant dose lies (244). In some embodiments, this step is omitted since the assembly substrate splits as a result of the wafer bonding process (242). In some embodiments, the substrate after splitting is polished (246) to remove surface roughness resulting from the splitting process.
Although the assembly substrate can be split at or near the depth of the implant dose peak, embodiments of the present invention are not limited to this particular split depth and other depths other than the peak of the implant dose can be achieved. Also, it should be noted that while splitting using an anneal process is described herein as a method of removing the assembly substrate, other methods are included within the scope of the present invention, for example, without limitation, lapping to remove the bulk of the assembly substrate, or other suitable techniques.
It should be appreciated that the specific steps illustrated in
An assembly wafer is prepared (620), for example by oxidizing, implanting, and patterning a silicon wafer to form a device layer and a base layer. In some embodiments, one or more of these steps are not performed as appropriate to the particular application. The device elements from the unprocessed wafer are mounted onto the assembly wafer (622). An SOI base wafer is processed (630), which can include the formation of CMOS circuits, electronics, and photonic elements and prepared for wafer bonding (632). In an embodiment, additional metals are deposited onto the SOI base wafer to form contact regions to the unprocessed epitaxial material during the wafer bonding process described below.
The assembly wafer and SOI base wafer are aligned (640) and wafer bonded (642). In an embodiment, the assembly wafer is aligned to the SOI base wafer, but this is not required by embodiments of the present invention. The assembly wafer is split using an anneal process, for example, at approximately the peak of the implant dose (644). A polishing process (e.g., CMP) is used to remove surface roughness resulting from the separation of the device layer of the assembly wafer from the base layer of the assembly substrate (646).
After the wafer bonding process and removal of the base layer of the assembly wafer, additional process steps such as patterning of the device layer to form optical waveguides (648) and proton implantation or III-V oxidation (650) may be performed to define active stripe regions on the epitaxial material. For example, during a proton implantation process, the energy of the implant is selected such that an implant through the “back” of the device structure (formed in the III-V material) defines the stripe region in the material adjacent to the bond to the SOI base wafer. Planarization of layers (652) and repeating of one or more of the steps illustrated in
In the embodiment illustrated in
It should be appreciated that the specific steps illustrated in
Referring to
An SOI base wafer is processed up to, but not through, metal deposition processes (830) and the SOI base wafer is prepared for wafer bonding (832). In the illustrated embodiment, the SOI base wafer is processed up to the metal deposition processes, but this is not required by the embodiments of the present invention. In other embodiments, the SOI processing is stopped prior to steps preceding the metal deposition processes and these steps prior to the metal deposition processes are then performed after epitaxial growth (e.g., at step 850). One of ordinary skill in the art would recognize many variations, modifications, and alternatives.
The assembly wafer is aligned with the SOI base wafer (840) and wafer bonding is performed to join the wafers together (842).
Access areas are opened for growth on the seed material dies (848) and epitaxial structures are grown using selective epitaxy as illustrated in
After growth of epitaxial structures lattice matched to the seed material, the remainder of the CMOS processing, as well as processing of the seed materials (e.g., III-V materials) can be performed, including the metal deposition steps not performed in step 830. Different seed materials may be accessed at different points in the process for embodiments in which growth on multiple different seed materials is performed (for example, both GaAs and InP). Masking of predetermined portions of the substrate can be performed to access these varied seed materials.
In light of the applicability of the methods and systems described herein to different seed materials, it should be noted that embodiments of the present invention are therefore useful for applications where high-speed III-V devices or circuits are incorporated onto the silicon wafer and embodiments of the present invention are not limited to optical elements joined to the silicon substrate. As another example, embodiments of the present invention are useful for the fabrication of short-distance optical interconnects (e.g., core-to-core, chip-to-chip, or the like) that can be combined with longer-haul optical devices. Further examples might include integration of high-speed transistors for circuits (such as power amplifiers) with other circuits formed in CMOS for wireless communications applications.
The various steps illustrated in
Utilizing the methods illustrated in reference to
Different seed crystals may be provided and/or accessed at different points in the process if growth on multiple different seed materials is desired (for example, both GaAs and InP or a II-VI). The use of multiple seed materials will be useful for applications in which high-speed III-V devices or circuits are incorporated onto the silicon structure. Thus, embodiments of the present invention are not limited to optical interconnection applications. As another example, this process would be applicable to the combination of short-distance optical interconnects (e.g., core-to-core, chip-to-chip) with longer-haul optical devices.
Subsequent device layers and epitaxial layers are illustrated making up the multilayer structure. These layers are formed through repeating the template assisted bonding process with additional templates having seed material, epitaxial material, or the like. For example, template wafers with seed material 1014 and 1012 can be bonded sequentially. Etched openings in the template wafer provide access for selective area growth of epitaxial structures. Vias and interconnects may also be formed between and within the layers. Additional electronic devices or circuits may also be formed on the template wafers in the stack.
Thus, multilayer structures are fabricated using the seed crystal approach described herein. As illustrated in
Referring to
Referring once again to
Formation of the pedestals can include a masking and etching process or other suitable removal process to define the lateral and vertical extent of the pedestals. In the illustrated embodiment, all pedestals are the same height, but it will be evident to one of skill in the art that multiple masking and etching processes can be utilized to form pedestals of varying height dispersed on the surface of the assembly substrate. Moreover, inclusion of etch stop layers (not shown) in the assembly substrate can be utilized to terminate the removal process and define the height of the pedestals.
As illustrated in
The plurality of elements 1120 can be attached to the pedestals of the assembly substrate before the pedestals are formed or after the pedestals are formed, depending on the particular implementation. Although the lateral extent of the elements and the pedestals are illustrated as approximately the same, this is not required by the present invention and the lateral extent of the pedestals and the elements can be the same, the pedestals can be smaller than the elements, the pedestals can be larger than the elements, combinations thereof, or the like.
Referring to
Referring to
Referring to
The use of the pedestals also provides relaxation of tolerances associated with processing of the SOI substrate. As an example, differences in the heights of surfaces 1132 and 1137 would typically adversely impact wafer bonding processes if they were not equal since it is generally desirable in wafer bonding processes to have a uniform height surface for bonding. However, here, since neither surface 1132 nor 1137 include bonding regions, height differentials, material non-planarity, and the like have little to no impact on the wafer bonding process. In some implementations, intentional height variations in the SOI substrate are accommodated by the use of the pedestals, recessed regions formed in the SOI substrate, or a combination thereof.
Splitting of the substrate at the implant split region is illustrated in
In addition to modification of
As described herein, a wafer bonding and splitting process for the transferring of materials/devices/membranes onto a second wafer is provided. In a particular embodiment, only regions of interest are transferred during the wafer or substrate bonding process. As described herein, a plurality of pedestal-like regions are defined on the assembly substrate. In some embodiments, pedestals can also be formed on the SOI substrate. The pedestals can align with matching features present on the other substrate in some embodiments. In an embodiment, subsequently, the assembly substrate and the SOI substrate are bonded so that only the top regions of the pedestals (including materials attached on tops of the pedestal) are in contact with the second wafer (i.e., the SOI substrate), preserving regions of the second wafer free from bonded structures. As a result, elements present on the second substrate (e.g., optical devices, electrical integrated circuits, optoelectronic circuits and/or devices, or the like) are protected during the bonding process by some embodiments. Additionally, as described above, constraints on the bonding process are relaxed as the number of different materials utilized in the bonding process are reduced.
In some wafer bonding processes, the entire wafer surfaces are bonded to one another prior to wafer splitting. According to some embodiments of the present invention, only portions of the wafer surfaces are bonded to one another utilizing pedestal-like structures that are defined prior to bonding. Thus, only these regions are in contact with one another during bonding. This allows for portions or all of the unbonded surface to stay unaffected by the bond and split process. As an example, wafers that contain regions with devices that do not utilize material transfer can remain unaffected from regions that utilize material transfer. Also, by not bonding the entire surface of the wafer or substrate, embodiments enable the use of surface conditions that are suboptimal/inadequate for wafer bonding.
Referring to
The method further includes aligning the first substrate and the second substrate (1218), joining the first substrate and the second substrate to form the composite substrate structure (1220), and removing at least a portion of the first substrate from the composite substrate structure (1222).
In some embodiments, the method includes forming a wafer splitting region in the first substrate, for example, an implanted region in which an implant species such as hydrogen, helium, or boron (or a combination thereof) has been implanted. Removing at least a portion of the first substrate from the composite substrate structure can include using a wafer splitting process to separate portions of the first substrate. In some implementations, the second substrate can include a plurality of recessed regions. In these embodiments, aligning the first substrate and the second substrate includes inserting one or more of the plurality of elements into the plurality of recessed regions. As an example, the recessed regions could be formed adjacent a waveguide section, enabling optical coupling between an active device fabricated using one of the plurality of elements and the waveguide section. Recessed regions (for pairing with the pedestals) on the second substrate are thus utilized in some embodiments.
In an embodiment, the use of pedestals enables regions of the second substrate to remain free from bonding processes. As a result, the second substrate can include a plurality of device regions and joining the first substrate and the second substrate to form the composite substrate structure can include forming an unbonded region adjacent to the plurality of device regions. In these and other embodiments, the plurality of device regions can include at least one of a waveguide, an electronic device, an optical device, or an integrated circuit.
It should be appreciated that the specific steps illustrated in
The method also includes providing an assembly substrate having a plurality of pedestals extending to a predetermined height from the assembly substrate (1314) and mounting each of the plurality of photonic dies on one of the plurality of pedestals (1316). As an example, providing the assembly substrate can include oxidizing a silicon substrate and implanting the oxidized silicon substrate to form an implant region disposed between a top of the plurality of pedestals and the silicon substrate. In some embodiments, mounting of each of the plurality of photonic dies on one of the plurality of pedestals is performed after formation of the plurality of pedestals on the assembly substrate.
The method further includes aligning the SOI substrate and the assembly substrate (1318) and joining the SOI substrate and the assembly substrate to form the composite substrate structure (1320).
In some embodiments, the method may also include removing at least a portion of the assembly substrate from the composite substrate structure, for example, using a wafer splitting process.
It should be appreciated that the specific steps illustrated in
It should be noted that III-V devices discussed herein may have other than photonic functions. For example, embodiments of the present invention can be used to bond III-V materials for high-speed devices such as cell phone power amplifiers onto a silicon or SOI wafer with other functions. Other non-photonic applications are included within the scope of the present invention as well.
It is also understood that the examples and embodiments described herein are for illustrative purposes only and that various modifications or changes in light thereof will be suggested to persons skilled in the art and are to be included within the spirit and purview of this application and scope of the appended claims.
This application is a divisional of U.S. patent application Ser. No. 14/862,435, filed on Sep. 23, 2015, entitled “Multilevel Template Assisted Wafer Bonding,” which is a continuation-in-part of U.S. patent application Ser. No. 14/261,276, filed on Apr. 24, 2014, entitled “Method and System for Template Assisted Wafer Bonding Using Pedestals,” now U.S. Pat. No. 9,159,631, issued on Oct. 13, 2015, which is a continuation of U.S. patent application Ser. No. 13/733,337, filed on Jan. 3, 2013, entitled “Method and System for Template Assisted Wafer Bonding Using Pedestals,” now U.S. Pat. No. 8,735,191, issued on May 27, 2014, which claims priority to U.S. Provisional Patent Application No. 61/583,095, filed on Jan. 4, 2012, entitled “Method and System for Template Assisted Wafer Bonding Using Pedestals.” U.S. patent application Ser. No. 14/862,435 is also a continuation-in-part of U.S. patent application Ser. No. 14/245,191, filed on Apr. 4, 2014, entitled “Method and System for Template Assisted Wafer Bonding,” now U.S. Pat. No. 9,461,026, issued on Oct. 4, 2016, which is a continuation of U.S. patent application Ser. No. 13/869,408, filed on Apr. 24, 2013, entitled “Method and System for Template Assisted Wafer Bonding,” now U.S. Pat. No. 8,722,464, issued on May 13, 2014, which is a continuation of U.S. patent application Ser. No. 13/527,394, filed on Jun. 19, 2012, entitled “Method and System for Template Assisted Wafer Bonding,” now U.S. Pat. No. 8,445,326, issued on May 21, 2013, which is a continuation of U.S. patent application Ser. No. 13/112,142, filed on May 20, 2011, entitled “Method and System for Template Assisted Wafer Bonding,” now U.S. Pat. No. 8,222,084, issued on Jul. 17, 2012, which claims priority to U.S. Provisional Patent Application No. 61/420,917, filed on Dec. 8, 2010, entitled “Method and System for Template Assisted Wafer Bonding.” U.S. patent application Ser. No. 14/862,435 is also a continuation-in-part of U.S. patent application Ser. No. 14/482,650, filed on Sep. 10, 2014, entitled “Vertical Integration of CMOS Electronics with Photonic Devices,” now U.S. Pat. No. 9,659,993, issued on May 23, 2017, which is a continuation of U.S. patent application Ser. No. 13/745,577, filed on Jan. 18, 2013, entitled “Vertical Integration of CMOS Electronics with Photonic Devices,” now U.S. Pat. No. 8,859,394, issued on Oct. 14, 2014, which claims priority to U.S. Provisional Patent Application No. 61/588,080, filed on Jan. 18, 2012, entitled “Vertical Integration Of CMOS Electronics With Photonic Devices.” The disclosures of which are hereby incorporated by reference in their entirety for all purposes.
Number | Name | Date | Kind |
---|---|---|---|
4293826 | Scifres et al. | Oct 1981 | A |
5190883 | Menigaux et al. | Mar 1993 | A |
5319667 | Dutting et al. | Jun 1994 | A |
5333219 | Kuznetsov | Jul 1994 | A |
5838070 | Naruse et al. | Nov 1998 | A |
5858814 | Goossen et al. | Jan 1999 | A |
5981400 | Lo | Nov 1999 | A |
5987050 | Doerr et al. | Nov 1999 | A |
6101210 | Bestwick et al. | Aug 2000 | A |
6192058 | Abeles | Feb 2001 | B1 |
6242324 | Kub et al. | Jun 2001 | B1 |
6429045 | Furukawa et al. | Aug 2002 | B1 |
6583445 | Reedy et al. | Jun 2003 | B1 |
6667237 | Metzler | Dec 2003 | B1 |
6714566 | Coldren et al. | Mar 2004 | B1 |
6728279 | Sarlet et al. | Apr 2004 | B1 |
6759746 | Davies | Jul 2004 | B1 |
6828657 | Hara et al. | Dec 2004 | B2 |
6888989 | Zhou | May 2005 | B1 |
6959863 | Figuet et al. | Nov 2005 | B2 |
7058096 | Sarlet et al. | Jun 2006 | B2 |
7256483 | Epler et al. | Aug 2007 | B2 |
7755113 | Yamazaki et al. | Jul 2010 | B2 |
7851332 | Yamazaki et al. | Dec 2010 | B2 |
7972875 | Rogers et al. | Jul 2011 | B2 |
8106379 | Bowers | Jan 2012 | B2 |
8222084 | Dallesasse et al. | Jul 2012 | B2 |
8290014 | Junesand et al. | Oct 2012 | B2 |
8368995 | Dallesasse et al. | Feb 2013 | B2 |
8445326 | Dallesasse et al. | May 2013 | B2 |
8463088 | Asghari et al. | Jun 2013 | B1 |
8559470 | Dallesasse et al. | Oct 2013 | B2 |
8630326 | Krasulick et al. | Jan 2014 | B2 |
8722464 | Dallesasse et al. | May 2014 | B2 |
8768123 | Yao | Jul 2014 | B2 |
8859394 | Dallesasse et al. | Oct 2014 | B2 |
9159631 | Marchena et al. | Oct 2015 | B2 |
9190400 | Krasulick et al. | Nov 2015 | B2 |
9461026 | Dallesasse et al. | Oct 2016 | B2 |
9659993 | Dallesasse et al. | May 2017 | B2 |
9709735 | Krasulick et al. | Jul 2017 | B2 |
9922967 | Krasulick | Mar 2018 | B2 |
10373939 | Krasulick et al. | Aug 2019 | B2 |
20020096717 | Chu et al. | Jul 2002 | A1 |
20020106893 | Furukawa et al. | Aug 2002 | A1 |
20020197013 | Liu et al. | Dec 2002 | A1 |
20030042494 | Worley | Mar 2003 | A1 |
20030128724 | Morthier | Jul 2003 | A1 |
20040037342 | Blauvelt et al. | Feb 2004 | A1 |
20040077135 | Fan et al. | Apr 2004 | A1 |
20040142575 | Brewer | Jul 2004 | A1 |
20040182914 | Venugopalan | Sep 2004 | A1 |
20040228384 | Oh et al. | Nov 2004 | A1 |
20040245425 | Delpiano et al. | Dec 2004 | A1 |
20040253792 | Cohen et al. | Dec 2004 | A1 |
20040259279 | Erchak et al. | Dec 2004 | A1 |
20050211465 | Sunohara et al. | Mar 2005 | A1 |
20050211993 | Sano et al. | Sep 2005 | A1 |
20050213618 | Sochava et al. | Sep 2005 | A1 |
20050226284 | Tanaka et al. | Oct 2005 | A1 |
20060057836 | Nagarajan et al. | Mar 2006 | A1 |
20060093062 | Yun et al. | May 2006 | A1 |
20060121373 | Yang et al. | Jun 2006 | A1 |
20060124954 | Akaishi | Jun 2006 | A1 |
20060246636 | Imai et al. | Nov 2006 | A1 |
20080135859 | Cho | Jun 2008 | A1 |
20080181557 | Wang et al. | Jul 2008 | A1 |
20090016399 | Bowers et al. | Jan 2009 | A1 |
20090065891 | Dantz et al. | Mar 2009 | A1 |
20090135861 | Webster | May 2009 | A1 |
20090245316 | Sysak et al. | Oct 2009 | A1 |
20090267173 | Takahashi et al. | Oct 2009 | A1 |
20090278233 | Pinnington et al. | Nov 2009 | A1 |
20090294803 | Nuzzo et al. | Dec 2009 | A1 |
20090294814 | Assefa et al. | Dec 2009 | A1 |
20100006972 | La Tulipe, Jr | Jan 2010 | A1 |
20100059822 | Pinguet et al. | Mar 2010 | A1 |
20100111128 | Qin et al. | May 2010 | A1 |
20100166360 | Jones et al. | Jul 2010 | A1 |
20110008577 | Miyake et al. | Jan 2011 | A1 |
20110012261 | Choi et al. | Jan 2011 | A1 |
20110032964 | Sauer et al. | Feb 2011 | A1 |
20110085572 | Dallesasse | Apr 2011 | A1 |
20110085577 | Krasulick | Apr 2011 | A1 |
20110085760 | Han et al. | Apr 2011 | A1 |
20110086461 | Bolis | Apr 2011 | A1 |
20110089524 | Nonagaki | Apr 2011 | A1 |
20110163444 | Hayashi | Jul 2011 | A1 |
20110165707 | Lott et al. | Jul 2011 | A1 |
20110211604 | Roscher | Sep 2011 | A1 |
20110244613 | Heck | Oct 2011 | A1 |
20120001166 | Doany et al. | Jan 2012 | A1 |
20120002694 | Bowers et al. | Jan 2012 | A1 |
20120057079 | Dallesasse et al. | Mar 2012 | A1 |
20120057609 | Dallesasse et al. | Mar 2012 | A1 |
20120057610 | Dallesasse et al. | Mar 2012 | A1 |
20120057816 | Krasulick et al. | Mar 2012 | A1 |
20120091594 | Landesberger et al. | Apr 2012 | A1 |
20120104623 | Pagaila et al. | May 2012 | A1 |
20120120978 | Budd et al. | May 2012 | A1 |
20120149148 | Dallesasse et al. | Jun 2012 | A1 |
20120170931 | Evans et al. | Jun 2012 | A1 |
20120264256 | Dallesasse et al. | Oct 2012 | A1 |
20120320939 | Baets et al. | Dec 2012 | A1 |
20130037905 | Shubin et al. | Feb 2013 | A1 |
20130122617 | Lott et al. | May 2013 | A1 |
20130189804 | Marchena | Jul 2013 | A1 |
20130302920 | Dallesasse et al. | Nov 2013 | A1 |
20150104905 | Park et al. | Apr 2015 | A1 |
20150123157 | Dallesasse et al. | May 2015 | A1 |
20160111407 | Krasulick | Apr 2016 | A1 |
Number | Date | Country |
---|---|---|
101349786 | Jan 2009 | CN |
104137262 | Nov 2015 | CN |
105336748 | May 2019 | CN |
2648906 | Oct 2013 | EP |
06224404 | Aug 1994 | JP |
2004-063730 | Feb 2004 | JP |
2004311526 | Nov 2004 | JP |
2006173568 | Jun 2006 | JP |
2008-122926 | May 2008 | JP |
2008-233707 | Oct 2008 | JP |
6059151 | Oct 2017 | JP |
101963465 | Mar 2019 | KR |
11201403688 | Dec 2015 | SG |
2005119776 | Dec 2005 | WO |
2011-046898 | Apr 2011 | WO |
2012078361 | Jun 2012 | WO |
2013103769 | Jul 2013 | WO |
2013109955 | Jul 2013 | WO |
2014025824 | Feb 2014 | WO |
Entry |
---|
Notification of Transmittal of the International Search Report and the Written Opinion of the International Searching Authority, Or the Declaration and International Search Report and Written Opinion of the International Searching Authority for International Application No. PCT/US2013/022244 dated May 15, 2013, 10 pages. |
Office Action dated Aug. 4, 2017 for Chinese Patent Application No. 201510646898.4; all pages. |
Extended European Search Report dated Aug. 10, 2015 for European Patent Application No. 13738701.5 filed Jan. 18, 2013; all pages. |
Japanese Office Action dated Jan. 6, 2016 for Japan Application No. JP2013-543191, 5 pages. |
Japanese Office Action dated Jul. 25, 2016 for Japan Application No. 2014-553476, filed Jan. 18, 2013; all pages. |
International Search Report and Written Opinion dated Mar. 21, 2012 for International Application No. PCT/US2011/061951 filed on Nov. 22, 2011; all pages. |
International Search Report and Written Opinion dated Mar. 1, 2013 for International Application No. PCT/US2013/020226 filed on Jan. 4, 2013; all pages. |
International Preliminary Report on Patentability dated Jul. 17, 2014 for International Patent Application PCT/US2013/020226 filed on Jan. 4, 2013; all pages. |
International Search Report and Written Opinion dated May 15, 2013 for International Application No. PCT/US2013/022244 filed on Jan. 18, 2013; all pages. |
International Preliminary Report on Patentability dated Jul. 31, 2014 for International Patent Application PCT/US2013/022244 filed on Jan. 18, 2013; all pages. |
European Search Report for EP 11847549 completed Dec. 9, 2015, 10 pages. |
First Notice of Reasons for Rejection dated Jan. 6, 2016 for Japanese Patent Application 2013-543191,all pages. |
Extended European Search Report dated Dec. 17, 2015 for European Application No. 11847549.0 filed on Nov. 22, 2011; all pages. |
Extended European Search Report dated Aug. 10, 2015 for European Application No. 13738701.5.0 filed on Jan. 18, 2013; all pages. |
European Application No. 13738701.5.0 filed on Jan. 18, 2013 received an office action, dated May 2, 2018. |
CN 201510646898.4 filed Jan. 18, 2013 received an Office Action datled Mar. 19, 2018, all pages. |
CN 201380005678.2 received an Office Action dated May 19, 2015, 6 pages. |
KR 10-2013-7017576 filed Nov. 22, 2011 received an Office Action dated Feb 5, 2018, all pages. |
Notice of Allowance for U.S. Appl. No. 13/112,142 dated Mar. 20, 2012, 8 pages. |
Non-Final Office Action for U.S. Appl. No. 13/527,394 dated Aug. 31, 2012, 6 pages. |
Notice of Allowance for U.S. Appl. No. 13/527,394 dated Jan. 29, 2013, 8 pages. |
Non-Final Office Action for U.S. Appl. No. 13/869,408 dated Aug. 30, 2013, 5 pages. |
Notice of Allowance for U.S. Appl. No. 13/869,408 dated Jan. 6, 2014, 9 pages. |
U.S. Appl. No. 14/245,191 received a Notice of Allowance, dated May 27, 2016, 8 pages. |
U.S. Appl. No. 14/245,191 received a Final Rejection, dated Feb. 24, 2016, 11 pages. |
U.S. Appl. No. 14/245,191 received a Non-Final Rejection, dated Aug. 12, 2015, 11 pages. |
Non-Final Office Action dated Aug. 12, 2015 for U.S. Appl. No. 14/245,191 all pages. |
Pre-Interview Communication dated Apr. 29, 2015 for U.S. Appl. No. 14/562,169, all pages. |
Notice of Allowance dated Jan. 17, 2014 for U.S. Appl. No. 13/733,337, all pages. |
Notice of Allowance dated Oct. 2, 2013 for U.S. Appl. No. 12/902,621; all pages. |
Non-Final Office Action dated Sep. 18, 2012 for U.S. Appl. No. 12/902,621; all pages. |
Non-Final Office Action dated Apr. 23, 2012 for U.S. Appl. No. 12/902,621; all pages. |
Notice of Allowance dated Oct. 4, 2013 for U.S. Appl. No. 13/040,184; all pages. |
Non-Final Office Action dated Apr. 23, 2013 for U.S. Appl. No. 13/040,184; all pages. |
Notice of Allowance dated Apr. 20, 2016 for U.S. Appl. No. 14/245,191; all pages. |
Non-Final Office Action dated Nov. 19, 2018 for U.S. Appl. No. 15/633,343; all pages. |
Office Action dated Mar. 30, 2015 for China Patent Application No. CN201380005678.2, 5 pages. |
International Search Report and Written Opinion dated Jan. 29, 2014 for International Patent Application No. PCT/US2013/053856; all pages. |
International Search Report and Written Opinion dated Mar. 21, 2012 for International Patent Application No. PCT/US2011/061951; all pages. |
First Notice of Reasons for Rejection dated Jan. 6, 2016, for Japan Patent Application No. JP2013-543191; 5 pages. |
Analui, et al.; “A Fully Integrated 20-GB/s Optoelectronic Transceiver Implemented in a Standard 0.13-mu-m Cmos Soi Technology”; IEEE Journal of Solid State Circuits, vol. 41, No. 12; Dec. 2006; 11 pages Yetrieved from the Internet: <http://ieeexplore.IEEE.org/abs_all.jsp?arnumber=4014595&tag=1>. |
Bickford, et al. “Electrical Characterization of GaAs Metal Bonded to Si” Applied Physics Letter 89, 012106(2006); doi: 10.1063/1.2219980, Jul. 7, 2006, retrieved from https://doi.Org/10.10631/1.2219980, 3 pages. |
Coldren et al., “Tunable Semiconductor Lasers: A Tutorial,” Journal of Lightwave Technology, Jan. 2004 22(1):193-202. |
Coldren, “Monolithic Tunable Diode Lasers,” IEEE Journal on Selected Topics In Quantum Electronics, Nov/Dec. 2000; 6(6):988-999. |
Flandorfer; Hans, “ Phase Relationships in the In-rich part of the In-PD System”, Journal of Alloys and Compounds, vol. 336, Issues 1-2, Apr. 2002, pp. 176-780. |
Hildebrand et al., “The Y-Laser: A Multifunctional Device for Optical Communication Systems and Switching Networks,” Journal of Lightwave Technology, Dec. 1993; 11 (12):2066-2075. |
Isaksson et al., “10 GB/s Direct Modulation of 40 nm Tunable Modulated-Grating Y-branch Laser, 10 GB/s Direct Modulation of 40 nm Tunable Modulated-Grating Y-Branch Laser,” in Optical Fiber Communication Conference and Exposition and The National Fiber Optic Engineers Conference, Technical Digest (CD) KOptical Society of America, 2005), paper OTuE2. |
Kuznetsov et al., “Asymmetric Y-Branch Tunable Semiconductor Laser with 1.0 THz Tuning Range,” IEEE Photonics Technology Letters, Oct. 1992; 4(10): 1093-1095. |
Laroy et al., “Characteristics of the New Modulated Grating Y laser (MG-Y) for Future WDM Networks,” Proceedings Symposium IEEE/LEOS Benelux Chapter, 2003, Enschede, pp. 55-58, retrieved from the Internet: <http://leosbenelux.org/symp03/s03p055.pdf>. |
Laroy, “New Concepts of Wavelength Tunable Laser Diodes For Future Telecom Networks,” [dissertation] Universiteit Gent, 2006 [in Dutch and English], 162 pages. |
Laroy, “New Widely Tunable Laser Concepts For Future Telecommunication Networks,” H I W-symposium, Belgium, 2002; 2 pages total; retrieved from the Internet Khttp://photonics.intec.ugent.be/download/pub1625.pdf>. |
Magno et al., “Multiphysics Investigation of Thermo-optic Effect in Silicon-on-lnsulator Waveguide Arrays,” Excerpt from the Proceedings of the Com Sol Users Conference 2006, retrieved from the Internet Khttp:/lcds.comsol.com/access/dl/papers/1628/Magno.pdf>, 6 pages total. |
Morthier et al., “New Widely Tunable Edge-Emitting Laser Diodes at 1.55 1-1m Developed in the European 1ST-project NEWTON,” Semiconductor and Organic Optoelectronic Materials and Devices. Edited by Zah, Chung-En; Luo, Yi; Tsuji, Shinji. Proceedings of the SPIE, 2005; 5624:1-8; retrieved from the Internet: <http://photonics. intec.ugent.be/download/pub 1800.pdf>. |
Morthier, “Advanced Widely Tunable Edge- Emitting Laser Diodes and Their Application in Optical Communications,” [presentation], Ghent University- IMEC, 2000, 23 pages total. Can be retrieved from the Internet: <broadband02.ici.ro/program/morthier 3a.ppt>. |
Morthier, “New Widely Tunable Lasers for Optical Networks,” NEWTON Project No. IST-2000-28244, Dec. 2001; 5 pages; retrieved from the Internet Khttp://www.istoptimist.unibo.iUpdf/network!projects public/NEWTON/Deliverables/D01.pdf>. |
Passaro et al., “Investigation of Thermo-Optic Effect and Multi reflector Tunable Filter/Multiplexer in SOI Waveguides,” Optics Express, vol. 13, No. 9, May 2005; pp. 3429-3437. |
Wesstrom et al., “Design of a Widely Tunable Modulated Grating Y-branch Laser Using the Additive Vernier Effect for Improved Super-Mode Selection,” IEEE 18th International Semiconductor Laser Conference, 2002, 99- 1 00; retrieved from the Internet Khttp://photonics.intec.ugent.be/download/pub1603.pdf>. |
Wesstrom et al., “State-of-the-Art Performance of Widely Tunable Modulated Grating Y Branch Lasers,” Optical Fiber Communication Conference, Technical Digest (CD) (Optical Society of America, 2004), paper TuE2. |
U.S. Appl. No. 16/452,212 received a Non-Final Office Action dated Apr. 29, 2021, 10 pages. |
Number | Date | Country | |
---|---|---|---|
20180308834 A1 | Oct 2018 | US |
Number | Date | Country | |
---|---|---|---|
61588080 | Jan 2012 | US | |
61583095 | Jan 2012 | US | |
61420917 | Dec 2010 | US |
Number | Date | Country | |
---|---|---|---|
Parent | 14862435 | Sep 2015 | US |
Child | 15900590 | US |
Number | Date | Country | |
---|---|---|---|
Parent | 13733337 | Jan 2013 | US |
Child | 14261276 | US | |
Parent | 13869408 | Apr 2013 | US |
Child | 14245191 | US | |
Parent | 13527394 | Jun 2012 | US |
Child | 13869408 | US | |
Parent | 13112142 | May 2011 | US |
Child | 13527394 | US | |
Parent | 13745577 | Jan 2013 | US |
Child | 14482650 | US |
Number | Date | Country | |
---|---|---|---|
Parent | 14261276 | Apr 2014 | US |
Child | 14862435 | US | |
Parent | 14245191 | Apr 2014 | US |
Child | 13733337 | US | |
Parent | 14482650 | Sep 2014 | US |
Child | 13112142 | US |